FAT PROJECTS ACQUISITION CORP: Nasdaq/NYSE listing notice — Fat Projects Acquisition Corp receives Nasdaq deficiency notice for total holders below 400

FAT PROJECTS ACQUISITION CORP

Notice received May 5, 2023: total holders <400, violating Nasdaq Global Market Listing Rule 5450(a)(2).
Company must submit compliance plan by June 20, 2023; Nasdaq may grant up to 180-day extension.
Also disclosed prior deficiency: publicly held shares <1.1 million (Rule 5450(b)(2)(B)).
Exploring all options to regain compliance; securities continue trading pending plan submission.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

FAT PROJECTS ACQUISITION CORP received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(B)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: market value
Rules: 5450(b)(2)(B)

Exact text from the filing

ers and holders of record) of the Company’s common stock was less than 400 based on a shareholder analysis provided by the Company at Nasdaq’s request to Nasdaq on May 4, 3023, the Company was no longer in compliance with the Nasdaq Global Market continued listing criteria set forth in Listing Rule 5450(a)(2) that requires the Company to maintain 400 Total Holders of its common stock. The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s securities on the Nasdaq Global Market. The Notice states that the

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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

FAT PROJECTS ACQUISITION CORP received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: shareholders
Rules: 5450(a)(2)

Exact text from the filing

ers and holders of record) of the Company’s common stock was less than 400 based on a shareholder analysis provided by the Company at Nasdaq’s request to Nasdaq on May 4, 3023, the Company was no longer in compliance with the Nasdaq Global Market continued listing criteria set forth in Listing Rule 5450(a)(2) that requires the Company to maintain 400 Total Holders of its common stock. The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s securities on the Nasdaq Global Market. The Notice states that the

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Source: SEC EDGAR

accession 0001829126-23-003237

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