Source-grounded facts extracted from GLADSTONE INVESTMENT CORPORATION\DE's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
George Stelljes, III was elected as Director at GLADSTONE INVESTMENT CORPORATION\DE.
“On June 1, 2026, the Board of Directors (the “Board”) of Gladstone Investment Corporation (the “Company”) elected George “Chip” Stelljes, III to the Board, effective June 1, 2026.”
GLADSTONE INVESTMENT CORPORATION\DE entered into Seventh Supplemental Indenture with UMB Bank, National Association valued at $115.0 million aggregate principal amount (effective 2026-02-18).
“On February 18, 2026, in connection with a previously announced public offering, Gladstone Investment Corporation (the “Company”) and UMB Bank, National Association, as trustee (the “Trustee”), entered into a Seventh Supplemental Indenture ( the “Seventh Supplemental Indenture” ) to the Indenture, dated May 22, 2020, between the Company and the Trustee (together with the Seventh Supplemental Indenture, the “Indenture”).”
GLADSTONE INVESTMENT CORPORATION\DE incurred senior notes of $115.0 million with UMB Bank, National Association, as trustee at 7.125% per year maturing May 1, 2031.
“On February 18, 2026, in connection with a previously announced public offering, Gladstone Investment Corporation (the “Company”) and UMB Bank, National Association, as trustee (the “Trustee”), entered into a Seventh Supplemental Indenture ( the “Seventh Supplemental Indenture” ) to the Indenture, dated May 22, 2020, between the Company and the Trustee (together with the Seventh Supplemental Indenture, the “Indenture”). The Seventh Supplemental Indenture relates to Company’s issuance, offer and sale of up to $ 115.0 million aggregate principal amount of its 7.125% Notes due 2031 (the “Notes”).”
GLADSTONE INVESTMENT CORPORATION\DE entered into Underwriting Agreement with Oppenheimer & Co. Inc., as representative of the several underwriters valued at $100.0 million aggregate principal amount (effective 2026-02-10).
“On February 10, 2026, Gladstone Investment Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named therein, in connection with the issuance and sale of $100.0 million aggregate principal amount of the Company’s 7.125% Notes due 2031 (the “Offering”).”
Terry Lee Brubaker departed as Chief Operating Officer at GLADSTONE INVESTMENT CORPORATION\DE.
“On November 13, 2024, Terry Lee Brubaker gave notice that he will be retiring as the Chief Operating Officer of Gladstone Investment Corporation (the “Company”) effective December 2, 2024.”
Taylor Ritchie was appointed as Chief Financial Officer and Treasurer at GLADSTONE INVESTMENT CORPORATION\DE.
“On October 15, 2024, the Company appointed Taylor Ritchie to serve as the Chief Financial Officer and Treasurer of the Company, with such appointment effective November 8, 2024.”
Rachael Easton departed as Chief Financial Officer and Treasurer at GLADSTONE INVESTMENT CORPORATION\DE.
“On October 10, 2024, Rachael Easton gave notice that she was resigning as the Chief Financial Officer and Treasurer of Gladstone Investment Corporation (the "Company") effective November 8, 2024.”
Katharine Cornell Gorka was elected as Director at GLADSTONE INVESTMENT CORPORATION\DE.
“On August 22, 2024, Gladstone Investment Corporation (the “Company”) announced the election of Katharine Cornell Gorka to its Board of Directors (the “Board”), effective August 22, 2024.”
GLADSTONE INVESTMENT CORPORATION\DE entered into Sales Agreements with Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc., B. Riley Securities, Inc., Virtu Americas LLC valued at $75 million (effective 2024-05-14).
“Gladstone Investment Corporation (the “Company”) entered into separate sales agreements, each dated May 14, 2024 (collectively, the “Sales Agreements”), with Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc. B. Riley Securities, Inc. and Virtu Americas LLC (each, a “Sales Agent” and, collectively, the “Sales Agents”), providing for the issuance of up to an aggregate of $75 million of its common stock”
GLADSTONE INVESTMENT CORPORATION\DE reported fiscal year ended March 31, 2024 results: revenue $ 87,306, net income 21,777, EPS $ 0.63.
“For the year ended: Total investment income $ 87,306 $ 81,543 $ 5,763 7.1 % Total expenses, net (A) 65,529 44,543 20,986 47.1 % Net investment income (A) 21,777 37,000 (15,223) (41.1) % Net realized gain 30,256 10,753 19,503 181.4 % Net unrealized appreciation (depreciation) 33,272 (12,206) 45,478 NM Net increase in net assets resulting from operations (A) $ 85,305 $ 35,547 $ 49,758 140.0 % Net investment income per weighted-average common share (A) $ 0.63 $ 1.11 $ (0.48) (43.2) %”
GLADSTONE INVESTMENT CORPORATION\DE reported fourth quarter ended March 31, 2024 results: revenue $ 23,648, net income 5,323, EPS $ 0.15.
“For the quarter ended: Total investment income $ 23,648 $ 23,081 $ 567 2.5 % Total expenses, net (A) 18,325 13,337 4,988 37.4 % Net investment income (A) 5,323 9,744 (4,421) (45.4) % Net realized (loss) gain (14,650) 43,461 (58,111) NM Net unrealized appreciation (depreciation) 31,911 (46,626) 78,537 NM Net increase in net assets resulting from operations (A) $ 22,584 $ 6,579 $ 16,005 243.3 % Net investment income per weighted-average common share (A) $ 0.15 $ 0.28 $ (0.13) (46.4) %”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.