Capstone appoints director Brian Rosen to Audit Committee; adopts new Insider Trading Policy

CAPSTONE COMPANIES, INC.

Director Brian Rosen appointed to Audit Committee on Feb 24, 2025; compensation to be via equity incentive plan adopted in Q1 2025.
Board adopted a new Insider Trading Policy on Feb 24, 2025, replacing insider trading provisions of existing Code of Ethics.
New policy updates contact info, clarifies blackout periods, and introduces new notice procedures for trades by officers, directors, and employees.
The Insider Trading Policy is attached as Exhibit 14 to the Form 8-K.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.95

CAPSTONE COMPANIES, INC.: Amended insider trading policy adopted on February 24, 2025, replacing the insider trading provisions of the existing Code of Ethics with updated contact information, clarified scope and blackout periods, and new notice procedures (effective 2025-02-24).

Change: code of ethics
Effective: 2025-02-24

Exact text from the filing

On February 24, 2025, the Company’s Board of Directors adopted an Insider Trading Policy to replace the insider trading provisions of the existing Code of Ethics. The new Insider Trading Policy updates the contact information for notices and compliance inquiries; provides greater clarity for the scope of the policy, especially in terms of Black Out periods; and has new notice procedures for proposed trading in Company’s securities by Company’s officers, directors and employees.

View on SEC.gov

Browse all governance changes →

CAPSTONE COMPANIES, INC. filing history →

Source: SEC EDGAR

accession 0001903596-25-000098

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.