Source-grounded facts extracted from PIPER SANDLER COMPANIES's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
PIPER SANDLER COMPANIES shareholders approved Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote. at the 2026-05-20 meeting.
“At the Annual Meeting, the Company’s shareholders also cast an advisory vote to approve the compensation of the officers disclosed in the proxy statement, or a “say-on-pay” vote.”
PIPER SANDLER COMPANIES shareholders approved Ratify the selection of Ernst & Young LLP as the independent auditor for 2026 at the 2026-05-20 meeting.
“At the Annual Meeting, the Company’s shareholders also approved the proposal to ratify the selection of Ernst & Young LLP as the independent auditor for the Company’s fiscal year ending December 31, 2026.”
PIPER SANDLER COMPANIES shareholders approved Election of Directors at the 2026-05-20 meeting.
“At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Stuart M. Essig, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company’s annual meeting of shareholders in 2027.”
PIPER SANDLER COMPANIES reported first fiscal quarter ended March 31, 2026 results: revenue $474 million, net income $65 million, EPS $0.92.
“On May 1, 2026, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2026.”
PIPER SANDLER COMPANIES: Amendment to Certificate of Incorporation to effect a four-for-one forward stock split and increase authorized common stock from 100,000,000 to 400,000,000 shares (effective 2026-03-23).
“On March 23, 2026, Piper Sandler Companies (the “Company”) filed an amendment (the “Amendment”) to the Company’s Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware to effect the previously announced four-for-one forward stock split (the “Stock Split”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), without any change to its par value, and to proportionately increase the number of shares of the Company’s authorized Common Stock from 100,000,000 to 400,000,000 in connection with the Stock Split.”
Ann C. Gallo was elected as director at PIPER SANDLER COMPANIES.
“the Board elected Ann C. Gallo to serve as a director of the Company”
PIPER SANDLER COMPANIES reported first fiscal quarter ended March 31, 2024 results: revenue $343, net income $42, EPS $2.43.
“dividends." First Quarter 2024 Results U.S. GAAP Adjusted (1) (Dollars in millions, except per share data) Q1 vs. vs. Q1 vs. vs. 2024 Q4-23 Q1-23 2024 Q4-23 Q1-23 Net revenues $343 -27 % 15 % $334 -27 % 15 % Pre-tax margin 15.3 % -2.9pp 6.6pp 16.8 % -4.9pp 2.7pp Net income attributable to Piper Sandler Companies $42 -18 % 66 % $50 -31 % 18 % Earnings per”
PIPER SANDLER COMPANIES reported full year of 2023 results: revenue $1,348, net income $85, EPS $4.96.
“(1) (Dollars in millions, except per share data) Q4 vs. vs. Q4 vs. vs. vs. vs. 2023 Q3-23 Q4-22 2023 Q3-23 Q4-22 2023 2022 2023 2022 Net revenues $472 63 % 21 % $457 49 % 17 % $1,348 -5 % $1,330 -7 % Pre-tax margin 18.2 % N/M 7.3pp 21.7 % 6.4pp 2.4pp 9.1 % -0.3pp 16.0 % -2.8pp Net income attributable to Piper Sandler Companies $52 N/M 37 % $72 130 % 21 % $85”
PIPER SANDLER COMPANIES reported fourth quarter of 2023 results: revenue $472, net income $52, EPS $3.00.
“Adjusted (1) U.S. GAAP Adjusted (1) (Dollars in millions, except per share data) Q4 vs. vs. Q4 vs. vs. vs. vs. 2023 Q3-23 Q4-22 2023 Q3-23 Q4-22 2023 2022 2023 2022 Net revenues $472 63 % 21 % $457 49 % 17 % $1,348 -5 % $1,330 -7 % Pre-tax margin 18.2 % N/M 7.3pp 21.7 % 6.4pp 2.4pp 9.1 % -0.3pp 16.0 % -2.8pp Net income attributable to Piper Sandler Companies”
PIPER SANDLER COMPANIES reported financial results for fourth fiscal quarter and fiscal year ended December 31, 2023.
“On February 2, 2024, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2023. See the Company's press release dated February 2, 2024, which is furnished as Exhibit 99 hereto.”
Katherine P. Clune was appointed as Chief Financial Officer at PIPER SANDLER COMPANIES.
“Katherine P. Clune has been selected to serve as the Company’s Chief Financial Officer following Mr. Carter’s retirement as CFO.”
Timothy L. Carter departed as Chief Financial Officer at PIPER SANDLER COMPANIES.
“Timothy L. Carter will retire as the Company’s Chief Financial Officer in the first quarter of 2024.”
PIPER SANDLER COMPANIES reported second quarter ended June 30, 2023 results: revenue $288.7, net income $4.0, EPS $0.23.
