Highest-materiality recent filing
Capital Southwest Q4 pre-tax NII $35.2M ($0.59/sh); portfolio grows to $2.1B
Pre-tax NII $35.2M ($0.59/sh) vs $34.6M prior qtr; total investment income $57.8M.
Capital Southwest prelim Q3 NII $0.63-$0.64, NAV $16.72-$16.77, non-accruals 3.2%
Preliminary pre-tax net investment income $0.59-$0.60 per share for quarter ended Dec 31, 2025.
Capital Southwest declares monthly regular dividends for Q1 2026 and quarterly supplemental dividend
Monthly regular dividend of $0.1934 per share declared for January, February, and March 2026.
Capital Southwest Q2 FY2026 NII $34M ($0.61/sh); NAV $16.62; issues $350M 5.95% notes due 2030
Pre-tax NII $34.0M ($0.61/share); total investment income $56.9M vs $55.9M prior quarter.
Capital Southwest issues $350M 5.950% notes due 2030; refinances higher-rate debt
Issued $350M of 5.950% notes due 2030 with net proceeds of ~$343.6M after discount and underwriting costs.
Capital Southwest prices $350M 5.950% notes due 2030; to redeem $150M and $71.9M notes
Underwritten offering of $350M aggregate principal of 5.950% Notes due 2030; closing expected Sept 18, 2025.
Capital Southwest Q1 FY2026 pre-tax NII $32.7M ($0.61/sh); NAV $16.59
Pre-tax net investment income $32.7M ($0.61/share), up from $28.5M in prior quarter.
Capital Southwest prelim Q1 NII $0.58-$0.59/sh; NAV $16.55-$16.65
Pre-tax NII per share estimated at $0.60-$0.61; net NII at $0.58-$0.59 for quarter ended June 30, 2025.
Capital Southwest shifts to monthly dividends, declares $0.64 total for Q3 FY2025
Transition from quarterly to monthly regular dividends starting July 2025.
CSWC Q4 pre-tax NII $28.5M ($0.56/sh); total dividends $0.64/sh; NAV $16.70
Adjusted pre-tax NII $31.3M ($0.61/sh) excluding $2.8M CEO departure costs; LTM regular dividend coverage 110%.
Capital Southwest receives second SBIC license from SBA, adding $175M debenture capacity
Wholly owned subsidiary Capital Southwest SBIC II, LP granted SBIC license by U.S. Small Business Administration.
Capital Southwest CEO Bowen Diehl steps down; Michael Sarner named successor
Bowen Diehl resigned as President, CEO, and director effective Feb 17, 2025; will serve as advisor for 12 months.
CSWC Q3 pre-tax NII $0.64/share; total dividend raised to $0.64 for March qtr
Pre-tax NII of $0.64/share ($30.7M); total investment income $52.0M.
Capital Southwest prelim Q3 NII $0.62-$0.64/sh, NAV $16.57-$16.62
Pre-tax NII estimate $0.63-$0.64 per share; net investment income $0.62-$0.63 per share for Q3 fiscal 2025.
Capital Southwest issues $230M 5.125% convertible notes due 2029
Issued $230M aggregate principal of 5.125% Convertible Notes due 2029, including full over-allotment exercise.
CSWC Q2 FY2025 pre-tax NII $0.64/shr; declares $0.63 total dividend
Pre-tax NII $0.64/shr ($30.0M); total investment income $48.7M, down from $51.4M prior quarter.
Pre-tax net investment income of $31.3M ($0.69 per share) for quarter ended June 30, 2024.
CSWC Q4 pre-tax NII $0.68/sh, total dividend $0.63; NAV $16.77
Pre-tax net investment income $29.8M ($0.68/sh) for Q4 ended Mar 31, 2024; total portfolio $1.5B.
Mr. Sarner resigned from his positions of Chief Financial Officer, Chief Compliance Officer and Secretary of the Company, effective immediately.
the Board also promoted Chris Rehberger, Executive Vice President of Finance and Treasurer of the Company, to the positions of Chief Financial Officer, Treasurer and Secretary of the Company, effective immediately.
The Board also appointed Mr. Sarner to the Board to fill the vacancy on the Board created by Mr. Diehl’s transition, effective immediately, for a term expiring at the Company’s 2025 annual meeting of shareholders.
Bowen S. Diehl notified the Board that he was stepping down as the President and Chief Executive Officer of the Company and as a director of the Board.
On February 17, 2025, the Board appointed Michael S. Sarner, the Chief Financial Officer, Chief Compliance Officer and Secretary of the Company, to succeed Mr. Diehl as the President and Chief Executive Officer of the Company, effective immediately.
Max materiality 0.75 · Median 0.55 · Most common event earnings