SDCL EDGE Acquisition Corp: Nasdaq/NYSE listing notice — SDCL EDGE Acquisition receives NYSE notice for failing to maintain 300 public stockholders

SDCL EDGE Acquisition Corp

On Jan 12, 2023, NYSE notified SDCL EDGE that public stockholders are below 300, violating Section 802.01B.
Company has 45 days to submit a business plan showing how it will return to compliance within 18 months.
NYSE's Listings Operations Committee will review the plan; if not accepted, suspension and delisting procedures may follow.
Company is working on the plan and believes it will cure the deficiency.
Securities continue trading with ".BC" indicator on the consolidated tape during the cure period.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SDCL EDGE Acquisition Corp received a nyse deficiency notice notice regarding shareholders (rules 802.01B).

Exchange: nyse
Notice: deficiency notice
Deficiency: shareholders
Rules: 802.01B

Exact text from the filing

January 12, 2023, SDCL EDGE Acquisition Corporation (the “Company”) received a notification letter (the “Notice”) from the New York Stock Exchange (the “NYSE”) informing the Company that, because the number of public stockholders is less than 300, the Company is not in compliance with Section 802.01B of the NYSE Listed Company Manual (the “Listing Rule”). The Listing Rule requires the Company to maintain a minimum of 300 public stockholders on a continuous basis. The Notice specifies that the Company has 45 calendar days to submit a business plan (the “Business Plan”) that demonstrates how the

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Source: SEC EDGAR

accession 0001829126-23-000870

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