secwatch / observer
8-K filed May 26, 2023, 7:59 PM ET ticker EQS CIK 0000878932
other confidence high sentiment neutral materiality 0.30

Equus Total Return shareholders elect five directors, ratify BDO, approve say-on-pay

EQUUS TOTAL RETURN, INC.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

EQUUS TOTAL RETURN, INC. shareholders approved Non-binding advisory approval of executive compensation for 2022 at the 2023-05-25 meeting.

Proposal
say on pay
Outcome
passed
Meeting
2023-05-25
Exact text from the filing
Proposal 3 (non-binding approval of executive compensation in 2022) : For Against Abstained 7,514,443 2,650,071 729,595 Brokers did not have discretionary voting authority on Proposals 1 and 3.
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

EQUUS TOTAL RETURN, INC. shareholders approved Ratification of the appointment of BDO USA LLP as independent accountants for fiscal year 2023 at the 2023-05-25 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-05-25
Exact text from the filing
Proposal 2 (ratification of auditors for fiscal 2023) : For Against Abstained 11,676,554 51,553 380,293
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

EQUUS TOTAL RETURN, INC. shareholders approved Election of five director nominees at the 2023-05-25 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-05-25
Exact text from the filing
Proposal 1 (election of directors) : Board of Directors Nominees For Withheld Fraser Atkinson 8,525,564 2,368,545 Kenneth I. Denos 8,525,154 2,368,955 Henry W. Hankinson 8,525,160 2,368,949 John A. Hardy 8,525,160 2,368,949 Robert L. Knauss 8,485,593 2,408,516 There were no votes against or abstained with respect to any director nominee.
View on SEC.gov

352 shareholder votes filed in the last 30 days. Browse all shareholder votes →

EQUUS TOTAL RETURN, INC. filing history →

Source: SEC EDGAR
accession 0001712543-23-000038
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