PennantPark Floating Rate Capital Ltd. — fact timeline
Source-grounded facts extracted from PennantPark Floating Rate Capital Ltd.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
PennantPark Floating Rate Capital Ltd. entered into Third Supplemental Indenture with Equiniti Trust Company, LLC valued at $105,000,000 aggregate principal amount of its 7.375% Notes due 2031 (effective 2026-06-01).
“On June 1, 2026, PennantPark Floating Rate Capital Ltd. (the “Company”) and Equiniti Trust Company, LLC (the “Trustee”) entered into a Third Supplemental Indenture (the “Third Supplemental Indenture”) to the Indenture between the Company and the Trustee, dated March 23, 2021 (the “Base Indenture,” and together with the Third Supplemental Indenture, the “Indenture”).”
Earnings Releases
PennantPark Floating Rate Capital Ltd. reported financial results for second quarter ended March 31, 2026.
“On May 7, 2026, PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the second fiscal quarter ended March 31, 2026.”
Material Agreements
PennantPark Floating Rate Capital Ltd. entered into Second Supplemental Indenture with Equiniti Trust Company, LLC valued at $200,000,000 aggregate principal amount (effective 2026-03-04).
“On March 4, 2026, PennantPark Floating Rate Capital Ltd. (the “Company”) and Equiniti Trust Company, LLC (the “Trustee”) entered into a Second Supplemental Indenture (the “Second Supplemental Indenture") to the Indenture between the Company and the Trustee, dated March 23, 2021 (the “Base Indenture,” and together with the Second Supplemental Indenture, the “Indenture").”
Debt Financings
PennantPark Floating Rate Capital Ltd. incurred senior notes of $19.25 million with Wilmington Trust, National Association at three-month SOFR plus 3.20% maturing April 2038.
“(v) $19.25 million of D-R Notes, which bear interest at three-month SOFR plus 3.20%”
Debt Financings
PennantPark Floating Rate Capital Ltd. incurred senior notes of $24.5 million with Wilmington Trust, National Association at three-month SOFR plus 2.15% maturing April 2038.
“(iv) $24.5 million of C-R Notes, which bear interest at three-month SOFR plus 2.15%”
Debt Financings
PennantPark Floating Rate Capital Ltd. incurred senior notes of $26.25 million with Wilmington Trust, National Association at three-month SOFR plus 1.75% maturing April 2038.
“(iii) $26.25 million of Class B-R Notes, which bear interest at three-month SOFR plus 1.75%”
Debt Financings
PennantPark Floating Rate Capital Ltd. incurred senior notes of $14 million with Wilmington Trust, National Association at three-month SOFR plus 1.60% maturing April 2038.
“(ii) $14 million of A-2-R Notes, which bear interest at three-month SOFR plus 1.60%”
Debt Financings
PennantPark Floating Rate Capital Ltd. incurred senior notes of $123 million with Wilmington Trust, National Association at three-month SOFR plus 1.43% maturing April 2038.
“(i) $123 million of A-1-R Notes, which bear interest at the three-month secured overnight financing rate (“ SOFR ”) plus 1.43%”
Material Agreements
PennantPark Floating Rate Capital Ltd. entered into Underwriting Agreement with Raymond James & Associates, Inc., as representative of the several underwriters valued at $200 million (effective 2026-02-25).
“On February 25, 2026, PennantPark Floating Rate Capital Ltd. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, PennantPark Investment Advisers, LLC (the “Adviser”) and Raymond James & Associates, Inc., as representative of the several underwriters, in connection with the issuance and sale of $ 200 million aggregate principal amount of the Company’s 6.75% Notes due 2029”
Material Agreements
PennantPark Floating Rate Capital Ltd. amended CLO Reset Transaction with Wilmington Trust, National Association valued at Refinancing and upsize of $356.5 million debt securitization; issuance of Replacement Notes and Clas (effective 2026-02-24).
“On February 24, 2026 (“ Closing Date ”), PennantPark CLO VIII, LLC (the “ Issuer ”), a wholly-owned and consolidated subsidiary of PennantPark Floating Rate Capital Ltd. (the “ Company ”), closed the refinancing and upsize of a four-year reinvestment period, twelve-year final maturity $ 356.5 million debt securitization in the form of a collateralized loan obligation (the “ CLO Reset Transaction ”).”
Gerald Cummins was appointed as Chief Compliance Officer at PennantPark Floating Rate Capital Ltd..
“Effective April 15, 2025, the board of directors of the Company appointed Gerald Cummins to replace Mr. Galea as the Company’s Chief Compliance Officer.”
Frank Galea resigned as Chief Compliance Officer at PennantPark Floating Rate Capital Ltd..
“Effective April 15, 2025, Frank Galea resigned as Chief Compliance Officer of PennantPark Floating Rate Capital Ltd. (the “Company”).”
Earnings Releases
PennantPark Floating Rate Capital Ltd. reported second quarter ended March 31, 2024 results: net income $19.1, EPS $0.31.
“On May 8, 2024, PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the second fiscal quarter ended March 31, 2024.”
Earnings Releases
PennantPark Floating Rate Capital Ltd. reported Quarter ended March 31, 2024 results: EPS $0.30 - $0.32 per common share.
“On April 18, 2024, PennantPark Floating Rate Capital Ltd. (the “Company”) announced certain preliminary estimates of its financial results for the quarter ended March 31, 2024.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.