PhenixFIN stockholders elect directors, ratify KPMG, approve say-on-pay

PhenixFIN Corp

David Lorber (930,120 for) and Howard Amster (925,681 for) elected directors; 536,273 broker non-votes.
KPMG ratified as auditor: 1,397,645 for, 132,594 against, 4,550 abstain; no broker non-votes.
Advisory say-on-pay approved: 937,557 for, 54,556 against, 6,403 abstain; 536,273 broker non-votes.

item 5.07

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

PhenixFIN Corp shareholders approved Election of two directors at the 2024-04-10 meeting.

Proposal: director election
Outcome: passed
Meeting: 2024-04-10

Exact text from the filing

Proposal 1: Election of directors. Nominee For Withheld David A. Lorber 930,120 68,396 Howard M. Amster 925,681 72,835 Broker Non-Votes: 536,273

View on SEC.gov

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

PhenixFIN Corp shareholders approved Advisory vote on executive compensation at the 2024-04-10 meeting.

Proposal: say on pay
Outcome: passed
Meeting: 2024-04-10

Exact text from the filing

Proposal 3: Advisory vote on executive compensation. For Against Abstain 937,557 54,556 6,403 Broker Non-Votes: 536,273

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Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

PhenixFIN Corp shareholders approved Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm at the 2024-04-10 meeting.

Proposal: auditor ratification
Outcome: passed
Meeting: 2024-04-10

Exact text from the filing

Proposal 2: Ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2024. For Against Abstain 1,397,645 132,594 4,550 Broker Non-Votes: 0

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323 shareholder votes filed in the last 30 days. Browse all shareholder votes →

PhenixFIN Corp filing history →

Source: SEC EDGAR

accession 0001140361-24-019863

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