CLEARONE INC (CLRO): Nasdaq/NYSE listing notice — ClearOne receives Nasdaq notice for failure to hold 2024 annual meeting; must submit compliance plan by Feb 24

CLEARONE INC

Received Nasdaq notice on Jan 10, 2025 for non-compliance with annual meeting requirement (Rule 5620(a)).
Has 45 days (until Feb 24, 2025) to submit a plan to regain compliance.
If Nasdaq accepts plan, extension may be granted until June 30, 2025.
Company delayed annual meeting due to ongoing review of strategic alternatives.
Potential delisting if compliance not regained after extension period.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

CLEARONE INC received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a), 5810(c)(2)(G)

Exact text from the filing

January 10, 2025, the Company received a letter (the “Notice”) from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”) informing the Company that because the Company did not hold an

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

CLEARONE INC received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a), 5810(c)(2)(G)

Exact text from the filing

January 10, 2025, the Company received a letter (the “Notice”) from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”) informing the Company that because the Company did not hold an annual meeting of stockholders in 2024, the Company is not in compliance with the requirement to conduct an annual meeting of stockholders no later than one year after the end of its fiscal year, as set forth in Nasdaq Marketplace Rule 5620(a) (the “Annual Meeting Requirement”). In accordance with Nasdaq Marketplace Rule 5810(c)(2)(G), the Company has a period of 45 calendar d

View on SEC.gov

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Source: SEC EDGAR

accession 0001753926-25-000093

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