Vivakor issues 11.9M shares upon $50K convertible note conversion by lender

Vivakor, Inc.

Lender J.J. Astor & Co. converted $50,000 of Second Note principal into 11,904,762 shares of common stock on Jan 12, 2026.
Conversion exempt from registration under Section 4(a)(2); holder is an accredited investor.
Shares issued without Rule 144 restrictive legend per legal opinion.
The Second Note was originally issued July 9, 2025, for $5,940,000 principal; net proceeds $4.4M.

item 3.02

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

Vivakor, Inc. issued 11,904,762 shares of common stock to J.J. Astor & Co. for $50,000 of the Principal Amount.

Security: common stock
Shares: 11,904,762 shares
Purchaser: J.J. Astor & Co.
Consideration: $50,000 of the Principal Amount

Exact text from the filing

On January 12, 2026, the Company received a Notice of Conversion from the Lender converting $50,000 of the Principal Amount of the Second Note into 11,904,762 shares of the Company’s common stock

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Vivakor, Inc. filing history →

Source: SEC EDGAR

accession 0001829126-26-000381

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