PennantPark Floating Rate Capital Ltd. — fact timeline

PennantPark Floating Rate Capital Ltd. entered into Third Supplemental Indenture with Equiniti Trust Company, LLC valued at $105,000,000 aggregate principal amount of its 7.375% Notes due 2031 (effective 2026-06-01).

“On June 1, 2026, PennantPark Floating Rate Capital Ltd. (the “Company”) and Equiniti Trust Company, LLC (the “Trustee”) entered into a Third Supplemental Indenture (the “Third Supplemental Indenture”) to the Indenture between the Company and the Trustee, dated March 23, 2021 (the “Base Indenture,” and together with the Third Supplemental Indenture, the “Indenture”).”

PennantPark Floating Rate Capital Ltd. entered into Underwriting Agreement with Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, Keefe, Bruyette & Woods, Inc., RBC Capital Markets, LLC, and UBS Securities LLC as representatives of the several underwriters valued at $ 100 million aggregate principal amount (effective 2026-05-27).

“On May 27, 2026, PennantPark Floating Rate Capital Ltd. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, PennantPark Investment Advisers, LLC (the “Adviser”) and Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, Keefe, Bruyette & Woods, Inc., RBC Capital Markets, LLC, and UBS Securities LLC as representatives of the several underwriters (collectively, the “Underwriters”), in connection with the issuance and sale (the “Offering”) of $ 100 million aggregate principal amount of the Company’s 7.375% Notes due 2031 (the “2031 Notes”).”

PennantPark Floating Rate Capital Ltd. reported financial results for second quarter ended March 31, 2026.

“On May 7, 2026, PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the second fiscal quarter ended March 31, 2026.”

PennantPark Floating Rate Capital Ltd. entered into Second Supplemental Indenture with Equiniti Trust Company, LLC valued at $200,000,000 aggregate principal amount (effective 2026-03-04).

“On March 4, 2026, PennantPark Floating Rate Capital Ltd. (the “Company”) and Equiniti Trust Company, LLC (the “Trustee”) entered into a Second Supplemental Indenture (the “Second Supplemental Indenture") to the Indenture between the Company and the Trustee, dated March 23, 2021 (the “Base Indenture,” and together with the Second Supplemental Indenture, the “Indenture").”

PennantPark Floating Rate Capital Ltd. incurred senior notes of $19.25 million with Wilmington Trust, National Association at three-month SOFR plus 3.20% maturing April 2038.

“(v) $19.25 million of D-R Notes, which bear interest at three-month SOFR plus 3.20%”

PennantPark Floating Rate Capital Ltd. incurred senior notes of $24.5 million with Wilmington Trust, National Association at three-month SOFR plus 2.15% maturing April 2038.

“(iv) $24.5 million of C-R Notes, which bear interest at three-month SOFR plus 2.15%”

PennantPark Floating Rate Capital Ltd. incurred senior notes of $26.25 million with Wilmington Trust, National Association at three-month SOFR plus 1.75% maturing April 2038.

“(iii) $26.25 million of Class B-R Notes, which bear interest at three-month SOFR plus 1.75%”

PennantPark Floating Rate Capital Ltd. incurred senior notes of $14 million with Wilmington Trust, National Association at three-month SOFR plus 1.60% maturing April 2038.

“(ii) $14 million of A-2-R Notes, which bear interest at three-month SOFR plus 1.60%”

PennantPark Floating Rate Capital Ltd. incurred senior notes of $123 million with Wilmington Trust, National Association at three-month SOFR plus 1.43% maturing April 2038.

“(i) $123 million of A-1-R Notes, which bear interest at the three-month secured overnight financing rate (“ SOFR ”) plus 1.43%”

PennantPark Floating Rate Capital Ltd. entered into Underwriting Agreement with Raymond James & Associates, Inc., as representative of the several underwriters valued at $200 million (effective 2026-02-25).

“On February 25, 2026, PennantPark Floating Rate Capital Ltd. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, PennantPark Investment Advisers, LLC (the “Adviser”) and Raymond James & Associates, Inc., as representative of the several underwriters, in connection with the issuance and sale of $ 200 million aggregate principal amount of the Company’s 6.75% Notes due 2029”

PennantPark Floating Rate Capital Ltd. amended CLO Reset Transaction with Wilmington Trust, National Association valued at Refinancing and upsize of $356.5 million debt securitization; issuance of Replacement Notes and Clas (effective 2026-02-24).

“On February 24, 2026 (“ Closing Date ”), PennantPark CLO VIII, LLC (the “ Issuer ”), a wholly-owned and consolidated subsidiary of PennantPark Floating Rate Capital Ltd. (the “ Company ”), closed the refinancing and upsize of a four-year reinvestment period, twelve-year final maturity $ 356.5 million debt securitization in the form of a collateralized loan obligation (the “ CLO Reset Transaction ”).”

PennantPark Floating Rate Capital Ltd. entered into Non-Recourse Carveout Guaranty Agreement with Goldman Sachs Bank USA (effective 2025-11-20).

