secwatch / observer

Strive, Inc. — fact timeline

Source-grounded facts extracted from Strive, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

ASST Strive, Inc. JSON
Equity Issuances

Strive, Inc. issued increase the number of authorized shares of its SATA Stock to 40,000,000 shares of preferred stock.

“to collectively certify the authorization to increase the number of authorized shares of its SATA Stock to 40,000,000 shares.”
Earnings Releases

Strive, Inc. reported first quarter ended March 31, 2026 results: net income GAAP net loss of $265.9 million, EPS Non-GAAP adjusted net loss attributable to common stockholders 1 of $319.7 million, or $5.19 per diluted common share 1.

“Strive, Inc. (Nasdaq: ASST; SATA) (“Strive” or the “Company”) today announced that it will begin paying dividends on its Variable Rate Series A Perpetual Preferred Stock (the "SATA Stock") on a daily basis. This change will take effect on June 16, 2026, with dividends paid each business day to stockholders of record on the immediately preceding business day. Dividend, if and when declared, will be declared on a monthly basis for the following month's monthly dividend period. The Company's board of directors maintained the regular dividend rate per annum on the Company's SATA Stock at 13.00%, effective for the monthly periods commencing on or after May 16, 2026. The Company also announced its financial results for the first quarter ended March 31, 2026 . Key Highlights: ▪ Acquired a total of 6,001 bitcoin during the first quarter ended March 31, 2026 , including 5,048 bitcoin from the acquisition of Semler Scientific, Inc. and 953 bitcoin from open market purchases. ▪ Acquired an additi”
Material Agreements

Strive, Inc. terminated Indenture with U.S. Bank Trust Company, National Association (effective 2026-05-12).

“On May 12, 2026, in connection with the repurchase and cancellation of the remaining outstanding amount of 4.25% Convertible Senior Notes due 2030 (the "Notes") issued by Semler Scientific, Inc. (“Semler Scientific”), a subsidiary of Strive, Inc. (the “Company” or "Strive"), pursuant to the Indenture, dated as of January 28, 2025, by and among Semler Scientific, the Company, as guarantor, and U.S. Bank Trust Company, National Association, as Trustee (the “Trustee”) (as amended or supplemented prior to the date hereto, the “Indenture”), Semler Scientific delivered a cancellation order dated as of May 12, 2026 to the Trustee for the cancellation of all of the outstanding Notes under the Indenture.”
Governance Changes

Strive, Inc.: Amended and restated the Certificate of Designation for Variable Rate Series A Perpetual Preferred Stock to modify dividend calculation and payment terms (effective 2026-06-15).

“On May 13, 2026, the Company filed an Amended and Restated Certificate of Designation (the “Amended and Restated SATA Certificate of Designation”) with the Nevada Secretary of State, which amended and restated the Certificate of Designation originally filed on November 10, 2025, as amended by that certain Certificate of Amendment to the Certificate of Designation filed on December 9, 2025 (as amended, the “Original Certificate of Designation”), and which established the amended and restated terms of its Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share (the “SATA Stock”).”
Shareholder Votes

Strive, Inc. shareholders approved Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. at the 2026-04-27 meeting.

“Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. For Against Abstain Broker Non-Votes 107,077,367 714,698 224,290 —”
Earnings Releases

Strive, Inc. reported financial results for quarter ended December 31, 2025.

“On March 19, 2026, Strive, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter ended December 31, 2025.”
Equity Issuances

Strive, Inc. issued 1,320,000 shares of preferred stock to institutional investors for public offering price of $90 per share, total $225 million.

“Strive, Inc. (Nasdaq: ASST; SATA) ("Strive" or the "Company") today announced the closing of its follow-on offering (the "offering") of 1,320,000 shares of Strive’s Variable Rate Series A Perpetual Preferred Stock (the "SATA Stock"), at a public offering price of $90 per share.”
Equity Issuances

Strive, Inc. issued approximately 930,000 newly issued shares of preferred stock to holders of Semler Convertible Notes for exchange of $90 million aggregate principal amount of Semler Convertible Notes.

