Aterian, Inc. — fact timeline

Aterian, Inc.: Filed Certificate of Designation for Series AA Convertible Non-Redeemable Preferred Stock designating rights, preferences, and limitations (effective 2026-04-27).

“On April 27, 2026, the Company filed a Certificate of Designation of Preferences and Rights of Series AA Convertible Non-Redeemable Preferred Stock of the Company with the Secretary of State of Delaware designating the rights, preferences and limitations of the shares of the Series AA Preferred Stock (the “Series AA Certificate of Designation”).”

Aterian, Inc. entered into Securities Purchase Agreement with David E. Lazar valued at $7.0 million (effective 2026-04-27).

“On April 27, 2026, the Company and David E. Lazar (“Lazar”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”), pursuant to which Lazar agreed to purchase from the Company 1,750,000 shares of Series AA Convertible Non-Redeemable Preferred Stock, par value $0.0001 per share, of the Company (the “Series AA Preferred Stock” and such purchased shares, the “Series AA Preferred Shares”) and 1,750,000 shares of Series AAA Convertible Non-Redeemable Preferred Stock, par value $0.0001 per share, of the Company (the “Series AAA Preferred Stock,” and together with the Series AA Preferred Stock, the “Preferred Stock” and such purchased shares, the “Series AAA Preferred Shares” and together with the Series AA Preferred Shares, the “Purchased Shares”), in each case at a purchase price of $2.00 per share of Preferred Stock for aggregate gross proceeds of $7.0 million”

Aterian, Inc. entered into Asset Purchase Agreement with Trademark Global, LLC valued at $18 million in cash (effective 2026-04-27).

“On April 27, 2026, Aterian, Inc. (the “Company” or “Aterian”) and Trademark Global, LLC (“Trademark Global”) entered into an Asset Purchase Agreement (the “Asset Purchase Agreement”), pursuant to which Trademark Global has agreed to acquire certain specified assets and liabilities of the Company, including, among other things, assets associated with the Company’s marquee brands: Mueller Living, PurSteam, hOmeLabs, Squatty Potty, Healing Solutions, and Photo Paper Direct for $18 million in cash, subject to certain purchase price adjustments (the “Asset Sale”).”

Arturo Rodriguez departed as Chief Executive Officer at Aterian, Inc..

“Lazar will succeed Arturo Rodriguez”

David E. Lazar was appointed as Chief Executive Officer at Aterian, Inc..

“the Board agreed to appoint Lazar as the sole Chief Executive Officer of the Company promptly following the Second SPA Closing”

David E. Lazar was appointed as Director at Aterian, Inc..

“the Board increased the authorized number of directors to five and appointed Lazar to the Board to fill the vacancy created by such increase, effective immediately”

Aterian, Inc. amended Amendment with Midcap Funding IV Trust, as administrative agent (effective 2026-03-13).

“On March 13, 2026, the Company entered into Amendment No. 5 (the “Amendment”) to the Credit and Security Agreement dated as of December 22, 2021 (the “Credit Agreement”) between the Company, together with certain of its subsidiaries party thereto as borrowers, the entities party thereto as lenders, and Midcap Funding IV Trust, as administrative agent.”

Aterian, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“December 9, 2025, Aterian, Inc. (the “Company”) received a letter from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, based upon the closing bid price of the Company’s common stock, par value $0.0001 per share (“Common Stock”), for the last 30 consecutive business days, the Company is not currently in compliance with the requirement to maintain a minimum bid price of $1.00 per share for continued listing on The Nasdaq Capital Market, as set forth in Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Notice”). The Bid Price Notice has no immediate effect”

Aterian, Inc. announced a restructuring with charges of approximately $2.3 million (approximately 20 employees).

“On May 14, 2025, the Company announced a fixed cost reduction plan, which includes a workforce reduction affecting approximately 20 employees. The Company expects to substantially complete this reduction by the end of the third quarter of 2025. In connection with this plan, the Company anticipates recognizing restructuring charges of approximately $2.3 million, primarily related to severance, during the second quarter of 2025.”

Phillip A. Lepper departed as Chief Commercial Officer at Aterian, Inc..

“On May 14, 2025, the Company announced that the employment of Phillip A. Lepper, Chief Commercial Officer of the Company, will end on June 4, 2025.”

William Kurtz was appointed as advisor to senior management at Aterian, Inc..

“Mr. William Kurtz and the Company entered into an Advisor Agreement effective August 1, 2024 (the “Advisor Agreement”), pursuant to which Mr. Kurtz shall act as an advisor to senior management of the Company.”

Cynthia Williams retired as Director at Aterian, Inc..

“On July 1, 2024, Cynthia Williams notified the Board of Directors (the “Board”) of Aterian Inc. (the “Company”) of her intent to not stand for reelection at the Company’s 2024 Annual Meeting of Stockholders (the “Annual Meeting”) and to retire from the Board effective as of the the conclusion of the Annual Meeting.”

