Extracted from this filing and checked against the source text.
Auditor Changes
SEC 8-K Item 4.01/4.02
confidence 0.9
FiEE, Inc. reported that prior financial statements should not be relied upon.
- Action
- non reliance
- Auditor
- Beckles & Co.
Exact text from the filing
024 and September 30, 2024, respectively, should no longer be relied upon, due to certain errors in such financial statements relating to the recording and reporting of the total number of outstanding shares of common stock. The Board and management have discussed the matters disclosed in this Item 4.02 with the Company’s independent registered public accounting firm, Beckles & Co. The Company expects to file restated financial statements and restated financial information in amendments to its Annual Report on Form
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Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.9
FiEE, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).
- Exchange
- nasdaq
- Notice
- deficiency notice
- Deficiency
- stockholders equity
- Rules
- 5550(b)(1)
Exact text from the filing
April 7, 2025, the Company received a second letter from the Staff (the “April 7, 2025 Letter”) stating that in addition to the failure to meet the Stockholders’ Equity Requirement, the Staff made additional determinations (the “Additional Deficiencies”) that the Company (1) failed to comply with the Nasdaq’s shareholder approval requirements pursuant to the Nasdaq Listing Rule 5635 (b), (c) and (d), in connection with the closing of transactions under that certain Amended and Restated Securities Purchase Agreement, dated February 18, 2025, attached as Exhibit 10.1 to the Company’s Current Rep
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