Source-grounded facts extracted from MidCap Financial Investment Corp's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
MidCap Financial Investment Corp reported the quarter ended March 31, 2026 results: net income Net increase (decrease) in net assets resulting from operations $ (26.9 ), EPS Earnings per share — basic $ (0.30 ).
“Three Months Ended March 31, (in millions)* 2026 2025 Net investment income $ 34.3 $ 34.3 Net realized and change in unrealized gains (losses) (61.1 ) (4.0 ) Net increase (decrease) in net assets resulting from operations $ (26.9 ) $ 30.3 (per share)* (1) Net investment income on per average share basis $ 0.38 $ 0.37 Net realized and change in unrealized gain (loss) per share (0.67 ) (0.05 ) Earnings per share — basic $ (0.30 ) $ 0.32”
Debt Financings
MidCap Financial Investment Corp amended credit facility of Lender commitments under the Facility will decrease from $1.660 billion to $1.610 billion at the applicable margin under the Facility was reduced as follows: (a) if the Gros maturing The final maturity date under the Facility was extended by a year from October 17, 2029 to October 1, 2030.
“(the “Company”) amended and extended its senior secured, multi-currency, revolving credit facility (the “Facility”). Lender commitments under the Facility will decrease from $1.660 billion to $1.610 billion. The Facility includes an “accordion” feature that allows the Company to increase the size of the Facility to $2.415 billion. The final maturity date under the”
Howard Widra resigned as Director and Executive Chairman at MidCap Financial Investment Corp.
“Howard Widra notified the Board of his intention to retire from his role at Apollo Global Management Inc. (“ Apollo ”), to pursue other opportunities, effective on or about the close of business on December 31, 2026. In connection with Mr. Widra’s retirement from Apollo, Mr. Widra informed the Board of his intention to resign as director and Executive Chairman of the Board, effective on or about the close of business on December 31, 2026.”
Kenneth Seifert was appointed as Chief Financial Officer and Treasurer at MidCap Financial Investment Corp.
“On June 11, 2025, the Board appointed Kenneth Seifert as Chief Financial Officer and Treasurer of the Company, effective as of the close of business on June 30, 2025.”
Gregory Hunt departed as Chief Financial Officer and Treasurer at MidCap Financial Investment Corp.
“On June 11, 2025, Gregory Hunt, Chief Financial Officer and Treasurer of MidCap Financial Investment Corporation (the “ Company ”), notified the Board of Directors of the Company (the “ Board ”) of his intention to step down, effective as of the close of business on June 30, 2025.”
M&A Transactions
MidCap Financial Investment Corp completed an acquisition involving Apollo Tactical Income Fund Inc. for 0.9441 shares of common stock per share (closed 2024-07-22).
“Agreement, at the effective time of the AIF First Merger, each outstanding share of common stock, par value $0.001 per share, of AIF was converted into the right to receive 0.9441 shares of common stock, par value $0.001 per share, of the Company. As a result, the Company issued an aggregate of approximately 13,658,992 shares of its common stock to AIF’s”
M&A Transactions
MidCap Financial Investment Corp completed an acquisition involving Apollo Senior Floating Rate Fund Inc. for 0.9547 shares of common stock per share (closed 2024-07-22).
“Agreement, at the effective time of the AFT First Merger, each outstanding share of common stock, par value $0.001 per share, of AFT was converted into the right to receive 0.9547 shares of common stock, par value $0.001 per share, of the Company. As a result, the Company issued an aggregate of approximately 14,868,092 shares of its common stock to AFT’s”
Earnings Releases
MidCap Financial Investment Corp reported the quarter ended March 31, 2024 results: net income $28.5, EPS $0.44.
“On May 7, 2024, MidCap Financial Investment Corporation (the “Company”) issued a press release announcing its financial results for the quarter ended March 31, 2024.”
Debt Financings
MidCap Financial Investment Corp incurred senior notes of $86,250,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 8.00% per year maturing December 15, 2028.