“On January 22, 2026, Strive, Inc. ("Strive" or the "Company") entered into privately negotiated exchange agreements (the "Exchange Agreements") with certain holders of the outstanding 4.250% Convertible Senior Notes due 2030 (the "Semler Convertible Notes") issued by Semler Scientific, Inc., a wholly-owned subsidiary of the Company ("Semler Scientific") , and guaranteed by the Company, pursuant to an indenture, dated as of January 28, 2025, between Semler Scientific and U.S Bank Trust Company, National Association, as trustee (the "Trustee"), as amended by a supplemental indenture, dated January 16, 2026, by and among Semler Scientific, the Company and the Trustee, representing $90 million aggregate principal amount of the Semler Convertible Notes (the "Exchange Notes"), pursuant to which such holders exchanged their Semler Convertible Notes for approximately 930,000 newly issued shares of the Company’s Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share (the "”
Material Agreements

Strive, Inc. entered into Underwriting Agreement with Barclays Capital Inc. and Cantor Fitzgerald & Co., as the joint book-running managers and representatives of the several underwriters valued at approximately $118.8 million (effective 2026-01-22).

“On January 22, 2026, Strive, Inc. (“Strive” or the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Barclays Capital Inc. and Cantor Fitzgerald & Co., as the joint book-running managers and representatives of the several underwriters (the “Underwriters”), relating to the issuance and sale in an underwritten offering (the “Offering”) registered under the Securities Act of 1933, as amended (the “Securities Act”), of 1,320,000 shares (the “Shares”) of the Company’s Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share (the “SATA Stock”), an upsize over the $150 million transaction size previously announced when taken together with the anticipated privately negotiated notes exchanges , at a public offering price of $90 per share.”
Debt Financings

Strive, Inc. incurred convertible notes of $100 million aggregate principal amount of Notes remains outstanding with U.S Bank Trust Company, National Association, as trustee at 4.25% per year, payable semiannually in arrears on February 1 and August 1 of ea maturing August 1, 2030, unless earlier converted, redeemed or repurchased.

“As of the date hereof, $100 million aggregate principal amount of Notes remains outstanding. As amended by the terms of the Supplemental Indenture, the Notes are general senior, unsecured obligations of Semler Scientific, guaranteed by Strive, and will mature on August 1, 2030, unless earlier converted, redeemed or repurchased. The Notes bear interest at a rate of 4.25% per year, payable semiannually in arrears on February 1 and August 1 of each year.”
M&A Transactions

Strive, Inc. completed an acquisition involving Semler Scientific, Inc. for 21.05 shares of Strive Common Stock (closed 2026-01-16).

“At the Effective Time, on the terms and subject to the conditions set forth in the Merger Agreement, each share of Semler Common Stock issued and outstanding immediately prior to the Effective Time (other than shares held by Semler Scientific as treasury stock or owned by Strive, Merger Sub or any of their respective subsidiaries immediately prior to the Effective Time, which were cancelled without consideration), was converted into the right to receive 21.05 shares of Strive Common Stock”
Material Agreements

Strive, Inc. entered into Controlled Equity Offering SM Sales Agreement with Cantor Fitzgerald & Co., Barclays Capital Inc. and Clear Street LLC valued at up to $500,000,000 (effective 2025-12-09).

“On December 9, 2025, Strive, Inc. (the “ Company ”) entered into a Controlled Equity Offering SM Sales Agreement (the “ Sales Agreement ”) with each of Cantor Fitzgerald & Co. (“ Cantor ”), Barclays Capital Inc. (“ Barclays ”) and Clear Street LLC (“ Clear Street ”) (each, an “ Agent ” and collectively, the “ Agents ”), pursuant to which the Company from time to time, at its option, may offer and sell shares (the “ ATM Shares ”) of its Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share (the “ SATA Stock ”) to or through the Agents, acting as principal and/or agent, having an aggregate sales price of up to $500,000,000 (the “ ATM Offering ”).”
Equity Issuances

Strive, Inc. issued shares of its Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share of preferred stock to Cantor Fitzgerald & Co., Barclays Capital Inc., Clear Street LLC for aggregate sales price of up to $500,000,000.

“On December 9, 2025, Strive, Inc. (the “ Company ”) entered into a Controlled Equity Offering SM Sales Agreement (the “ Sales Agreement ”) with each of Cantor Fitzgerald & Co. (“ Cantor ”), Barclays Capital Inc. (“ Barclays ”) and Clear Street LLC (“ Clear Street ”) (each, an “ Agent ” and collectively, the “ Agents ”), pursuant to which the Company from time to time, at its option, may offer and sell shares (the “ ATM Shares ”) of its Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share (the “ SATA Stock ”) to or through the Agents, acting as principal and/or agent, having an aggregate sales price of up to $500,000,000 (the “ ATM Offering ”).”
Governance Changes

Strive, Inc.: Filed Certificate of Amendment to Certificate of Designation to increase authorized SATA Stock shares to 20,000,000 (effective 2025-12-09).