Josh Feldman was appointed as Chief Financial Officer at Aterian, Inc..

“The Company appointed Josh Feldman, age 47, to succeed Mr. Rodriguez as the Company’s Chief Financial Officer, effective June 26, 2024.”

Arturo Rodriguez was appointed as Sole Chief Executive Officer at Aterian, Inc..

“In connection with Mr. Risico’s resignation, the Board appointed Arturo Rodriguez the sole Chief Executive Officer of the Company and the sole principal executive officer.”

Joseph Risico resigned as Co-Chief Executive Officer at Aterian, Inc..

“On June 26, 2024, Joseph Risico notified the Board of Directors (the “Board”) of the Company of his decision to resign as Co-Chief Executive Officer of the Company and from the Board, effective as of June 26, 2024.”

Aterian, Inc. reported first quarter ended March 31, 2024 results: revenue $20.2 million, net income ($5.2) million. Guidance reaffirmed.

“(“Aterian” or the “Company”) today announced results for the first quarter ended March 31, 2024. First Quarter Highlights ● First quarter 2024 net revenue declined 42.0% to $20.2 million, compared to $34.9 million in the first quarter of 2023. ● First quarter 2024 gross margin improved to 65.1%, compared to 54.8% in the first quarter of 2023, primarily reflecting”

Aterian, Inc. reported first quarter ended March 31, 2024 results: revenue $20.0 million to $21.0 million. Guidance reaffirmed.

“EXHIBIT 99.1 ex_657619.htm Exhibit 99.1 Aterian Announces Improved First Quarter 2024 Net Revenue and Adjusted EBITDA Ranges First Quarter Net Revenue Range Improved to $20.0 Million to $21.0 Million First Quarter Adjusted EBITDA Loss Range Improved to ($2.4) Million to ($2.9) Million NEW YORK, April 22, 2024 – Aterian, Inc. (Nasdaq: ATER) (“Aterian” or the”

Aterian, Inc.: Filed Certificate of Amendment to effect a 1-for-12 reverse stock split of common stock (effective 2024-03-20).

“Aterian, Inc. (the “Company”) filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation of the Company with the Secretary of State of the State of Delaware (the “Certificate of Amendment”) to affect a 1 - 12 reverse stock split (the “Reverse Stock Split”) of the shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) on March 20, 2024.”

Aterian, Inc. reported fourth quarter ended December 31, 2023 results: revenue $32.8 million, net income ($7.7) million.

“today announced results for the fourth quarter and full year ended December 31, 2023. Fourth Quarter 2023 Highlights ● Fourth quarter 2023 net revenue declined 40.3% to $32.8 million, compared to $54.9 million in the fourth quarter of 2022. ● Fourth quarter 2023 gross margin increased to 51.0%, compared to 37.1% in the fourth quarter of 2022, primarily”

Aterian, Inc. entered into Amendment No.2 to Credit and Security Agreement dated December 22, 2021 with Midcap Funding IV Trust, as administrative agent, and the lenders party thereto valued at Amendment to Credit and Security Agreement reducing borrowing base attributes, extending commitment (effective 2024-02-23).

“On February 23, 2024, the Company entered into Amendment No.2 (the “ Amendment ”) to that Credit and Security Agreement dated as of December 22, 2021 (the “ Credit Agreement ”) between the Company, together with certain of its subsidiaries party thereto as borrowers, the entities party thereto as lenders (the “ Lenders ”), and Midcap Funding IV Trust, as administrative agent.”

Aterian, Inc. reported the fourth quarter ended December 31, 2023 results: revenue $31.2 million to $32.0 million.

“The Company expects net revenue to be in the range of $31.2 million to $32.0 million and adjusted EBITDA loss to be in the range of $(6.3) million to $(5.5) million.”

Aterian, Inc. announced a restructuring with charges of $0.9 million affecting globally (approximately 21 employees and 27 contractors).

“this reduction by the end of the first quarter of 2024. The Company expects to recognize restructuring charges in connection with the plan, primarily related to severance, of $0.9 million. The Company expects the charges will be recognized primarily in the first quarter of 2024, with the majority of such charges anticipated to be paid by the end of the first”

Aterian, Inc. reported the third quarter ended September 30, 2023 results: revenue $39.7 million, net income ($6.3) million. Guidance initiated.

“Aterian Reports Third Quarter 2023 Results Reports Third Quarter 2023 Net Revenue of $39.7 Million Third Quarter Net Loss Improves by 94.6% Year Over Year While Adjusted EBITDA Loss Improves by 51.3 % NEW YORK, November 8, 2023 – Aterian, Inc. (Nasdaq: ATER) (“Aterian” or the “Company”) today announced results for the third quarter ended September 30, 2023.”