“(the “Indenture”), dated as of October 9, 2012, between the Company and the Trustee. The Sixth Supplemental Indenture relates to the Company’s issuance, offer and sale of $ 86,250,000 aggregate principal amount of its 8.00% Notes due 2028 (inclusive of $11,250,000 aggregate principal amount pursuant to the underwriters’ overallotment option to purchase”
Material Agreements
MidCap Financial Investment Corp entered into Sixth Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $86,250,000 aggregate principal amount (effective 2023-12-13).
“On December 13, 2023, MidCap Financial Investment Corporation (the “Company”) and U.S. Bank Trust Company, National Association (“Trustee”) entered into a Sixth Supplemental Indenture (the “Sixth Supplemental Indenture”) to the Indenture (the “Indenture”), dated as of October 9, 2012, between the Company and the Trustee. The Sixth Supplemental Indenture relates to the Company’s issuance, offer and sale of $ 86,250,000 aggregate principal amount of its 8.00% Notes due 2028 (inclusive of $11,250,000 aggregate principal amount pursuant to the underwriters’ overallotment option to purchase additional Notes) (the “Notes”).”
Earnings Releases
MidCap Financial Investment Corp reported financial results for the quarter ended September 30, 2023.
“the Company issued a press release announcing its financial results for the quarter ended September 30, 2023”
Material Agreements
MidCap Financial Investment Corp entered into AFT Merger Agreement with Apollo Senior Floating Rate Fund Inc., AFT Merger Sub, Inc., and, solely for limited purposes, Apollo Investment Management, L.P. (effective 2023-11-07).
“On November 7, 2023, MidCap Financial Investment Corporation (the “Company” or “MFIC”) entered into an Agreement and Plan of Merger (the “AFT Merger Agreement”) with Apollo Senior Floating Rate Fund Inc., a Maryland corporation (“AFT” and, together with the Company and AIF (as defined below), the “Funds” and each, a “Fund”), AFT Merger Sub, Inc., a Maryland corporation and a direct wholly-owned subsidiary of the Company (“AFT Merger Sub”), and, solely for the limited purposes set forth therein, Apollo Investment Management, L.P., a Delaware limited partnership and the Company’s investment adviser (the “Adviser”).”
Debt Financings
MidCap Financial Investment Corp incurred senior notes of $402,360,000 total notes: $232,000,000 Class A-1, $16,000,000 Class A-2, $154,360,000 Subordinated Notes with Deutsche Bank Securities Inc. and Apollo Global Securities, LLC at Class A-1: SOFR+2.40%, Class A-2: SOFR+2.90%, Subordinated: 0% maturing Secured Notes: October 23, 2035; Subordinated Notes: 2135.
“The notes offered in the 2023 Debt Securitization consist of $232,000,000 of AAA(sf) Class A-1 Senior Secured Floating Rate Notes due 2035, which bear interest at the three-month secured overnight financing rate published by the Federal Reserve Bank of New York (“SOFR”) plus 2.40% (the “Class A-1 Notes”); $16,000,000 of AAA(sf) Class A-2 Senior Secured Floating Rate Notes due 2035, which bear interest at the three-month SOFR plus 2.90% (the “Class A-2 Notes” and together with the Class A-1 Notes the “Secured Notes”). Additionally, on the Closing Date, the Issuer will issue $154,360,000 of Subordinated Notes due 2135 (the “Subordinated Notes”), which do not bear interest.”
Material Agreements
MidCap Financial Investment Corp entered into Master Loan Sale Agreement with MFIC Bethesda CLO 1 LLC and MFIC Bethesda CLO 1 Depositor LLC valued at purchase of Collateral Obligations securing the 2023 Debt Securitization (effective 2023-11-02).
“The CLO Issuer intends to use the proceeds from the 2023 Debt Securitization to, among other things, purchase certain loans ("Collateral Obligations") on the Closing Date from the Company pursuant to a master loan sale agreement entered into on the Closing Date (the "Loan Sale Agreement") among the Company, the CLO Retention Holder and the CLO Issuer.”