“In connection with the Credit Agreement, the Company entered into a Non-Recourse Carveout Guaranty Agreement (the “Guaranty”) with Goldman Sachs Bank USA.”

PennantPark Floating Rate Capital Ltd. entered into Credit Agreement with various lenders and agents including Goldman Sachs Bank USA and Western Alliance Trust Company N.A. valued at $150 million (effective 2025-11-20).

“On November 20, 2025, PSLF II SPV, LLC (the “Borrower”), a wholly-owned subsidiary of PennantPark Senior Secured Loan Fund II LLC (“PSSL II”), an unconsolidated joint venture of PennantPark Floating Rate Capital Ltd. (the “Company”), entered into a credit agreement (the “Credit Agreement”), by and among the Borrower, PennantPark Investment Advisers, LLC, as collateral manager (the “Collateral Manager”), the various lenders from time to time party thereto, Goldman Sachs Bank USA, as syndication agent, administrative agent and calculation agent, and Western Alliance Trust Company N.A., as collateral agent, collateral custodian and collateral administrator.”

Gerald Cummins was appointed as Chief Compliance Officer at PennantPark Floating Rate Capital Ltd..

“Effective April 15, 2025, the board of directors of the Company appointed Gerald Cummins to replace Mr. Galea as the Company’s Chief Compliance Officer.”

Frank Galea resigned as Chief Compliance Officer at PennantPark Floating Rate Capital Ltd..

“Effective April 15, 2025, Frank Galea resigned as Chief Compliance Officer of PennantPark Floating Rate Capital Ltd. (the “Company”).”

PennantPark Floating Rate Capital Ltd. incurred loan of $474.6 million with Western Alliance Trust Company, National Association maturing April 20, 2037.

“On February 20, 2025, (the “Closing Date”), PennantPark Floating Rate Capital Ltd. (the “Company”) completed a $474.6 million term debt securitization transaction (the “CLO Transaction”), also known as a collateralized loan obligation transaction, which is a form of secured financing incurred by the Company.”

PennantPark Floating Rate Capital Ltd. reported second quarter ended March 31, 2024 results: net income $19.1, EPS $0.31.

“On May 8, 2024, PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the second fiscal quarter ended March 31, 2024.”

PennantPark Floating Rate Capital Ltd. reported Quarter ended March 31, 2024 results: EPS $0.30 - $0.32 per common share.

“On April 18, 2024, PennantPark Floating Rate Capital Ltd. (the “Company”) announced certain preliminary estimates of its financial results for the quarter ended March 31, 2024.”

PennantPark Floating Rate Capital Ltd. incurred loan of $350.55 million maturing April 18, 2036.

“On February 22, 2024 (the “Closing Date”), PennantPark Floating Rate Capital Ltd. (the “Company”) completed a $350.55 million term debt securitization transaction (the “CLO Transaction”), also known as a collateralized loan obligation transaction, which is a form of secured financing incurred by the Company.”

PennantPark Floating Rate Capital Ltd. entered into Credit Agreement with Wilmington Trust, National Association (effective 2024-02-22).

“under a credit agreement (the “Credit Agreement”), dated as of the Closing Date, by and among the Issuer, as borrower, various financial institutions, as lenders, and Wilmington Trust, National Association, as collateral agent and as loan agent”

PennantPark Floating Rate Capital Ltd. shareholders approved Ratification of RSM US LLP as independent registered public accounting firm for the year ending September 30, 2024 at the 2024-02-06 meeting.

“The Company’s stockholders ratified the selection of RSM US LLP to serve as the Company’s independent registered public accounting firm for the year ending September 30, 2024.”

PennantPark Floating Rate Capital Ltd. shareholders approved Election of two Class I directors at the 2024-02-06 meeting.

“The Company’s stockholders elected two Class I directors of the Company, who will each serve until the 2027 Annual Meeting and until his successor is duly elected and qualifies.”

PennantPark Floating Rate Capital Ltd. reported financial results for first quarter ended December 31, 2023.

“PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the first fiscal quarter ended December 31, 2023.”

PennantPark Floating Rate Capital Ltd. reported the quarter ended December 31, 2023 results: net income between $0.32 and $0.34 per common share.

“On January 12, 2024, PennantPark Floating Rate Capital Ltd. (the “Company”) announced certain preliminary estimates of its financial results for the quarter ended December 31, 2023.”

PennantPark Floating Rate Capital Ltd. reported preliminary financial results for the fiscal year ended September 30, 2023.

“PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2023”

PennantPark Floating Rate Capital Ltd. reported preliminary financial results for the fourth fiscal quarter ended September 30, 2023.

“On November 15, 2023, PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the fourth fiscal quarter ended September 30, 2023.”

PennantPark Floating Rate Capital Ltd. amended Equity Distribution Agreements with Citizens JMP Securities, LLC, Raymond James & Associates, Inc. and Truist Securities, Inc. valued at up to $250 million (effective 2023-08-11).