Aterian, Inc. received a nasdaq extension granted notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“October 24, 2023, Aterian, Inc. (the “Company”) issued a press release announcing that the Company received a notice from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) granting the Company a 180-day extension, or until April 22, 2024, to regain compliance with Nasdaq’s $1.00 minimum bid price requirement as set forth in Nasdaq Listing Rule 5550(a)(2) (the "Rule"). A copy of the press release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference. This notice has no immediate effect on the listing or trading of the Company's common stock on The”

Aterian, Inc. shareholders approved To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 203. at the 2023-08-11 meeting.

“Proposal No. 4: To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 203. For Against Abstentions Broker Non-Votes 32,189,897 1,083,964 915,594 0”

Aterian, Inc. shareholders approved To grant discretionary authority to our Board to (A) amend our Amended and Restated Certificate of Incorporation to effect one or more consolidations of the issued and outstanding shares of our common stock, par value $0.0001 per share (“ Common Stock ”), pursuant to which the shares of Common Stock at the 2023-08-11 meeting.

“Proposal No. 2: To grant discretionary authority to our Board to (A) amend our Amended and Restated Certificate of Incorporation to effect one or more consolidations of the issued and outstanding shares of our common stock, par value $0.0001 per share (“ Common Stock ”), pursuant to which the shares of Common Stock would be combined and reclassified at ratios within the range from 1-for-2 up to 1-for-30 (the “ Reverse Stock Split ”) and (B) determine whether to arrange for the disposition of fractional interests by stockholders entitled thereto, to pay in cash the fair value of fractions of a share of Common Stock as of the time when those entitled to receive such fractions are determined, or to entitle stockholders to receive from our transfer agent, in lieu of any fractional share, the number of shares of Common Stock rounded up to the next whole number, and to amend our Amended and Restated Certificate of Incorporation in connection therewith, provided that any Reverse Stock Split m”

Aterian, Inc. shareholders approved To approve the election of Bari A. Harlam and William Kurtz as Class I Directors to serve until our 2026 Annual Meeting of Stockholders. at the 2023-08-11 meeting.

“Proposal No. 1: To approve the election of Bari A. Harlam and William Kurtz as Class I Directors to serve until our 2026 Annual Meeting of Stockholders. Nominee For Withheld Broker Non-votes Bari A. Harlam 12,661,655 2,350,503 19,177,297 William Kurtz 11,742,618 3,269,540 19,177,297”

Aterian, Inc. reported second quarter ended June 30, 2023 results: revenue $35.3 million, net income ($34.8) million. Guidance initiated.

“Aterian Reports Second Quarter 2023 Results Reports Second Quarter 2023 Net Revenue of $35.3 Million”

Aterian, Inc. reported the second quarter ended June 30, 2023 results: revenue $34.8 million to $35.4 million. Guidance lowered.

“The Company today also announced an update to its previously stated net revenue and adjusted EBITDA ranges for the second quarter ended June 30, 2023. The Company expects net revenue to be in the range of $34.8 million to $35.4 million and adjusted EBITDA loss to be in the range of ($8.0) million to $(9.0) million, excluding $1.2 million of restructuring expenses expected to be reported.”

Arturo Rodriguez was appointed as Co-Chief Executive Officer at Aterian, Inc..

“The Company appointed Joseph Risico, age 49, and Arturo Rodriguez, age 48, to succeed Mr. Sarig as the Company’s Co-Chief Executive Officers, effective July 26, 2023.”

Joseph Risico was appointed as Co-Chief Executive Officer at Aterian, Inc..

“The Company appointed Joseph Risico, age 49, and Arturo Rodriguez, age 48, to succeed Mr. Sarig as the Company’s Co-Chief Executive Officers, effective July 26, 2023.”

Yaniv Sarig resigned as Chief Executive Officer at Aterian, Inc..

“On July 26, 2023, Yaniv Sarig notified the Board of Directors (the “Board”) of the Company of his decision to resign as Chief Executive Officer of the Company and from the Board, effective as of July 26, 2023.”

Aterian, Inc. shareholders approved Adjournment of the Annual Meeting to permit further solicitation and vote of proxies at the 2023-07-14 meeting.

“Proposal No. 3: Adjournment Proposal The Company’s stockholders approved Proposal No. 3 to allow for one or more adjournments of the Annual Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve Proposal No. 2 at the time of the Annual Meeting, or in the absence of a quorum, by the following vote: Votes For Votes Against Abstentions 26,004,245 7,803,344 296,780”

Aterian, Inc. reported the first quarter ended March 31, 2023 results: revenue $34.9 million, net income $(25.8) million. Guidance reaffirmed.

“Aterian Reports First Quarter 2023 Results Reports First Quarter 2023 Net Revenue of $34.9 Million”

Aterian, Inc. announced a restructuring with charges of between $1.0 million to $1.3 million (approximately 70 employees and 30 contractors globally).

