secwatch / observer

Dominari Holdings Inc. — fact timeline

Source-grounded facts extracted from Dominari Holdings Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

DOMH Dominari Holdings Inc. JSON
Earnings Releases

Dominari Holdings Inc. reported preliminary financial results for the year ended December 31, 2025.

“issued a press release announcing its preliminary revenue results for the year ended December 31, 2025”

Ron Lieberman changed role as Advisory Board at Dominari Holdings Inc..

“On May 23, 2025, Ron Lieberman notified the Company of his decision to resign as a member of the Board of Directors (the “Board”) of Dominari Holdings Inc. (the “Company”), effective as of May 23, 2025. Mr. Lieberman will transition to the Company’s board of advisors (the “Advisory Board”).”
Auditor Changes

Dominari Holdings Inc. engaged CBIZ CPAs P.C. as its auditor.

“with the approval of the Audit Committee of the Company's Board of Directors, CBIZ CPAs P.C. was engaged as the Company's new independent registered public accounting firm for the fiscal year ending December 31, 2025.”
Auditor Changes

Marcum LLP resigned as auditor of Dominari Holdings Inc..

“On April 25, 2025, Marcum resigned as auditor of the Company, and with the approval of the Audit Committee of the Company's Board of Directors, CBIZ CPAs P.C. was engaged as the Company's new independent registered public accounting firm for the fiscal year ending December 31, 2025.”

George Way resigned as Chief Financial Officer at Dominari Holdings Inc..

“On June 17, 2024, Mr. George Way, the Chief Financial Officer of Dominari Holdings Inc., a Delaware corporation (the “Company”), informed the Company of his decision to voluntarily resign from his position to pursue other professional opportunities.”

Kyle Wool was appointed as President at Dominari Holdings Inc..

“On December 13, 2023, the Board of Directors (the “Board”) of Dominari Holdings Inc. (the “Company”) appointed Mr. Kyle Wool to serve as President of the Company until his resignation, death, removal, or a successor is elected and qualified.”

Kyle Haug was appointed as Director at Dominari Holdings Inc..

“On November 9, 2023, the Board of Directors (the “Board”) of Dominari Holdings Inc. (the “Company”) appointed Kyle Haug as a director of the Company to fill the Class I vacancy created by the resignation of Mr. Robert J. Vander Zanden.”

Robert J. Vander Zanden resigned as Director at Dominari Holdings Inc..

“the Class I vacancy created by the resignation of Mr. Robert J. Vander Zanden.”
Governance Changes

Dominari Holdings Inc.: Board approved Certificate of Designation of Series Q Preferred Stock filed with Delaware Secretary of State on October 13, 2023, in connection with adoption of a new Rights Agreement to preserve net operating losses (effective 2023-10-13).

“In connection with the adoption of the Rights Agreement, the Board approved a Certificate of Designation of Series Q Preferred Stock (the “ Certificate of Designation ”). The Certificate of Designation was filed with the Secretary of State of the State of Delaware on October 13, 2023.”

Paul LeMire resigned as Director at Dominari Holdings Inc..

“On October 9, 2023, Mr. Paul LeMire, a member of the board of directors (the “Board”) of Dominari Holdings Inc. (the “Company”), notified the Board that he was resigning as a director of the Company, effective immediately.”
Shareholder Votes

Dominari Holdings Inc. shareholders approved Approval, by non-binding advisory vote, for the frequency of future non-binding advisory votes on executive compensation at the 2023-09-21 meeting.

“Proposal No. 4 – Approval, by non-binding advisory vote, for the frequency of future non-binding advisory votes on executive compensation The Company’s stockholders recommended, on a non-binding advisory basis, three (3) years as the frequency with which the Company should hold future non-binding advisory votes on the compensation of the Company’s named executive officers”
Shareholder Votes

Dominari Holdings Inc. shareholders approved Approval, by non-binding advisory vote, of the Company’s executive compensation at the 2023-09-21 meeting.

“Proposal No. 3 – Approval, by non-binding advisory vote, of the Company’s executive compensation The Company’s executive compensation, by non-binding advisory vote, was approved.”
Shareholder Votes

Dominari Holdings Inc. shareholders approved Ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 at the 2023-09-21 meeting.

