Rubicon Technologies, Inc.: Nasdaq/NYSE listing notice — NYSE delists Rubicon Technologies warrants (RBT WS) due to abnormally low trading; common stock unaffected

Rubicon Technologies, Inc.

NYSE commenced delisting proceedings for Rubicon warrants (RBT WS) due to abnormally low trading price levels per Section 802.01D.
Warrant trading suspended immediately; company will not appeal the NYSE's determination.
Common stock (RBT) listing and trading unaffected; continues on NYSE.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Rubicon Technologies, Inc. received a nyse delisting notice notice regarding other (rules 802.01D).

Exchange: nyse
Notice: delisting notice
Rules: 802.01D

Exact text from the filing

October 16, 2023, the New York Stock Exchange (the “NYSE”) notified Rubicon Technologies, Inc. (the “Company”), and publicly announced, that the NYSE has determined to (a) commence proceedings to delist the Company’s warrants, each warrant exercisable for one share of the Company’s Class A common stock, par value $0.0001 per share (the “Common Stock”), at an exercise price of $92.00 per share, and listed to trade on the NYSE under the symbol “RBT WS” (the “Warrants”) and (b) immediately suspend trading in the Warrants due to “abnormally low” trading price levels pursuant to Section 802.01D of

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Source: SEC EDGAR

accession 0001829126-23-006661

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