“connection with these reductions. The Company expects to recognize restructuring charges in connection with the headcount reduction plan from primarily from severance of between $1.0 million to $1.3 million. The Company expects the charges will be recognized primarily in the second quarter of 2023, with the majority of such charges anticipated to be paid by the end”

Arturo Rodriguez was appointed as interim Chief Operating Officer at Aterian, Inc..

“the appointment of Chief Financial Officer Arturo Rodriguez to the additional role of interim Chief Operating Officer”

Michal Chaouat-Fix was terminated as Chief Supply Chain Officer at Aterian, Inc..

“the termination of Chief Supply Chain Officer Michal Chaouat-Fix effective June 1, 2023”

Aterian, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“April 24, 2023, Aterian, Inc. (the “Company”) received a letter from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, based upon the closing bid price of the Company’s common stock, par value $0.0001 per share (“Common Stock”), for the last 30 consecutive business days, the Company is not currently in compliance with the requirement to maintain a minimum bid price of $1.00 per share for continued listing on The Nasdaq Capital Market, as set forth in Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Notice”). The Bid Price Notice has no immediate effect o”

Aterian, Inc. reported first quarter of 2023 ended March 31, 2023 results: revenue range of $34.0 million to $35.0 million. Guidance initiated.

“The Company expects its first quarter net revenue to be in the range of $34.0 million to $35.0 million and adjusted EBITDA loss to be in the range of $(3.9) million to $(4.5) million, an improvement compared to the $(4.8) million and $(5.8) million range previously announced on March 9, 2023.”

Aterian, Inc. reported fourth quarter and full year ended December 31, 2022 results: revenue Fourth quarter 2022 net revenue declined 13.3% to $54.9 million, compared to $63.3 million in the fourth quarter of 2021, net income Fourth quarter 2022 net loss of $(20.3) million declined from $(6.6) million in 2021. Full year 2022 net loss of $(196.3. Guidance reaffirmed.

“On March 9, 2023, Aterian, Inc. (the “Company”) issued a press release announcing its financial results for the year-ended December 31, 2022. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.”

Anton von Rueden was terminated as Chief Operating Officer at Aterian, Inc..

“termination of Anton von Rueden effective February 3, 2023”

Aterian, Inc. reported fiscal year 2022 ended December 31, 2022 results: revenue $220.0 million to $221.0 million.

“full year 2022 net revenue in the range of $220.0 million to $221.0 million”

Aterian, Inc. reported fourth quarter 2022 results: revenue $54.0 million to $55.0 million.

“The Company expects fourth quarter net revenue in the range of $54.0 million to $55.0 million”

Aterian, Inc. reported the three months ended September 30, 2022 results: revenue $66.3 million.

“to be furnished under Item 2.02 and --- EX-99.1 (EX-99.1) --- EX-99.1 Exhibit 99.1 Aterian Reports Third Quarter 2022 Results Reports Third Quarter 2022 Net Revenue of $66.3 Million Targeting Adjusted EBITDA Profitability in the Second Half of 2023 Driven Primarily by Improving International Shipping Rates and Cost Reductions NEW YORK, November 8, 2022 –”

Amy von Walter resigned as Director at Aterian, Inc..

“On June 8, 2022, Amy von Walter notified the Board of Directors (the “Board”) of Aterian, Inc. (the “Company”) of her decision to resign from the Board and all committees of the Board, effective as of July 8, 2022 in connection with her acceptance of an offer to pursue another professional opportunity.”

Pramod K C changed role as Chief Operating Officer and General Manager of the Company's Asia operations at Aterian, Inc..

“In connection with Mr. von Rueden’s appointment, Pramod K C ceased serving as the Company’s Chief Operating Officer and became the Chief Operating Officer and General Manager of the Company’s Asia operations, effective April 18, 2022.”

Anton von Rueden was appointed as Chief Operating Officer at Aterian, Inc..

“Effective April 18, 2022, Aterian, Inc. (the “Company”) appointed Anton von Rueden, age 45, as the Company’s Chief Operating Officer”

Cynthia Williams was appointed as Class II director at Aterian, Inc..

“Effective April 1, 2022, the Board of Directors (the “Board”) of Aterian, Inc. (the “Company”) appointed Ms. Cynthia Williams as a Class II director of the Company.”

Tomer Pascal resigned as Chief Revenue Officer at Aterian, Inc..

“On March 8, 2022, Tomer Pascal notified the Company of his intent to resign from his position as the Company’s Chief Revenue Officer, effective March 18, 2022.”

Sarah Liebel was appointed as Director at Aterian, Inc..

“Effective February 1, 2022, the Board appointed Ms. Susan Lattmann as a Class II director and Ms. Sarah Liebel as a Class III director of the Company.”