“Second Quarter 2023 Results U.S. GAAP Adjusted (1) (Dollars in millions, except per share data) Q2 vs. vs. Q2 vs. vs. 2023 Q1-23 Q2-22 2023 Q1-23 Q2-22 Net revenues $288.7 -3 % -18 % $277.4 -4 % -20 % Pre-tax margin 5.0 % -3.7pp -5.6pp 9.5 % -4.6pp -8.0pp Net income applicable to Piper Sandler Companies $4.0 -85 % -82 % $20.2 -52 % -54 % Earnings”
PIPER SANDLER COMPANIES: Shareholders approved an amendment to the Amended and Restated Certificate of Incorporation to add officer exculpation provisions permitted under new Delaware law (effective 2023-05-18).
“On May 17, 2023, the Company’s shareholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation”
PIPER SANDLER COMPANIES reported financial results for first fiscal quarter ended March 31, 2023.
“Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2023. See the Company's press release dated May 2, 2023, which is furnished as Exhibit 99 hereto.”
PIPER SANDLER COMPANIES: Amended and restated bylaws to update advance notice provisions, address universal proxy rules, update conduct of stockholder meetings, require proxy card color, and make conforming changes (effective 2023-02-09).
“On February 9, 2023 (the “Effective Date”), in connection with the effectiveness of new Securities and Exchange Commission (the “SEC”) rules regarding universal proxy cards and a periodic review of the bylaws of Piper Sandler Companies (“PSC”), the Board of Directors of PSC (the “Board”) approved and adopted PSC’s amended and restated bylaws (the “Amended and Restated Bylaws”), effective as of the Effective Date, to, among other things: • update and revise the advance notice provisions for the nomination of directors or the proposal of other business at meetings of stockholders, including requiring additional disclosures regarding proposing stockholders and proposed nominees and business, and other persons related to a stockholder’s solicitation of proxies; • address the universal proxy rules adopted by the SEC by clarifying that no person may solicit proxies in support of a director nominee other than the Board’s nominees unless such person has complied with Rule 14a-19 under the Secu”
PIPER SANDLER COMPANIES reported the fiscal year ended December 31, 2022 results: revenue $1,425.6, net income $110.7, EPS $6.52.
“Net revenues $391.0 18 % -40 % $390.9 17 % -38 % $1,425.6 -30 % $1,433.7 -28 % Pre-tax margin 10.9 % 5.2pp -15.2pp 19.3 % 2.0pp -11.4pp 9.4 % -12.3pp 18.8 % -9.0pp Net income applicable to Piper Sandler Companies $38.1 162 % -66 % $59.8 46 % -58 % $110.7 -60 % $201.3 -50 % Earnings per diluted common share $2.25 159 % -66 % $3.33 44 % -58 % $6.52 -60 % $11.26 -49 %”
PIPER SANDLER COMPANIES reported the fourth fiscal quarter ended December 31, 2022 results: revenue $391.0, net income $38.1, EPS $2.25.
“Net revenues $391.0 18 % -40 % $390.9 17 % -38 % $1,425.6 -30 % $1,433.7 -28 % Pre-tax margin 10.9 % 5.2pp -15.2pp 19.3 % 2.0pp -11.4pp 9.4 % -12.3pp 18.8 % -9.0pp Net income applicable to Piper Sandler Companies $38.1 162 % -66 % $59.8 46 % -58 % $110.7 -60 % $201.3 -50 % Earnings per diluted common share $2.25 159 % -66 % $3.33 44 % -58 % $6.52 -60 % $11.26 -49 %”
PIPER SANDLER COMPANIES reported third quarter of 2022 results: revenue $331.8, net income $14.5, EPS $0.87.
“U.S. GAAP Adjusted (1) (Dollars in millions, except per share data) Q3 vs. vs. Q3 vs. vs. 2022 Q2-22 Q3-21 2022 Q2-22 Q3-21 Net revenues $331.8 -6 % -26 % $335.4 -3 % -24 % Pre-tax margin 5.7 % -4.9pp -11.3pp 17.3 % -0.2pp -9.0pp Net income applicable to Piper Sandler Companies $14.5 -32 % -68 % $40.9 -7 % -51 % Earnings per diluted common share $0.87 -31 % -68 % $2.32 -6 % -49 %”
Robbin Mitchell was elected as Director at PIPER SANDLER COMPANIES.
“Effective as of September 27, 2021, upon the recommendation of the Nominating and Governance Committee of the Board of Directors (the “Board”) of Piper Sandler Companies (the “Company”), the Board elected Robbin Mitchell to serve as a director of the Company for an initial term expiring at the Company’s 2022 annual meeting of shareholders.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.