Guggenheim GBAB enters new admin/custody pacts with BNY, ends MUFG deal

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

On Dec 15, 2025, GBAB entered a Fund Administration and Accounting Agreement with BNY.
BNY also services as custodian and foreign custody manager under new agreements replacing those from 2007.
Prior administration agreement with MUFG Investor Services (US) LLC terminated; no termination fees.
BNY fees are accrued daily, paid monthly based on average daily net assets, subject to a minimum annual fee.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.98

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust entered into Custody Agreement and Foreign Custody Manager Agreement with The Bank of New York Mellon valued at BNY serves as the Trust's custodian and holds securities and cash on behalf of the Trust in accordan (effective 2025-12-15).

Action: entry
Counterparty: The Bank of New York Mellon
Value: BNY serves as the Trust's custodian and holds securities and cash on behalf of the Trust in accordan
Effective: 2025-12-15

Exact text from the filing

Entry into Custody Agreement with BNY On December 15, 2025, the Trust entered into a Custody Agreement (the "Custody Agreement") and Foreign Custody Manager Agreement ("Foreign Custody Agreement") with BNY amending and replacing the prior agreements with BNY dated July 26, 2007.

View on SEC.gov

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.98

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust terminated Prior Custody Agreement and Foreign Custody Manager Agreement with BNY with The Bank of New York Mellon valued at The Trust terminated its existing custody agreement and foreign custody manager agreement with BNY. (effective 2025-12-15).

Action: termination
Counterparty: The Bank of New York Mellon
Value: The Trust terminated its existing custody agreement and foreign custody manager agreement with BNY.
Effective: 2025-12-15

Exact text from the filing

Termination of Prior Custody Agreement and Foreign Custody Agreement with BNY On December 15, 2025, in conjunction with entering into the Custody Agreement and Foreign Custody Agreement, the Trust terminated its existing custody agreement and foreign custody manager agreement with BNY (collectively, the "Prior Custody Agreements").

View on SEC.gov

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.98

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust entered into Fund Administration and Accounting Agreement with The Bank of New York Mellon valued at BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Trus (effective 2025-12-15).

Action: entry
Counterparty: The Bank of New York Mellon
Value: BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Trus
Effective: 2025-12-15

Exact text from the filing

Entry into Fund Administration and Accounting Agreement with BNY On December 15, 2025, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (NYSE: GBAB) (the "Trust") entered into a Fund Administration and Accounting Agreement (the "FAA Agreement") with The Bank of New York Mellon ("BNY").

View on SEC.gov

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.98

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust terminated Prior Fund Administration and Accounting Agreement with MUFG with MUFG Investor Services (US) LLC valued at The Trust terminated its existing administration and accounting agreement with MUFG, subject to the (effective 2025-12-15).

Action: termination
Counterparty: MUFG Investor Services (US) LLC
Value: The Trust terminated its existing administration and accounting agreement with MUFG, subject to the
Effective: 2025-12-15

Exact text from the filing

Termination of Fund Administration and Accounting Agreement with MUFG On December 15, 2025, in conjunction with entering into the FAA Agreement, the Trust terminated its existing administration and accounting agreement with MUFG Investor Services (US) LLC ("MUFG") (the "Prior FAA Agreement"), subject to the provision of certain ongoing transition services.

View on SEC.gov

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Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust filing history →

Source: SEC EDGAR

accession 0001821268-25-000267

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