“On December 9, 2025, the Company filed a Certificate of Amendment to the Certificate of Designation relating to the SATA Stock (the "Certificate of Amendment") to certify the authorization to increase the number of authorized shares of its SATA Stock to 20,000,000 shares.”
Equity Issuances

Strive, Inc. issued 2,000,000 shares of preferred stock to Barclays Capital Inc. and Cantor Fitzgerald & Co., as the joint book-running managers and representatives of the several underwriters for $80 per share.

“On November 5, 2025, Strive, Inc. (“Strive” or the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Barclays Capital Inc. and Cantor Fitzgerald & Co., as the joint book-running managers and representatives of the several underwriters (the “Underwriters”), relating to the issuance and sale in an underwritten offering (the “Offering”) registered under the Securities Act of 1933, as amended (the “Securities Act”), of 2,000,000 shares (the “Shares”) of the Company’s Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share (the “SATA Stock”), an upsize of 750,000 shares over the amount previously announced, at a public offering price of $80 per share.”
Governance Changes

Strive, Inc.: Filed Certificate of Designation establishing terms of SATA Stock, effective November 10, 2025 (effective 2025-11-10).

“Strive filed a Certificate of Designation (the “Certificate of Designation”) with the Nevada Secretary of State (which became effective on November 10, 2025) designating 2,000,000 shares, and establishing the terms, of the SATA Stock.”
Governance Changes

Strive, Inc.: Removed the maximum number of directors from the articles of incorporation, effective December 31, 2025 (effective 2025-12-31).

“A majority of the stockholders of the Company, by written consent dated October 8, 2025, approved a Certificate of Amendment (as amended, the “Certificate of Amendment”) to the Amended and Restated Articles of Incorporation of the Company, to remove the maximum number of directors comprising the Board of Directors, effective as of December 31, 2025.”
Governance Changes

Strive, Inc.: Removed the maximum number of directors from the bylaws, effective December 31, 2025 (effective 2025-12-31).

“the Board of Directors of the Company (the “Board of Directors”) approved certain amendments to the Amended and Restated Articles of Incorporation of the Company (the “Amended and Restated Articles of Incorporation”) and the Company’s Amended and Restated Bylaws (the “Amended and Restated Bylaws”) to remove the maximum number of directors comprising the Board of Directors, effective as of December 31, 2025.”
Auditor Changes

Strive, Inc. dismissed WWC, P.C. as its auditor.

“WWC, P.C. (“WWC”) served as the Company’s independent registered public accounting firm for the fiscal years ended December 31, 2024 and 2023.”
M&A Transactions

Strive, Inc. completed an acquisition involving Strive Enterprises, Inc. (closed 2025-09-12).

“On September 12, 2025, pursuant to the Merger Agreement, Merger Sub merged with and into Strive, with Strive surviving as a wholly owned subsidiary of the Company (the "Merger").”
M&A Transactions

Strive, Inc. underwent a change of control involving Strive Enterprises, Inc. (closed 2025-09-12).

“On September 12, 2025, pursuant to the Merger Agreement, Merger Sub merged with and into Strive, with Strive surviving as a wholly owned subsidiary of the Company (the "Merger").”
Governance Changes

Strive, Inc.: Amended Certificate of Designation of Series A Convertible Preferred Stock to define 'Floor Price' as $0.18, subject to adjustments for stock splits, dividends, combinations, recapitalizations or similar transactions (effective 2025-01-22).

“The Fourth Amended Designation amended the Certificate of Designation to provide that the term “Floor Price” will be defined as $0.18, subject to adjustments for any stock splits, stock dividends, stock combinations, recapitalizations or other similar transactions.”
Listing & Compliance Notices

Strive, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“December 16, 2024, Asset Entities Inc., a Nevada corporation (the “Company”), received a written notification (the “Notification Letter”), from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market tier of Nasdaq. Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides tha”

David Reynolds was elected as director at Strive, Inc..

“On May 13, 2024, the Board elected David Reynolds as a director of the Company, effective as of May 16, 2024.”

Brian Regli resigned as director at Strive, Inc..

“As previously reported in its Current Report on Form 8-K filed on November 6, 2023 (the “Previous Report”), Brian Regli gave written notice of his resignation (the “Resignation Letter”) from the board of directors (the “Board”) of the Company, and from the Audit Committee and Compensation Committee of the Board, effective May 16, 2024.”
Listing & Compliance Notices

Strive, Inc. received a nasdaq extension granted notice regarding minimum bid price (rules 5550(a)(2)).

