Recent 8-K filings for PMO

• June 1, 2023, 7:59 PM ET M&A materiality 0.70 neutral

  Putnam Municipal Opportunities Trust files amended 8-K for Franklin Resources acquisition of Putnam Management

  Franklin Resources agreed to acquire Putnam Holdings from Great-West Lifeco in stock and cash transaction

• May 31, 2023, 7:59 PM ET M&A materiality 0.60 neutral item 8.01

  PMO: Franklin Resources to acquire Putnam Holdings; new management contracts need shareholder approval

  Franklin Resources subsidiary to acquire Putnam Holdings in stock and cash; Putnam Management becomes indirect subsidiary.

• March 1, 2023, 6:59 PM ET other materiality 0.05 neutral item 9.01

  Putnam Municipal Opportunities Trust files 8-K/A solely to add hyperlink to bylaws; no substantive changes

  Amendment No. 1 to Feb 28, 2023 8-K adds hyperlink for Exhibit 5.03 (Amended and Restated Bylaws).

• February 28, 2023, 6:59 PM ET other materiality 0.20 neutral item 5.03item 8.01item 9.01 ◈ Governance Changes

  Putnam Municipal Opportunities Trust amends bylaws, exempts control share acquisitions

  Bylaws amended to explicitly permit a Vice Chair of the Trustees, previously not referenced.

Materiality & sentiment trend

Max materiality 0.70 · Median 0.40 · Most common event m_and_a

0 positive 0 negative 4 neutral

source · PMO on sec.gov