secwatch / observer
8-K filed February 26, 2024, 6:59 PM ET ticker KAVL CIK 0001762239
leadership confidence high sentiment negative materiality 1.00

Kaival Brands loses CFO, Interim CEO, COO, and two directors; appoints Eric Mosser as Interim CEO

Kaival Brands Innovations Group, Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed (interim)

Eric Mosser

President and Interim Chief Executive Officer
KAVL · Kaival Brands Innovations Group, Inc.
Effective
2024-02-23
Filed
February 26, 2024, 6:59 PM ET
On February 23, 2024, the Board appointed Eric Mosser, a current Senior Advisor to the Company and the Chief Executive Officer of Kaival International Brands, LLC, a wholly owned subsidiary of the Company, as the Company’s President and Interim Chief Executive Officer, to serve in such capacity until a successor is duly appointed and approved by the Board.
Departed

Stephen Sheriff

Chief Operating Officer
KAVL · Kaival Brands Innovations Group, Inc.
Effective
2024-02-22
Filed
February 26, 2024, 6:59 PM ET
On February 22, 2024, Stephen Sheriff, the Chief Operating Officer of the Company, provided written notice to the Company’s Board of his resignation, effectively immediately.
Departed

Roger Brooks

Director
KAVL · Kaival Brands Innovations Group, Inc.
Effective
2024-02-22
Filed
February 26, 2024, 6:59 PM ET
On February 22, 2024, Roger Brooks, a Director of the Company, provided written notice to the Company’s Board of his resignation, effectively immediately.
Departed

George Chuang

Director
KAVL · Kaival Brands Innovations Group, Inc.
Effective
2024-02-26
Filed
February 26, 2024, 6:59 PM ET
On February 26, 2024, George Chuang, a Director of the Company, provided written notice to the Company’s Board of his resignation, effectively immediately.
Departed (interim)

Barry M. Hopkins

Interim Chief Executive Officer
KAVL · Kaival Brands Innovations Group, Inc.
Effective
2024-02-22
Successor
Eric Mosser
Filed
February 26, 2024, 6:59 PM ET
On February 22, 2024, Barry M. Hopkins, the Interim Chief Executive Officer, President, and Director of the Company, provided written notice to the Company’s Board of Directors (the “Board”) of his resignation, effectively immediately.
Departed

Thomas Metzler

Chief Financial Officer
KAVL · Kaival Brands Innovations Group, Inc.
Effective
2024-02-20
Filed
February 26, 2024, 6:59 PM ET
On February 20, 2024, Thomas Metzler, the Chief Financial Officer, Secretary and Treasurer of the Company, provided written notice to the Company’s Board of his resignation, effectively immediately.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Eric Mosser was appointed as President and Interim Chief Executive Officer at Kaival Brands Innovations Group, Inc..

Action
appointed
Role
President and Interim Chief Executive Officer
Exact text from the filing
On February 23, 2024, the Board appointed Eric Mosser, a current Senior Advisor to the Company and the Chief Executive Officer of Kaival International Brands, LLC, a wholly owned subsidiary of the Company, as the Company’s President and Interim Chief Executive Officer, to serve in such capacity until a successor is duly appointed and approved by the Board.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Stephen Sheriff resigned as Chief Operating Officer at Kaival Brands Innovations Group, Inc..

Action
resigned
Role
Chief Operating Officer
Exact text from the filing
On February 22, 2024, Stephen Sheriff, the Chief Operating Officer of the Company, provided written notice to the Company’s Board of his resignation, effectively immediately.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Roger Brooks resigned as Director at Kaival Brands Innovations Group, Inc..

Action
resigned
Role
Director
Exact text from the filing
On February 22, 2024, Roger Brooks, a Director of the Company, provided written notice to the Company’s Board of his resignation, effectively immediately.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

George Chuang resigned as Director at Kaival Brands Innovations Group, Inc..

Action
resigned
Role
Director
Exact text from the filing
On February 26, 2024, George Chuang, a Director of the Company, provided written notice to the Company’s Board of his resignation, effectively immediately.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Barry M. Hopkins resigned as Interim Chief Executive Officer at Kaival Brands Innovations Group, Inc..

Action
resigned
Role
Interim Chief Executive Officer
Exact text from the filing
On February 22, 2024, Barry M. Hopkins, the Interim Chief Executive Officer, President, and Director of the Company, provided written notice to the Company’s Board of Directors (the “Board”) of his resignation, effectively immediately.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Thomas Metzler resigned as Chief Financial Officer at Kaival Brands Innovations Group, Inc..

Action
resigned
Role
Chief Financial Officer
Exact text from the filing
On February 20, 2024, Thomas Metzler, the Chief Financial Officer, Secretary and Treasurer of the Company, provided written notice to the Company’s Board of his resignation, effectively immediately.
View on SEC.gov

Kaival Brands Innovations Group, Inc. filing history →

Source: SEC EDGAR
accession 0001731122-24-000314
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