8-K
filed December 4, 2023, 6:59 PM ET
CIK 0001885998
other material
confidence high
sentiment neutral
materiality 0.50
Roth CH Acquisition V extends business combination deadline to Dec 2024; 927,715 shares redeemed
Roth CH Acquisition V Co.
- Stockholders approved extension up to 12 months from Dec 4, 2023 to Dec 3, 2024.
- Also approved NTA Requirement Amendment to avoid penny stock rules.
- 927,715 shares of common stock were redeemed following the special meeting vote.
- Turnout was 92.25% (5,393,779 of 5,847,012 outstanding shares voted).
- Trust Liquidation Amendment was abandoned and will not be implemented.
Key facts
Extracted from this filing and checked against the source text.
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
Roth CH Acquisition V Co.: Filed charter amendment to extend business combination deadline up to December 3, 2024 and expand penny stock rule methods (effective 2023-12-01).
- Change
- charter amendment
- Effective
- 2023-12-01
Exact text from the filing
On December 1, 2023, as approved by its stockholders at a special meeting of stockholders held on December 1, 2023 (the “Special Meeting”), Roth CH Acquisition V Co., a Delaware corporation (the “Company”), filed with the Delaware Secretary of State an amendment to its amended and restated certificate of incorporation (the “Charter Amendment”), to, among other things, (i) give the Company the right to extend the date by which the Company has to consummate a business combination up to twelve (12) times, each such extension for an additional one (1) month period (each, an “Extension”), from December 4, 2023 to December 3, 2024 (i.e., for a period of time ending 36 months from the consummation of the IPO) and (ii) expand the methods that the Company may employ to not become subject to the “penny stock” rules of the Securities and Exchange Commission.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
Roth CH Acquisition V Co. shareholders approved Trust Liquidation Amendment to delete provisions applicable to SPACs and provide for liquidation of trust account at the 2023-11-06 meeting.
- Outcome
- passed
- Meeting
- 2023-11-06
Exact text from the filing
FOR AGAINST ABSTAIN BROKER NON-VOTES 5,345,029 48,750 0 0
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
Roth CH Acquisition V Co. shareholders approved Extension Amendment to allow the Company to extend the date to consummate a business combination up to twelve times, from December 4, 2023 to December 3, 2024 at the 2023-11-06 meeting.
- Proposal
- merger approval
- Outcome
- passed
- Meeting
- 2023-11-06
Exact text from the filing
FOR AGAINST ABSTAIN BROKER NON-VOTES 5,345,029 48,750 0 0
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
Roth CH Acquisition V Co. shareholders approved NTA Requirement Amendment to expand methods to avoid being subject to penny stock rules at the 2023-11-06 meeting.
- Outcome
- passed
- Meeting
- 2023-11-06
Exact text from the filing
FOR AGAINST ABSTAIN BROKER NON-VOTES 5,354,659 39,120 0 0
View on SEC.gov
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