Gladstone Investment COO Terry Brubaker retiring Dec 2; LiCalsi assumes more duties

GLADSTONE INVESTMENT CORPORATION\DE

Terry Lee Brubaker retiring as COO effective December 2, 2024.
Michael LiCalsi, General Counsel & Secretary, will take on additional operational responsibilities.
National search for a Chief Investment Officer to fill Brubaker's investment committee role.
Brubaker also resigning from adviser Gladstone Management and administrator Gladstone Administration roles.

item 5.02 item 7.01 item 9.01

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Departed

Terry Lee Brubaker

Chief Operating Officer

GAIN · GLADSTONE INVESTMENT CORPORATION\DE

Effective: 2024-12-02
Filed: November 15, 2024, 6:59 PM ET

On November 13, 2024, Terry Lee Brubaker gave notice that he will be retiring as the Chief Operating Officer of Gladstone Investment Corporation (the “Company”) effective December 2, 2024.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Terry Lee Brubaker departed as Chief Operating Officer at GLADSTONE INVESTMENT CORPORATION\DE.

Action: retiring
Role: Chief Operating Officer

Exact text from the filing

On November 13, 2024, Terry Lee Brubaker gave notice that he will be retiring as the Chief Operating Officer of Gladstone Investment Corporation (the “Company”) effective December 2, 2024.

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GLADSTONE INVESTMENT CORPORATION\DE filing history →

Source: SEC EDGAR

accession 0001193125-24-259840

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