CAPSTONE COMPANIES, INC. entered into Accounting Services Consulting Agreement with Eschenburg Perez CPA, LLC valued at $275 per hour; estimated $35,000 for Form 10-K and $15,000 for each Form 10-Q (effective 2026-01-12).
“On January 12, 2026, the Company signed a letter agreement engaging Eschenburg Perez CPA, LLC (“CPA Firm”) to provide financial, accounting and related administrative duties for the preparation and filing of the Company’s Annual Report on Form 10-K (“Form 10-K”) and Quarterly Reports on Form 10-Q (“Form 10-Q”) for fiscal year 2026, which duties include acting as liaison with Company’s public auditor and fractional chief financial officer functions.”
Material Agreements
CAPSTONE COMPANIES, INC. entered into Unsecured Promissory Note with Coppermine Ventures, LLC valued at $558,191 (effective 2026-01-09).
“On January 9, 2026, Capstone Companies, Inc. (“Company”) entered into an Unsecured Promissory Note (“New Note”) evidencing a working capital loan from Coppermine Ventures, LLC, a private Maryland limited liability company based in Baltimore County, Maryland, (“Coppermine”).”
Auditor Changes
CAPSTONE COMPANIES, INC. engaged Stephano Slack LLC as its auditor.
“On April 29, 2025, the Company engaged Stephano Slack LLC ("Stephano Slack") as the Company's new independent registered public accounting firm for the fiscal quarter ending March 31, 2025, June 30, 2025 and September 30, 2025.”
Auditor Changes
Assurance Dimensions, LLC resigned as auditor of CAPSTONE COMPANIES, INC..
“On April 29, 2025, in conjunction with its exit from providing audit services to publicly traded companies, Assurance Dimensions, LLC, also doing business as McNamara and Associates, LLC ("Assurance Dimensions") resigned from its role as independent registered public accounting firm for Capstone Companies, Inc. (the "Company).”
Governance Changes
CAPSTONE COMPANIES, INC.: Amended insider trading policy adopted on February 24, 2025, replacing the insider trading provisions of the existing Code of Ethics with updated contact information, clarified scope and blackout periods, and new notice procedures (effective 2025-02-24).
“On February 24, 2025, the Company’s Board of Directors adopted an Insider Trading Policy to replace the insider trading provisions of the existing Code of Ethics. The new Insider Trading Policy updates the contact information for notices and compliance inquiries; provides greater clarity for the scope of the policy, especially in terms of Black Out periods; and has new notice procedures for proposed trading in Company’s securities by Company’s officers, directors and employees.”
Brian Rosen was appointed as Non-employee Director at CAPSTONE COMPANIES, INC..
“On January 20, 2025, Brian Rosen was appointed as a non-employee director of Capstone Companies, Inc.”
Warner H. Session was appointed as Director at CAPSTONE COMPANIES, INC..
“On January 9, 2025, Warner H. Session was appointed as an independent director of Capstone Companies, Inc.”
Auditor Changes
CAPSTONE COMPANIES, INC. engaged Assurance Dimensions, Inc. as its auditor.
“On June 14, 2023, the Audit Committee of the Board of Directors of Capstone Companies, Inc (the “Company”) appointed Assurance Dimensions, Inc. (“Assurance Dimensions”) as Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, subject to normal and customary client engagement procedures.”
Auditor Changes
CAPSTONE COMPANIES, INC. dismissed D. Brooks and Associates, CPAs, P.A. as its auditor.
“On June 14, 2023, the Audit Committee of the Board of Directors of Capstone Companies, Inc (the “Company”) appointed Assurance Dimensions, Inc. (“Assurance Dimensions”) as Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, subject to normal and customary client engagement procedures. On the same day, the Audit Committee dismissed D. Brooks and Associates, CPAs, P.A. (“D. Brooks”) as Company’s independent registered public accounting firm.”
Governance Changes
CAPSTONE COMPANIES, INC.: Amendment to Article 1 of the Articles of Incorporation to increase authorized shares of Common Stock from 60 million to 300 million.
“the Company received sufficient written consents from holders of shares of Common Stock to approve an amendment to Article 1 of the Articles. The amendment to the Articles restates Article 1 to read as stated below and in order to increase the authorized shares of Common Stock to 300 million from 60 million.”
James McClinton resigned as Chief Financial Officer at CAPSTONE COMPANIES, INC..
“Company’s former Chief Financial Officer, James McClinton, resigned as an officer and director in November 2022, for personal health reasons, resignation was effective November 30, 2022”
George Wolf was appointed as Assistant Corporate Secretary at CAPSTONE COMPANIES, INC..
“George Wolf, a director of the Company, was appointed as Assistant Corporate Secretary of the Company.”
Dana Perez was appointed as interim Chief Financial Officer at CAPSTONE COMPANIES, INC..
“Dana Perez as. interim Chief Financial Officer.”
James McClinton resigned as Director, Chief Financial Officer and Chief Operating Officer at CAPSTONE COMPANIES, INC..
“James McClinton submitted his resignation as a Director, Chief Financial Officer and Chief Operating Officer of Capstone Companies, Inc. ("Company") and as a director and Chief Financial Officer of Capstone Industries, Inc., a wholly-owned subsidiary of the Company, which resignation is effective as of November 30, 2022.”
George Wolf was appointed as non-executive director at CAPSTONE COMPANIES, INC..
“On January 13, 2022, the Board of Directors ("Board") of Capstone Companies, Inc. ("Company") appointed George Wolf to serve as a non-executive director on the Board.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.