Material Agreements
MidCap Financial Investment Corp entered into Collateral Management Agreement with MidCap Financial Investment Corp (self) valued at collateral management fee of 0.0% per annum (effective 2023-11-02).
“The Company serves as collateral manager to the CLO Issuer under a collateral management agreement entered into on the Closing Date (the "Collateral Management Agreement").”
Material Agreements
MidCap Financial Investment Corp entered into CLO Indenture with Deutsche Bank National Trust Company valued at $232,000,000 Class A-1 Notes and $16,000,000 Class A-2 Notes (effective 2023-11-02).
“On the Closing Date and in connection with the 2023 Debt Securitization, MFIC Bethesda CLO 1 LLC (the "CLO Issuer"), an indirect, wholly-owned, consolidated subsidiary of the Company, entered into a Purchase and Placement Agency Agreement (the "CLO Purchase and Placement Agreement") with Deutsche Bank Securities Inc., as the initial purchaser (the "Initial Purchaser") and Apollo Global Securities, LLC (the "Placement Agent") pursuant to which the Issuer agreed to sell certain of the notes to the Initial Purchaser to be issued as part of the 2023 Debt Securitization pursuant to an indenture by and between the CLO Issuer and Deutsche Bank National Trust Company, as trustee (the "CLO Indenture").”
Earnings Releases
MidCap Financial Investment Corp reported the quarter ended June 30, 2023 results: net income $25.4 million, EPS $0.39 per share.
“MidCap Financial Investment Corporation (NASDAQ: MFIC) or the “Company,” today announced financial results for its quarter ended June 30, 2023. The Company’s net investment income was $0.44 per share for the quarter ended June 30, 2023, compared to $0.45 per share for the quarter ended March 31, 2023.”
Shareholder Votes
MidCap Financial Investment Corp shareholders approved Ratification of Deloitte & Touche LLP as independent registered public accounting firm at the 2023-07-10 meeting.
“Proposal 2 : The Company’s stockholders ratified the selection of Deloitte & Touche LLP as an independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023, as follows: FOR WITHHELD ABSTAIN BROKER-NON-VOTE 49,089,474 592,640 557,798 —”
Shareholder Votes
MidCap Financial Investment Corp shareholders approved Election of Class I Directors at the 2023-07-10 meeting.
“Proposal 1 : The Company’s stockholders elected two Class I Directors of the Company, who will each serve a term of three years, or until his or her successor is duly elected and qualified, as follows: Name of Director FOR WITHHELD BROKER-NON-VOTE Emmanuel Pearlman 30,368,313 1,104,754 18,766,845 Howard T. Widra 29,751,456 1,721,611 18,766,845”
Amit Joshi resigned as Vice President and Chief Accounting Officer at MidCap Financial Investment Corp.
“On June 2, 2023, Amit Joshi, Vice President and Chief Accounting Officer of MidCap Financial Investment Corporation (the “Company”), notified the Company of his intention to resign.”
Earnings Releases
MidCap Financial Investment Corp reported financial results for the quarter ended December 31, 2022.
“On May 2, 2023, MidCap Financial Investment Corporation (the “Registrant”) issued a press release announcing its financial results for the quarter ended March 31, 2023.”
Earnings Releases
MidCap Financial Investment Corp reported the quarter ended March 31, 2023 results: net income $0.45 per share, EPS $0.46 per share — basic.
“MidCap Financial Investment Corporation Reports Financial Results for the Quarter Ended March 31, 2023”
Jeanette W. Loeb departed as Director at MidCap Financial Investment Corp.
“On April 28, 2023, Frank C. Puleo and Jeanette W. Loeb, members of the Board of Directors (the “Board”) of Midcap Financial Investment Corporation (the “Company”), notified the Company that they would not stand for re-election at the Company’s 2023 annual meeting of stockholders.”
Frank C. Puleo departed as Director at MidCap Financial Investment Corp.
