secwatch / observer

PhenixFIN Corp — fact timeline

Source-grounded facts extracted from PhenixFIN Corp's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

PFX PhenixFIN Corp JSON
Earnings Releases

PhenixFIN Corp reported the second fiscal quarter of 2026 results: revenue $5.2 million, net income $0.7 million.

“Total investment income was $5.2 million of which $5.0 million was attributable to portfolio interest and dividend income and $0.2 million was attributable to fee and other income. Total net expenses were $4.5 million and total net investment income was $0.7 million.”
Earnings Releases

PhenixFIN Corp reported financial results for quarter ended March 31, 2024.

“PhenixFIN Corporation issued a press release announcing its financial results for the quarter ended March 31, 2024”
Shareholder Votes

PhenixFIN Corp shareholders approved Advisory vote on executive compensation at the 2024-04-10 meeting.

“Proposal 3: Advisory vote on executive compensation. For Against Abstain 937,557 54,556 6,403 Broker Non-Votes: 536,273”
Shareholder Votes

PhenixFIN Corp shareholders approved Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm at the 2024-04-10 meeting.

“Proposal 2: Ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2024. For Against Abstain 1,397,645 132,594 4,550 Broker Non-Votes: 0”
Shareholder Votes

PhenixFIN Corp shareholders approved Election of two directors at the 2024-04-10 meeting.

“Proposal 1: Election of directors. Nominee For Withheld David A. Lorber 930,120 68,396 Howard M. Amster 925,681 72,835 Broker Non-Votes: 536,273”
Debt Financings

PhenixFIN Corp amended credit facility of increased the principal amount of loan available under the Credit Facility by $12.5 million to $62.5 million with Woodforest National Bank, Valley National Bank, Axiom Bank at unknown maturing unknown.

“On February 21, 2024 (the “Effective Date”), in order to increase the size of the Credit Facility, the parties to the Credit Facility amended the terms of the Credit Facility, effective as of the Effective Date (the “Amendment”). The Amendment increased the principal amount of loan available under the Credit Facility by $12.5 million to $62.5 million. All other material terms of the Credit Facility remain unchanged.”
Material Agreements

PhenixFIN Corp amended three-year $50.0 million revolving credit facility with Woodforest National Bank; Valley National Bank; Axiom Bank valued at increased by $12.5 million to $62.5 million (effective 2024-02-21).

“On February 21, 2024 (the “Effective Date”), in order to increase the size of the Credit Facility, the parties to the Credit Facility amended the terms of the Credit Facility, effective as of the Effective Date (the “Amendment”). The Amendment increased the principal amount of loan available under the Credit Facility by $12.5 million to $62.5 million.”
Earnings Releases

PhenixFIN Corp reported fiscal first quarter of 2024 results: revenue $5.7 million, net income $1.7 million.

“a publicly traded business development company, today announced its financial results for the fiscal first quarter of 2024. Highlights ● First quarter total investment income of $5.7 million; net investment income of $1.7 million ● Net asset value (NAV) of $150.7 million, or $73.14 per share as of December 31, 2023 ● Weighted average yield was 13.0% on debt and other”
Earnings Releases

PhenixFIN Corp reported financial results for fiscal fourth quarter of 2023.

“On December 22, 2023, PhenixFIN Corporation issued a press release announcing its financial results for the quarter ended September 30, 2023.”
Earnings Releases

PhenixFIN Corp reported fiscal third quarter of 2023 results: revenue $4.8 million, net income $1.2 million.

“capital and our bespoke solutions in the market.” Selected Third Quarter 2023 Financial Results For the three and nine months ended June 30, 2023, total investment income was $4.8 million and $14.5 million, of which $4.7 million and $13.8 million, respectively, was attributable to portfolio interest and dividend income and $0.1 million and $0.7 million,”
Earnings Releases

PhenixFIN Corp reported three months ended March 31, 2023 results: revenue $4.9 million, net income $1.8 million.

“Selected Second Quarter 2023 Financial Results For the three and six months ended March 31, 2023, total investment income was $4.9 million and $9.6 million, of which $4.2 million and $8.7 million, respectively, was attributable to portfolio interest and dividend income and $0.7 million and $0.9 million, respectively, was attributable to fee and other income. For the three and six months ended March 31, 2023, total net expenses were $3.1 million and $6.2 million and total net investment income was $1.8 million and $3.4 million.”
Shareholder Votes

PhenixFIN Corp shareholders approved Advisory vote on executive compensation at the 2023-04-27 meeting.

“Proposal 3: Advisory vote on executive compensation. For Against Abstain 947,866 34,442 20,010 Broker Non-Votes: 533,801”
Shareholder Votes

PhenixFIN Corp shareholders approved Ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2023 at the 2023-04-27 meeting.

“Proposal 2: Ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2023. For Against Abstain 1,497,899 36,007 2,213 Broker Non-Votes: 0”
Shareholder Votes

PhenixFIN Corp shareholders approved Election of two directors at the 2023-04-27 meeting.

“Proposal 1: Election of directors. Nominee For Withheld Abstain Karin Hirtler-Garvey 939,570 60,701 2,047 Lowell W. Robinson 957,064 43,142 2,112 Broker Non-Votes: 533,801”
Auditor Changes

PhenixFIN Corp engaged KPMG LLP as its auditor.

“On February 27, 2023, upon the recommendation of the audit committee, the Board approved the appointment of KPMG LLP to serve as the Company’s independent registered public accounting firm to audit the Company’s consolidated financial statements for the fiscal year ending September 30, 2023.”
Auditor Changes

PhenixFIN Corp dismissed Ernst & Young LLP as its auditor.

“On February 27, 2023, the board of directors (the “Board”) of PhenixFIN Corporation (the “Company”) dismissed Ernst & Young LLP as the Company’s independent registered public accounting firm.”
Earnings Releases

PhenixFIN Corp reported fiscal first quarter of 2023 results: revenue $4.7 million, net income $1.6 million.

“publicly traded business development company, today announced its financial results for the fiscal first quarter of 2023. Highlights ● First quarter total investment income was $4.7 million; net investment income of $1.7 million ● Net asset value (NAV) of $124.7 million, or $59.38 per share as of December 31, 2022 ● Secured a 3-year $50 million credit facility with”
Earnings Releases

PhenixFIN Corp reported fiscal fourth quarter of 2022 results: revenue $5.1 million, net income $1.9 million.

“traded business development company, today announced its financial results for the fiscal fourth quarter of 2022. Highlights ● Fourth quarter total investment income was $5.1 million; net investment income of $1.9 million ● Net asset value (NAV) of $120.8 million, or $57.49 per share as of September 30, 2022, vs. $57.08 per share as of September 30, 2021 ●”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.