secwatch / observer

New Mountain Finance Corp — fact timeline

Source-grounded facts extracted from New Mountain Finance Corp's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

NMFC New Mountain Finance Corp JSON
Debt Financings

New Mountain Finance Corp incurred convertible notes of $200 million at 7.50% maturing October 15, 2025.

“On November 2, 2022, New Mountain Finance Corporation (the “Company”) completed its previously announced offering of $200 million aggregate principal amount of its 7.50% convertible notes due 2025 (the “Notes”).”
Material Agreements

New Mountain Finance Corp amended Supplemental Indenture with U.S. Bank Trust Company, National Association (effective 2022-11-02).

“as supplemented by a third supplemental indenture dated as of November 2, 2022 (the “Supplemental Indenture” and together with the Base Indenture, the “Indenture”), between the Company and U.S. Bank Trust Company, National Association”
Material Agreements

New Mountain Finance Corp entered into Purchase Agreement with the several purchasers valued at $200 million (effective 2022-11-02).

“On November 2, 2022, New Mountain Finance Corporation (the “Company”) completed its previously announced offering of $200 million aggregate principal amount of its 7.50% convertible notes due 2025 (the “Notes”). The offering was consummated pursuant to the terms of a private placement purchase agreement (the “Purchase Agreement”) with the several purchasers”
Earnings Releases

New Mountain Finance Corp reported third fiscal quarter ended September 30, 2022 results: EPS $0.31 to $0.33 per share.

“the Company announced preliminary estimates of certain financial results for its third fiscal quarter ended September 30, 2022. As of October 27, 2022, the Company estimates that its net asset value per share as of September 30, 2022 was between $13.15 per share and $13.25 per share. The preliminary estimate of the Company’s net investment income for the same period is in the range of $0.31 to $0.33 per share.”
Material Agreements

New Mountain Finance Corp entered into Purchase Agreement for 7.50% Convertible Notes due 2025 with the several purchasers valued at $200,000,000 aggregate principal amount of 7.50% convertible notes due 2025 (effective 2022-10-27).

“On October 27, 2022, New Mountain Finance Corporation (the “ Company ” ) entered into a private placement purchase agreement (the “Purchase Agreement”) with the several purchasers, each of whom is an “accredited investor” as defined in Rule 501(a) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”), or a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act (the “Purchasers”), for the sale of $200,000,000 in aggregate principal amount of the Company’s 7.50% convertible notes due 2025 (the “Notes”).”

John R. Kline changed role as Chief Operating Officer at New Mountain Finance Corp.

“John R. Kline relinquished the Chief Operating Officer title of the Company, effective February 15, 2022.”

Karrie J. Jerry resigned as Chief Compliance Officer and Corporate Secretary at New Mountain Finance Corp.

“Karrie J. Jerry submitted her resignation as an officer of the Company, effective March 4, 2022”

Laura Holson was appointed as Chief Operating Officer at New Mountain Finance Corp.

“the Board appointed Laura Holson as the Chief Operating Officer of the Company, effective February 15, 2022.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.