Source-grounded facts extracted from FIDUS INVESTMENT Corp's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
FIDUS INVESTMENT Corp entered into Registration Rights Agreement with institutional purchasers in the Offering (the "Purchasers") (effective 2026-05-29).
“the Company entered into a Registration Rights Agreement, dated as of May 29, 2026 (the “Registration Rights Agreement”), with the institutional purchasers in the Offering (the “Purchasers”).”
FIDUS INVESTMENT Corp reported financial results for first quarter ended March 31, 2026.
“On May 7, 2026, Fidus Investment Corporation (the "Company") issued a press release announcing its financial results for the quarter ended March 31, 2026.”
FIDUS INVESTMENT Corp amended Equity Distribution Agreement Amendment No. 3 with Raymond James & Associates, Inc.; B. Riley Securities, Inc. valued at ATM Program maximum increased to $400.0 million; approx. $134.8 million remaining available (effective 2026-03-02).
“On March 2, 2026, the Company increased the maximum amount of Shares to be sold through the ATM Program to $400.0 million from $300.0 million. In connection with the upsize of the ATM Program, the Company entered into amendment no. 3 (“Amendment No. 3”) to the equity distribution agreement, dated November 10, 2022 (the “Equity Distribution Agreement”) with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. (“Raymond James”) and B. Riley Securities, Inc. (“B. Riley” and together with Raymond James, the “Sales Agents”).”
FIDUS INVESTMENT Corp incurred credit facility of $175 million of initial commitments with ING Capital LLC at one-month Term SOFR plus 0.11448% and an applicable margin ranging from 2.500% t maturing October 16, 2030.
“The SPV Credit Facility provides for $175 million of initial commitments, and has an accordion feature that allows for an increase of the total commitments to up to $250 million, subject to certain conditions (including the consent of the Administrative Agent). The SPV Credit Facility has a reinvestment period until October 16, 2029 and matures on October 16, 2030. The advances under the SPV Credit Facility bear interest, subject to the Company’s election, on a per annum basis equal to one-month Term SOFR plus 0.11448% and an applicable margin ranging from 2.500% to 2.675%.”
FIDUS INVESTMENT Corp incurred senior notes of $100.0 million at 6.750% maturing March 19, 2030.
“The New 2030 Notes were issued on October 3, 2025 as additional notes under the Base Indenture, dated February 2, 2018 (the “Base Indenture”), by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (the “Trustee”), as supplemented by the Sixth Supplemental Indenture, dated March 19, 2025 (the “Sixth Supplemental Indenture” and together with the Base Indenture, the “Indenture”), pursuant to which the Company initially issued $100.0 million in aggregate principal amount of the 6.750% Notes due 2030 (the “Existing 2030 Notes” and together with the New 2030 Notes, the “2030 Notes”) on March 19, 2025.”
FIDUS INVESTMENT Corp incurred senior notes of $100.0 million in aggregate principal amount with U.S. Bank Trust Company, National Association at 6.750% per year maturing March 19, 2030.
“(the “Base Indenture” and together with the Sixth Supplemental Indenture, the “Indenture”). The Sixth Supplemental Indenture relates to the Company’s issuance and sale of $ 100.0 million in aggregate principal amount of its 6.750% Notes due 2030 (the “Notes” and the issuance and sale of the Notes, the “Offering”). The Company intends to use the net proceeds from”
FIDUS INVESTMENT Corp incurred senior notes of $100.0 million aggregate principal amount with Raymond James & Associates, Inc. at 6.750% maturing due 2030.
“On March 12, 2025, Fidus Investment Corporation (the “Company”) entered into an underwriting agreement (the “ Underwriting Agreement ”) by and among the Company and Fidus Investment Advisors, LLC (the “Adviser”), on the one hand, and Raymond James & Associates, Inc., as representative of the several underwriters named in Exhibit A thereto, on the other hand, in connection with the issuance and sale of $ 100.0 million aggregate principal amount of the Company’s 6.750% Notes due 2030 (the “Notes”) and the issuance and sale of the Notes, the “Offering”).”
