regulatory
confidence high
sentiment negative
materiality 0.75
Serina Therapeutics receives NYSE American deficiency notice for stockholders' equity below $2M
Serina Therapeutics, Inc.
- Stockholders' equity was $1.6M as of Sept 30, 2025, below $2M, $4M, and $6M thresholds.
- Company has until Feb 8, 2026 to submit a plan to regain compliance by July 9, 2027.
- Non-compliance triggers NYSE American Section 1009; delisting proceedings may start if plan rejected.
- Company intends to submit a plan but cannot assure compliance during the 18-month cure period.
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