ST Energy Transition I Ltd.: Nasdaq/NYSE listing notice — ST Energy Transition I cures NYSE filing deficiency, cancels extraordinary general meeting

ST Energy Transition I Ltd.

Received NYSE notice on May 23, 2023 for late filing of Q1 2023 Form 10-Q due to advisor workload.
Filed the Form 10-Q on May 26, 2023, curing the NYSE listing deficiency under Section 802.01E.
Abandoned all proposals from preliminary proxy statement filed with SEC on May 2, 2023.
Cancelled the previously unscheduled extraordinary general meeting for those proposals.
Issued press releases (Exhibits 99.1 and 99.2) detailing both the deficiency cure and meeting cancellation.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

ST Energy Transition I Ltd. received a nyse deficiency notice notice regarding late filing (rules 802.01E).

Exchange: nyse
Notice: deficiency notice
Deficiency: late filing
Rules: 802.01E

Exact text from the filing

May 23, 2023, the Company received a notice (the “Notice”) from the New York Stock Exchange (the “Exchange”) indicating that, as a result of not having timely filed the Form 10-Q with the SEC, the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual (the “Listing Rule”). The Listing Rule requires listed companies to timely file all required periodic reports with the SEC. The Notice indicated that if the Company fails to file the Form 10-Q by November 15, 2023, six months from the due date, the Exchange may grant, at its sole discretion, an extension for the Compa

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Source: SEC EDGAR

accession 0001829126-23-003781

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