“On August 11, 2023, PennantPark Floating Rate Capital, Ltd. (the “Company”) entered into separate amended and restated equity distribution agreements (together, the “Equity Distribution Agreements”) with each of Citizens JMP Securities, LLC, Raymond James & Associates, Inc. and Truist Securities, Inc., as the sales agents (each, a “Sales Agent,” and together, the “Sales Agents”), in connection with the sale of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), with an aggregate offering price of up to $250 million (which amount includes all of the Common Stock previously sold pursuant to the equity distribution agreements dated March 31, 2023).”

PennantPark Floating Rate Capital Ltd. reported third fiscal quarter ended June 30, 2023 results: net income 18.5, EPS 0.36.

“On August 9, 2023, PennantPark Floating Rate Capital Ltd. (the "Company"), issued a press release announcing its financial results for the third fiscal quarter ended June 30, 2023.”

PennantPark Floating Rate Capital Ltd. reported financial results for the second quarter ended March 31, 2023.

“On May 10, 2023, PennantPark Floating Rate Capital Ltd. (the "Company"), issued a press release announcing its financial results for the second fiscal quarter ended March 31, 2023 and an increase of its monthly distribution.”

PennantPark Floating Rate Capital Ltd. entered into Equity Distribution Agreements with JMP Securities LLC, Raymond James & Associates, Inc. and Truist Securities, Inc. valued at $100 million (effective 2023-03-31).

“On March 31, 2023, PennantPark Floating Rate Capital, Ltd. (the “Company”) entered into equity distribution agreements (together, the “Equity Distribution Agreements”) with each of JMP Securities LLC, Raymond James & Associates, Inc. and Truist Securities, Inc., as the sales agents (each, a “Sales Agent,” and together, the “Sales Agents”), in connection with the sale of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), with an aggregate offering price of up to $100 million.”

PennantPark Floating Rate Capital Ltd. shareholders approved Ratification of RSM US LLP as independent registered public accounting firm for year ending September 30, 2023 at the 2023-02-07 meeting.

“The Company’s stockholders ratified the selection of RSM US LLP to serve as the Company’s independent registered public accounting firm for the year ending September 30, 2023.”

PennantPark Floating Rate Capital Ltd. shareholders approved Election of two Class III directors at the 2023-02-07 meeting.

“The Company’s stockholders elected two Class III directors of the Company, who will each serve until the 2026 Annual Meeting and until his successor is duly elected and qualifies.”

PennantPark Floating Rate Capital Ltd. reported financial results for the first fiscal quarter ended December 31, 2022.

“On February 8, 2023, PennantPark Floating Rate Capital Ltd., issued a press release announcing its financial results for the first fiscal quarter ended December 31, 2022 and an increase of its monthly distribution.”

PennantPark Floating Rate Capital Ltd. entered into Underwriting Agreement with Morgan Stanley & Co. LLC, UBS Securities LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Keefe, Bruyette & Woods, Inc., as representatives of the several underwriters named on Schedule A (effective 2023-01-23).

“On January 23, 2023, PennantPark Floating Rate Capital Ltd. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, PennantPark Investment Advisers, LLC, PennantPark Investment Administration, LLC, and Morgan Stanley & Co. LLC, UBS Securities LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Keefe, Bruyette & Woods, Inc., as representatives of the several underwriters named on Schedule A thereto (collectively, the “Underwriters”), pursuant to which the Company agreed to sell to the Underwriters an aggregate of 4,250,000 of the Company’s common stock, par value $0.001 per share (the “Shares”), in a registered public offering (the “Offering”).”

PennantPark Floating Rate Capital Ltd. reported the quarter ended December 31, 2022 results: net income between $0.29 and $0.31 per share.

“• Net investment income is estimated to be between $0.29 and $0.31 per share for the quarter ended December 31, 2022.”

PennantPark Floating Rate Capital Ltd. reported financial results for third fiscal quarter ended June 30, 2022.

“On August 3, 2022, PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the third fiscal quarter ended June 30, 2022.”

PennantPark Floating Rate Capital Ltd. reported the fourth fiscal quarter ended September 30, 2022 results: net income $12.7, EPS $0.29.

“On November 16, 2022, PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the fourth fiscal quarter ended September 30, 2022.”

Richard T. Allorto, Jr. was appointed as Chief Financial Officer and Treasurer at PennantPark Floating Rate Capital Ltd..

“Richard T. Allorto, Jr. has been appointed as the Chief Financial Officer and Treasurer of each of PFLT and PNNT, effective as of June 13, 2022.”

José Briones was appointed as Director at PennantPark Floating Rate Capital Ltd..

“On May 3, 2022, the Board of Directors (the “Board”) of PennantPark Floating Rate Capital, Ltd, (the “Company”) increased the size of the Board from five to six members and, on the recommendation of the Nominating and Governance Committee of the Board, appointed José Briones as an interested director to fill the vacancy created by such increase, effective immediately.”