“April 18, 2024, Asset Entities Inc. (the “Company”) received a notice from the Nasdaq Hearings Panel (the “Panel”) indicating that the Panel had determined to grant the Company’s request pursuant to Nasdaq’s expedited review process and that an oral hearing was not necessary in order to grant the Company a temporary exception to regain compliance with Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Rule”), which requires listed securities to maintain a minimum bid price of $1.00 per share for a minimum of ten consecutive business days. The Company was eligible for consideration for Nasdaq’s exp”
Material Agreements

Strive, Inc. amended Third Amendment to Amended and Restated Closing Agreement with Triton Funds LP (effective 2024-03-29).

“Under a Third Amendment to Amended and Restated Closing Agreement (the “Third Triton Amendment”), dated as of March 29, 2024, the Company and Triton agreed to amend the Amended A&R Closing Agreement to provide that the Amended A&R Closing Agreement will expire on April 30, 2024, instead of March 31, 2024.”
Material Agreements

Strive, Inc. entered into Asset Purchase Agreement with Ternary Inc., Ternary Developments Inc., OptionsSwing Inc. (collectively, Sellers), and Jason Lee (Shareholder) valued at $100,000 in cash and 300,000 shares of Class B Common Stock (effective 2023-11-10).

“On November 10, 2023, Asset Entities Inc., a Nevada corporation (the “Company”), entered into an asset purchase agreement (the “Asset Purchase Agreement”) with Ternary Inc., a Florida corporation (“Ternary FL”), Ternary Developments Inc., a Delaware corporation (“Ternary DE”), OptionsSwing Inc., a Florida corporation (“OSI,” and together with Ternary FL and Ternary DE, individually, a “Seller,” and collectively, the “Sellers”), and Jason Lee, the principal shareholder of each Seller (the “Shareholder”).”

Brian Regli resigned as Director at Strive, Inc..

“On November 1, 2023, Brian Regli gave written notice of his resignation (the “Resignation Letter”) from the board of directors (the “Board”) of Asset Entities Inc. (the “Company”), and from the audit and compensation committees of the Board, effective May 16, 2024.”
Material Agreements

Strive, Inc. entered into Amended and Restated Closing Agreement with Triton Funds LP valued at $1,000,000 (effective 2023-08-01).

“Item 1.01 Entry into a Material Definitive Agreement. As previously reported in its Current Report on Form 8-K filed on August 7, 2023, on August 1, 2023, Asset Entities Inc., a Nevada corporation (the “Company”), entered into an Amended and Restated Closing Agreement (the “Amended and Restated Closing Agreement”) with Triton Funds LP, a Delaware limited partnership (“Triton”).”
Listing & Compliance Notices

Strive, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“September 28, 2023, the Company received a written notification (the “Notification Letter”), from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on the Nasdaq Capital Market tier of Nasdaq. Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum bid price requirement exists if the deficiency continues for a period”
Material Agreements

Strive, Inc. amended Amended and Restated Closing Agreement with Triton Funds LP valued at $1,000,000 (effective 2023-08-01).

“ntered into a Closing Agreement (the “Closing Agreement”) with Triton Funds LP, a Delaware limited partnership (“Triton”). Under the Closing Agreement, the Company agreed to sell to Triton shares of class B common stock, $0.0001 par value per share, of the”
Material Agreements

Strive, Inc. entered into Closing Agreement with Triton Funds LP valued at $1,000,000 (effective 2023-06-30).

“On June 30, 2023, Asset Entities Inc., a Nevada corporation (the “Company”), entered into a Closing Agreement (the “Closing Agreement”) with Triton Funds LP, a Delaware limited partnership (“Triton Funds”).”
Material Agreements

Strive, Inc. entered into Underwriting Agreement with Boustead Securities, LLC (effective 2023-02-02).

“On February 2, 2023, Asset Entities Inc., a Nevada corporation (the “Company”), entered into an underwriting agreement (the “Underwriting Agreement”) with Boustead Securities, LLC, as representative of the underwriters named on Schedule 1 thereto (the “Representative”), relating to the Company’s initial public offering (the “Offering”) of 1,500,000 shares (the “Shares”) of the Company’s Class B Common Stock, $0.0001 par value per share (“Class B Common Stock”).”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.