New Mountain Finance Corp appoints new CCO and COO; Jerry resigns

New Mountain Finance Corp

Joseph Hartswell appointed Chief Compliance Officer and Corporate Secretary, effective March 4, 2022; previously Managing Director at New Mountain Capital.
Laura Holson appointed Chief Operating Officer, effective February 15, 2022; previously Managing Director and COO of New Mountain Capital's credit platform.
Karrie J. Jerry resigned as officer effective March 4, 2022; departure not due to any disagreement with company's operations, policies or practices.
John R. Kline relinquished COO title effective February 15, 2022 but remains President, board member and co-head of credit business.

item 5.02

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Karrie J. Jerry

Chief Compliance Officer and Corporate Secretary

NMFC · New Mountain Finance Corp

Effective: 2022-03-04
Filed: February 11, 2022, 6:59 PM ET

Karrie J. Jerry submitted her resignation as an officer of the Company, effective March 4, 2022

Appointed

Laura Holson

Chief Operating Officer

NMFC · New Mountain Finance Corp

Effective: 2022-02-15
Filed: February 11, 2022, 6:59 PM ET

the Board appointed Laura Holson as the Chief Operating Officer of the Company, effective February 15, 2022.

Role change

John R. Kline

Chief Operating Officer

NMFC · New Mountain Finance Corp

Effective: 2022-02-15
Successor: Laura Holson
Filed: February 11, 2022, 6:59 PM ET

John R. Kline relinquished the Chief Operating Officer title of the Company, effective February 15, 2022.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Karrie J. Jerry resigned as Chief Compliance Officer and Corporate Secretary at New Mountain Finance Corp.

Action: resigned
Role: Chief Compliance Officer and Corporate Secretary

Exact text from the filing

Karrie J. Jerry submitted her resignation as an officer of the Company, effective March 4, 2022

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Laura Holson was appointed as Chief Operating Officer at New Mountain Finance Corp.

Action: appointed
Role: Chief Operating Officer

Exact text from the filing

the Board appointed Laura Holson as the Chief Operating Officer of the Company, effective February 15, 2022.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

John R. Kline changed role as Chief Operating Officer at New Mountain Finance Corp.

Action: relinquished
Role: Chief Operating Officer

Exact text from the filing

John R. Kline relinquished the Chief Operating Officer title of the Company, effective February 15, 2022.

View on SEC.gov

New Mountain Finance Corp filing history →

Source: SEC EDGAR

accession 0001104659-22-020573

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