secwatch / observer
8-K filed September 22, 2023, 7:59 PM ET CIK 0001731289
debt confidence high sentiment neutral materiality 0.65

Nikola Corp: debt financing — Nikola raises $40M through Series A-2 senior convertible notes due 2024

Nikola Corp

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.95

Nikola Corp incurred convertible notes of $40,000,000 in aggregate principal amount of series A-2 senior convertible notes with an investor at not specified maturing September 22, 2024.

Instrument
convertible notes
Principal
$40,000,000 in aggregate principal amount of series A-2 senior convertible notes
Counterparty
an investor
Rate
not specified
Maturity
September 22, 2024
Event
incurrence
Exact text from the filing
On September 22, 2023, Nikola Corporation (the “Company”) expects to consummate the sale of $40,000,000 in aggregate principal amount of series A-2 senior convertible notes (the “Notes”) to an investor (the “Offering”) party to that certain Securities Purchase Agreement, dated as of August 21, 2023 (the “Purchase Agreement”), which covers the sale of up to $325,000,000 in aggregate principal amount of senior convertible notes, in a registered direct offering.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Nikola Corp entered into Second Supplemental Indenture with Wilmington Savings Fund Society, FSB valued at second supplemental indenture for issuance of series A-2 senior convertible notes (effective 2023-09-22).

Action
entry
Agreement
notes offering
Counterparty
Wilmington Savings Fund Society, FSB
Value
second supplemental indenture for issuance of series A-2 senior convertible notes
Effective
2023-09-22
Exact text from the filing
The Notes will be issued pursuant to the second supplemental indenture (the “Second Supplemental Indenture”), dated as of September 22, 2023, between the Company and Wilmington Savings Fund Society, FSB, as trustee (the “Trustee”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Nikola Corp entered into Securities Purchase Agreement with Investor valued at up to $325,000,000 in aggregate principal amount of senior convertible notes; initial tranche of $40 (effective 2023-08-21).

Action
entry
Agreement
notes offering
Counterparty
Investor
Value
up to $325,000,000 in aggregate principal amount of senior convertible notes; initial tranche of $40
Effective
2023-08-21
Exact text from the filing
On September 22, 2023, Nikola Corporation (the “Company”) expects to consummate the sale of $40,000,000 in aggregate principal amount of series A-2 senior convertible notes (the “Notes”) to an investor (the “Offering”) party to that certain Securities Purchase Agreement, dated as of August 21, 2023 (the “Purchase Agreement”), which covers the sale of up to $325,000,000 in aggregate principal amount of senior convertible notes, in a registered direct offering.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Nikola Corp entered into Base Indenture with Wilmington Savings Fund Society, FSB valued at indenture governing the senior convertible notes (effective 2023-08-21).

Action
entry
Agreement
notes offering
Counterparty
Wilmington Savings Fund Society, FSB
Value
indenture governing the senior convertible notes
Effective
2023-08-21
Exact text from the filing
The Second Supplemental Indenture supplements the indenture entered into by and between the Company and the Trustee, dated as of August 21, 2023 (the “Base Indenture”).
View on SEC.gov

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Source: SEC EDGAR
accession 0001731289-23-000275
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