SES AI Corp (SES): Nasdaq/NYSE listing notice — SES AI receives NYSE delisting notice for stock price below $1.00 over 30 days

SES AI Corp

NYSE notified SES AI on March 7, 2025 of non-compliance with Section 802.01C due to avg closing price <$1.00 over 30 consecutive trading days.
Company has six-month cure period; can regain compliance if stock closes at >= $1.00 on last trading day of any month and avg over 30 days >= $1.00.
If cure requires shareholder action (e.g., reverse stock split), price condition deemed cured if stock exceeds $1.00 and stays above for 30 trading days.
Class A common stock continues trading on NYSE during cure period, subject to other listing standards.
SES AI intends to notify NYSE of intent to regain compliance and consider available alternatives.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SES AI Corp received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).

Exchange: nyse
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 802.01C

Exact text from the filing

March 7, 2025, SES AI Corporation (the “Company”) was notified by the New York Stock Exchange (the “NYSE”) that it is not in compliance with Section 802.01C of the NYSE Listed Company Manual because the average closing price of the Company’s Class A common stock was less than $1.00 over a consecutive 30 trading-day period. The notice does not result in the immediate delisting of the Company’s Class A common stock from the NYSE. The Company intends to notify the NYSE of its intent to regain compliance with the NYSE continued listing standard. The Company can regain compliance at any time within

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SES AI Corp filing history →

Source: SEC EDGAR

accession 0001819142-25-000020

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