“Proposal No. 2 – Ratification of the appointment of independent registered public accounting firm The appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 was ratified.”
Shareholder Votes

Dominari Holdings Inc. shareholders approved Election of Class III directors at the 2023-09-21 meeting.

“Proposal No. 1 – Election of directors Messrs. Gregory Blattner, Paul LeMire, and Kyle Wool were elected to serve as Class III directors of the Company for a term expiring at the 2026 annual meeting of stockholders or until their successors are elected and qualified.”

Anthony Hayes was appointed as Chairman of the Board at Dominari Holdings Inc..

“Following Mr. Vander Zanden’s resignation from the Board, the Board unanimously appointed Mr. Anthony Hayes, the Company’s Chief Executive Officer, as Chairman, effective September 21, 2023.”

Robert J. Vander Zanden resigned as Chairman of the Board at Dominari Holdings Inc..

“On September 21, 2023, Mr. Robert J. Vander Zanden, Chairman of the board of directors (the “Board”) of Dominari Holdings Inc. (the “Company”), notified the Board that he was resigning as a director of the Company, and as Chairman of the Board, effective immediately.”

Carlos Aldavero resigned as other at Dominari Holdings Inc..

“As previously reported, effective May 16, 2023, Mr. Carlos Aldavero (“Mr. Aldavero”) is no longer affiliated with Dominari Holdings Inc. (the “Company”) or Dominari Financial Inc. (“Dominari Financial”).”

Carlos Aldavero was terminated as President of Dominari Financial at Dominari Holdings Inc..

“On May 16, 2023, Dominari Holdings Inc. (the “Company”) and Dominari Financial Inc., a wholly owned subsidiary of the Company (“Dominari Financial”), terminated Mr. Carlos Aldavero, the President of Dominari Financial, effective immediately.”

Matthew B. McCullough was appointed as General Counsel at Dominari Holdings Inc..

“Effective as of May 1, 2023 (the “Effective Date”), Matthew B. McCullough, 37, was appointed as the General Counsel of Dominari Holdings Inc. (the “Company”).”

George Way was appointed as Chief Financial Officer at Dominari Holdings Inc..

“Effective as of April 3, 2023, George Way, 56, was appointed as the Chief Financial Officer of Dominari Holdings Inc. (the “Company”).”
M&A Transactions

Dominari Holdings Inc. completed an acquisition involving Fieldpoint Private Bank & Trust (closed 2023-03-27).

“On March 27, 2023, Dominari Holdings completed its acquisition of Fieldpoint Private Securities, LLC from Fieldpoint Private Bank & Trust.”

Christopher Devall was appointed as Chief Operating Officer at Dominari Holdings Inc..

“Effective as of January 1, 2023, Christopher Devall, was appointed as the Chief Operating Officer of Dominari Holdings Inc.”
Governance Changes

Dominari Holdings Inc.: Changed corporate name from AIkido Pharma Inc. to Dominari Holdings Inc (effective 2022-12-22).

“Effective December 22, 2022, AIkido Pharma Inc. (the “ Company ”) filed an amendment to its certificate of incorporation, as amended, with the Secretary of State of Delaware to change its corporate name from “AIkido Pharma Inc.” to “Dominari Holdings Inc.” (the “ Name Change Amendment ”).”
Shareholder Votes

Dominari Holdings Inc. shareholders approved Ratification of appointment of Marcum, LLP as independent registered public accounting firm at the 2022-12-05 meeting.

“The appointment of Marcum, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 was ratified. The voting results were as follows: Votes For Votes Against Abstentions Broker Non-Votes 2,772,891 141,000 23,215 -”
Shareholder Votes

Dominari Holdings Inc. shareholders approved Adoption of 2022 Equity Incentive Plan at the 2022-12-05 meeting.

“The adoption of the 2022 Equity Incentive Plan was approved. The voting results were as follows: Votes For Votes Against Abstentions Broker Non-Votes 1,281,570 678,219 13,667 963,650”

Soo Yu was appointed as member of the Board at Dominari Holdings Inc..

“On June 7, 2022, the board of directors (the “ Board ”) of Aikido Pharma, Inc. (the “ Company ”) appointed Soo Yu to serve as a member of the Board.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.