Charles D. Hyman resigned as Director at FIDUS INVESTMENT Corp.
“By correspondence dated October 1, 2024, Charles D. Hyman informed the Board of Directors (the “Board”) of Fidus Investment Corporation (the “Company”) of his decision to resign as a director of the Board and as a member of the Company’s Audit and Compensation Committee, and Nominating and Corporate Governance Committee, effective as of October 29, 2024.”
FIDUS INVESTMENT Corp reported the first quarter ended March 31, 2024 results: revenue $34.7 million, net income $17.6 million, EPS $0.57 per share.
“First Quarter 2024 Financial Highlights • Total investment income of $34.7 million • Net investment income of $17.6 million, or $0.57 per share”
FIDUS INVESTMENT Corp amended Equity Distribution Agreement Amendment No. 2 with Fidus Investment Advisors, LLC; Raymond James & Associates, Inc.; B. Riley Securities, Inc. valued at increase of maximum Shares to $300.0 million (effective 2024-02-29).
“On February 29, 2024, the Company increased the maximum amount of Shares to be sold through the ATM Program to $300.0 million from $150.0 million. In connection with the upsize of the ATM Program, the Company entered into amendment no. 2 (“Amendment No. 2”) to the equity distribution agreement, dated November 10, 2022 (the “Equity Distribution Agreement”) with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. (“Raymond James”) and B. Riley Securities, Inc. (“B. Riley” and together with Raymond James, the “Sales Agents”).”
FIDUS INVESTMENT Corp reported the full year ended December 31, 2023 results: revenue $130.1 million, net income $65.1 million, EPS $2.47 per share.
“Full Year 2023 Financial Highlights • Total investment income of $130.1 million • Net investment income of $65.1 million, or $2.47 per share”
FIDUS INVESTMENT Corp reported the fourth quarter ended December 31, 2023 results: revenue $36.3 million, net income $16.9 million, EPS $0.58 per share.
“Fourth Quarter 2023 Financial Highlights • Total investment income of $36.3 million • Net investment income of $16.9 million, or $0.58 per share”
FIDUS INVESTMENT Corp reported the third quarter ended September 30, 2023 results: revenue $34.2 million, net income $16.7 million, EPS $0.63 per share.
“Fidus Investment Corporation (NASDAQ:FDUS) (“Fidus” or the “Company”), a provider of customized debt and equity financing solutions, primarily to lower middle-market companies based in the United States, today announced its financial results for the third quarter ended September 30, 2023. Third Quarter 2023 Financial Highlights • Total investment income of $34.2 million • Net investment income of $16.7 million, or $0.63 per share”
FIDUS INVESTMENT Corp amended Amendment No. 1 with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. and B. Riley Securities, Inc. valued at $150.0 million (effective 2023-08-11).
“On August 11, 2023, the Company increased the maximum amount of Shares to be sold through the ATM Program to $150.0 million from $50.0 million. In connection with the upsize of the ATM Program, the Company entered into amendment no. 1 (“Amendment No. 1”) to the equity distribution agreement, dated November 10, 2022 (the “Equity Distribution Agreement”) with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. (“Raymond James”) and B. Riley Securities, Inc. (“B. Riley” and together with Raymond James, the “Sales Agents”).”
FIDUS INVESTMENT Corp reported the quarter ended June 30, 2023 results: revenue $30.6 million, net income $16.8 million, or $0.67 per share, EPS $0.67 per share.
“in the United States, today announced its financial results for the second quarter ended June 30, 2023. Second Quarter 2023 Financial Highlights • Total investment income of $30.6 million • Net investment income of $16.8 million, or $0.67 per share • Adjusted net investment income of $15.6 million, or $0.62 per share (1) • Net increase in net assets resulting from”
FIDUS INVESTMENT Corp shareholders approved Approval to Sell or Otherwise Issue Shares of Common Stock Below Net Asset Value at the 2023-06-08 meeting.
