Vivakor issues 8.1M shares on $623,528 in note conversions by two lenders

Vivakor, Inc.

J.J. Astor converted $150k on Nov 14 into 1,855,861 shares.
J.J. Astor converted another $150k on Nov 18 into 2,354,788 shares.
ClearThink Capital converted $323,528 (principal + interest) on Nov 14 into 3,921,551 shares.
All shares issued without Rule 144 restrictive legend under Section 4(a)(2) exemption.

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.95

Vivakor, Inc. issued 1,855,861 and 2,354,788 shares of common stock to J.J. Astor & Co. for conversion of $150,000 of the Principal Amount of the Initial Note each.

Security: common stock
Shares: 1,855,861 and 2,354,788 shares
Purchaser: J.J. Astor & Co.
Consideration: conversion of $150,000 of the Principal Amount of the Initial Note each

Exact text from the filing

On November 14, 2025 and November 18, 2025, the Company received Notices of Conversion from the Lender each converting $150,000 of the Principal Amount of the Initial Note into 1,855,861 and 2,354,788 shares of the Company’s common stock (the “Shares”), respectively.

View on SEC.gov

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.95

Vivakor, Inc. issued 3,921,551 shares of common stock to ClearThink Capital Partners, LLC. for conversion of $323,528 of the Principal Amount and interest due under the CT Note.

Security: common stock
Shares: 3,921,551 shares
Purchaser: ClearThink Capital Partners, LLC.
Consideration: conversion of $323,528 of the Principal Amount and interest due under the CT Note

Exact text from the filing

On November 14, 2025, the Company received a Notice of Conversion (the “CT Notice of Conversion”) from CT Partners converting $323,528 of the Principal Amount and interest due under the CT Note into 3,921,551 shares of the Company’s common stock (the “CT Shares”).

View on SEC.gov

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Vivakor, Inc. filing history →

Source: SEC EDGAR

accession 0001829126-25-009306

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