“On April 28, 2023, Frank C. Puleo and Jeanette W. Loeb, members of the Board of Directors (the “Board”) of Midcap Financial Investment Corporation (the “Company”), notified the Company that they would not stand for re-election at the Company’s 2023 annual meeting of stockholders.”
Material Agreements
MidCap Financial Investment Corp amended a credit facility (effective 2023-04-19).
“On April 19, 2023, MidCap Financial Investment Corporation (the “Company”) amended and extended its senior secured, multi-currency, revolving credit facility (the “Facility”).”
Ryan Del Giudice was appointed as Chief Compliance Officer at MidCap Financial Investment Corp.
“On March 16, 2023, the Board of Directors of MidCap Financial Investment Corporation (the “Company”) appointed Ryan Del Giudice as the Company’s Chief Compliance Officer.”
Emanuel Pearlman was appointed as Class III Director at MidCap Financial Investment Corp.
“On March 8, 2023, the Board of Directors (the “Board”) of MidCap Financial Investment Corporation (the “Company”) appointed Emanuel Pearlman to the Board, effective as of March 8, 2023, to serve as a Class III Director of the Company.”
Isabelle Gold resigned as Chief Compliance Officer at MidCap Financial Investment Corp.
“On January 23, 2023, Isabelle Gold, Chief Compliance Officer of MidCap Financial Investment Corporation (the “Company”), notified the Company of her intention to resign.”
Earnings Releases
MidCap Financial Investment Corp reported the quarter ended September 30, 2022 results: net income $22.6 million, EPS $0.35.
“MidCap Financial Investment Corporation (NASDAQ: MFIC) or the “Company,” today announced financial results for its second fiscal quarter ended September 30, 2022. The Company’s net investment income was $0.35 per share for the quarter ended September 30, 2022, compared to $0.37 per share for the quarter ended June 30, 2022.”
Governance Changes
MidCap Financial Investment Corp: Company changed fiscal year end from March 31 to December 31, effective December 31, 2022 (effective 2022-12-31).
“On November 3, 2022, the Board of Directors of the Company changed the Company’s fiscal year end from March 31 to December 31, effective December 31, 2022.”
Joseph Glatt departed as Chief Legal Officer and Secretary at MidCap Financial Investment Corp.
“Joseph Glatt, 48, who served as the Registrant's Chief Legal Officer and Secretary since 2014, was promoted to a new role as Partner in Apollo's U.S. Financial Institutions Group.”
Kristin Hester was appointed as Chief Legal Officer and Corporate Secretary at MidCap Financial Investment Corp.
“On August 1, 2022, the Board of the Registrant appointed Kristin Hester to serve as the Registrant's Chief Legal Officer and Corporate Secretary.”
Ted McNulty was appointed as President of the Registrant at MidCap Financial Investment Corp.
“On August 1, 2022, the Board of the Registrant appointed Ted McNulty to serve as President of the Registrant.”
Tanner Powell was appointed as Chief Executive Officer of the Board at MidCap Financial Investment Corp.
“On August 1, 2022, the Board of the Registrant appointed Tanner Powell to serve as Chief Executive Officer of the Registrant's Board.”
John Hannan was appointed as Vice Chairman of the Board at MidCap Financial Investment Corp.
“On August 1, 2022, John Hannan, 69, who served as Chairman of the Registrant's Board from August 2006 to August 2022, was appointed Vice Chairman of the Board.”
Howard T. Widra was appointed as Executive Chairman of the Board at MidCap Financial Investment Corp.
“On August 1, 2022, the Board of the Registrant appointed Howard T. Widra to serve as Executive Chairman of the Registrant's Board.”
Bradley J. Wechsler departed as Director at MidCap Financial Investment Corp.
“On June 10, 2022, Bradley J. Wechsler, a member of the Board of Directors (the “Board”) of Apollo Investment Corporation (the “Company”), notified the Company that he would not stand for re-election at the Company’s 2022 annual meeting of stockholders, effective as of June 10, 2022.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.