Ellsworth Fund adds put dates for Series B Preferred Shares in 2026 and 2027

ELLSWORTH GROWTH & INCOME FUND LTD

Adopted Amendment No. 2 to Series B Preferred Statement of Preferences on May 14, 2025.
Adds holder put right to sell shares to Fund during 60-day window before Sept. 26, 2026 and June 26, 2027.
Only Series B Cumulative Preferred Shares are affected; terms of Common and Series A Preferred unchanged.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

ELLSWORTH GROWTH & INCOME FUND LTD: Amendment No. 2 to the Statement of Preferences of Series B Cumulative Preferred Shares adds additional holder put dates for the Series B Preferred Shares (effective 2025-05-14).

Change: charter amendment
Effective: 2025-05-14

Exact text from the filing

On May 14, 2025, Ellsworth Growth and Income Fund Ltd. (the “Fund”) adopted Amendment No. 2 to the Statement of Preferences of Series B Cumulative Preferred Shares (the “Series B Statement of Preferences Amendment”) establishing and fixing the rights and preferences of the Fund’s Series B Cumulative Preferred Shares (the “Series B Preferred Shares”). The Series B Statement of Preferences Amendment adds additional holder put dates, giving holders of Series B Preferred Shares the right to sell to the Fund all or any part of their Series B Preferred Shares during the 60-day period prior to each of September 26, 2026 and June 26, 2027.

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Source: SEC EDGAR

accession 0001999371-25-006389

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