RedHawk Holdings Corp.: auditor change — RedHawk gets $44.95M binding arbitration award; CEO-related unit acquisition also disclosed

RedHawk Holdings Corp.

RedHawk subsidiary awarded $44.95M plus ~$3.4M interest in binding arbitration against N-95 Shield for breach of contract.
RedHawk Land to acquire 140,000 Class A Units of Towers Hotels Fund 2014 from CEO Klug; price via independent valuation.
Convertible note renegotiated: $553.9K total payments over 4 years with balloon; conversion rights waived.
Auditor changed to GreenGrowth CPA's for fiscal years 2021, 2022 and nine-month period ended March 2023.
Board: Christopher Swiecicki appointed advisory director; Charles D'Agostino resigned for health reasons.

item 1.01 item 8.01 item 2.03 item 4.01 item 5.02

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Charles F. D'Agostino

member of the Board

RedHawk Holdings Corp.

Effective: 2023-02-20
Filed: May 11, 2023, 7:59 PM ET

On January 19, 2023, due to health reasons, Mr. Charles F. D’Agostino resigned his position as a member of the Board, effective February 20, 2023 after completing his three (3) year term as a member of the Board.

Appointed

Christopher S. Swiecicki

Advisory Director

RedHawk Holdings Corp.

Effective: 2023-02-27
Filed: May 11, 2023, 7:59 PM ET

On February 27, 2023, the Board of Directors (the “Board”) of RedHawk Holdings Corp. (the “Company”) approved the appointment of Christopher S. Swiecicki as an Advisory Director to the Board effective February 27, 2023.

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

RedHawk Holdings Corp. engaged GreenGrowth CPA's as its auditor.

Action: engagement
Auditor: GreenGrowth CPA's

Exact text from the filing

On May 9, 2023, the Audit Committee approved the engagement of California-based GreenGrowth CPA’s (“GreenGrowth”), to serve as the Company's independent registered public accounting firm to audit the Company’s financial statements for its fiscal years ended June 30, 2021, June 30, 2022 and the nine months ended March 31, 2023.

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Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

RedHawk Holdings Corp. amended convertible notes of approximately $571,068 maturing over a period of 4 years with a single balloon payment due at maturity.

Instrument: convertible notes
Principal: approximately $571,068
Maturity: over a period of 4 years with a single balloon payment due at maturity
Event: amendment

Exact text from the filing

Repayment Terms”) of the 2020 Fixed Rate Convertible Notes (“Notes”) with the holders of the Notes. As of December 31, 2022, the balance owed under the Notes was approximately $571,068, including accrued interest. Under the Revised Repayment Terms, the Company agreed to pay the holders of the Notes, in monthly installments, a total of approximately

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Charles F. D'Agostino resigned as member of the Board at RedHawk Holdings Corp..

Action: resigned
Role: member of the Board

Exact text from the filing

On January 19, 2023, due to health reasons, Mr. Charles F. D’Agostino resigned his position as a member of the Board, effective February 20, 2023 after completing his three (3) year term as a member of the Board.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Christopher S. Swiecicki was appointed as Advisory Director at RedHawk Holdings Corp..

Action: appointed
Role: Advisory Director

Exact text from the filing

On February 27, 2023, the Board of Directors (the “Board”) of RedHawk Holdings Corp. (the “Company”) approved the appointment of Christopher S. Swiecicki as an Advisory Director to the Board effective February 27, 2023.

View on SEC.gov

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Source: SEC EDGAR

accession 0001753926-23-000631

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