“Proposal 2 — Approval to Sell or Otherwise Issue Shares of Common Stock Below Net Asset Value A proposal to authorize the Company, subject to the approval of the Board of Directors of the Company, to sell or otherwise issue shares of its common stock during the next year at a price below the Company’s then current net asset value per share, subject to certain conditions as set forth in the Proxy Statement (including that the cumulative number of shares sold pursuant to such authority does not exceed 25% of its then outstanding common stock immediately prior to each such sale) was approved. The following votes were taken in connection with this proposal: FOR AGAINST ABSTAIN 10,110,300 2,285,569 407,077”
FIDUS INVESTMENT Corp shareholders approved Election of Class III Directors at the 2023-06-08 meeting.
“Proposal 1 — Election of Class III Directors The following individuals, constituting all the nominees named in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on March 17, 2023 (the “Proxy Statement”), were elected as the Class III directors to serve until the 2026 annual meeting of stockholders or until their respective successors have been duly elected and qualified. The following votes were taken in connection with this proposal: FOR WITHHELD Raymond L. Anstiss, Jr. 11,069,527 1,733,427 Edward H. Ross 12,135,221 667,733”
FIDUS INVESTMENT Corp reported first quarter ended March 31, 2023 results: revenue $29.1 million, net income $14.7 million, EPS $0.59.
“Fidus Investment Corporation (NASDAQ:FDUS) (“Fidus” or the “Company”), a provider of customized debt and equity financing solutions, primarily to lower middle-market companies based in the United States, today announced its financial results for the first quarter ended March 31, 2023. First Quarter 2023 Financial Highlights • Total investment income of $29.1 million • Net investment income of $14.7 million, or $0.59 per share”
FIDUS INVESTMENT Corp reported the fourth quarter and full year ended December 31, 2022 results: revenue Total investment income of $27.5 million, net income Net investment income of $12.5 million, or $0.51 per share, EPS $0.51 per share.
“States, today announced its financial results for the fourth quarter and full year ended December 31, 2022. Fourth Quarter 2022 Financial Highlights • Total investment income of $27.5 million • Net investment income of $12.5 million, or $0.51 per share • Adjusted net investment income of $12.6 million, or $0.51 per share (1) • Invested $65.9 million in debt and equity”
FIDUS INVESTMENT Corp reported preliminary financial results for the three months ended December 31, 2022.
“Set forth below are certain preliminary estimates of Fidus Investment Corporation's ("the Company", "we" or "our") financial condition and results of operations at and for the three months ended December 31, 2022.”
FIDUS INVESTMENT Corp entered into Equity Distribution Agreement with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc., and B. Riley Securities, Inc. valued at $50,000,000 (effective 2022-11-10).
“On November 10, 2022, Fidus Investment Corporation (the “Company”) entered into an equity distribution agreement (the “Equity Distribution Agreement”) with Fidus Investment Advisors, LLC and Raymond James & Associates, Inc. and B. Riley Securities, Inc., as sales agents and/or principals thereunder (the “Sales Agents”). Under the Equity Distribution Agreement, the Company may, but has no obligation to, issue and sell, from time to time, up to $50,000,000 in aggregate offering price of shares of its common stock, par value $0.001 per share (the “Shares”), through the Sales Agents, or to them, as principals for their own accounts.”
FIDUS INVESTMENT Corp reported third quarter ended September 30, 2022 results: revenue $24,992 (in thousands), net income $12,719 (in thousands), EPS $0.52 per share.
“interest income 413 1,260 (847 ) (67.2 %) Dividend income 645 457 188 41.1 % Fee income 2,415 1,647 768 46.6 % Interest on idle funds 8 6 2 33.3 % Total investment income $ 24,992 $ 21,229 $ 3,763 17.7 % Net investment income $ 12,719 $ 5,118 $ 7,601 148.5 % Net investment income per share $ 0.52 $ 0.21 $ 0.31 147.6 % Adjusted net investment income (1) $”
Kelly McNamara Corley was appointed as Class I Director at FIDUS INVESTMENT Corp.
“On June 29, 2022, the board of directors (the “Board”) of Fidus Investment Corp. (the “Company”) appointed Kelly McNamara Corley as a Class I director of the Company for a term expiring at the Company’s 2024 annual meeting of the stockholders, effective July 1, 2022.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.