Source-grounded facts extracted from QUANTUM CORP /DE/'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
QUANTUM CORP /DE/ terminated Indenture dated December 18, 2025 with U.S. Bank Trust Company, National Association valued at All outstanding 10.00% PIK Senior Secured Convertible Notes due 2028 canceled; Indenture satisfied a (effective 2026-06-04).
“on June 4, 2026, all of the Company’s outstanding 10.00% PIK Senior Secured Convertible Notes due 2028 were canceled, and the Indenture was satisfied and discharged in full.”
QUANTUM CORP /DE/ terminated Standby Equity Purchase Agreement with YA II PN, Ltd. valued at Termination notice provided; no amounts owed (effective 2026-06-04).
“on June 4, 2026, in accordance with the terms of the SEPA, the Company provided a notice to Yorkville regarding its termination of the SEPA, effective as of June 11, 2026.”
QUANTUM CORP /DE/ terminated Term Loan Credit and Security Agreement with Alter Domus (US) LLC valued at $57.8 million paid to terminate (effective 2026-06-04).
“On June 4, 2026, Quantum Corporation (the “Company”) paid an aggregate of $57.8 million in connection with the termination of the Credit Agreement, consisting of the entire outstanding principal amount of $56.0 million, accrued interest of $1.5 million, and fees and expenses of $0.3 million incurred in connection with such termination.”
QUANTUM CORP /DE/ issued 10,615,712 shares of common stock to certain accredited investors for $9.42 per share.
“the Company, in a private placement (the “Private Placement”), agreed to issue and sell to the Investors an aggregate of 10,615,712 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”), at a price of $9.42 per share, for aggregate gross proceeds to the Company of approximately $100.0 million.”
QUANTUM CORP /DE/ amended Sixteenth Amendment with Alter Domus (US) LLC (effective 2026-06-01).
“On June 1, 2026, the Company entered into a Sixteenth Amendment (the “Sixteenth Amendment”) to its Term Loan Credit and Security Agreement, dated as of August 5, 2021 (as amended, restated, supplemented or otherwise modified prior to the date of the Sixteenth Amendment, the “Existing Credit Agreement” and the Existing Credit Agreement, as amended by the Sixteenth Amendment, the “Credit Agreement”), with the other loan parties party thereto, the lenders party thereto and Alter Domus (US) LLC, as disbursing agent and collateral agent.”
QUANTUM CORP /DE/ entered into PIPE Registration Rights Agreement with certain accredited investors (effective 2026-06-01).
“In connection with the Private Placement, the Company entered into Registration Rights Agreements with the Investors, dated as of June 1, 2026 (the “PIPE Registration Rights Agreement”), pursuant to which the Company has agreed to (i) prepare and file a registration statement with the Securities and Exchange Commission (the “SEC”) covering the resale of the Common Stock sold in the Private Placement within 45 days of the closing of the Private Placement, (ii) use commercially reasonable efforts to have such registration statement declared effective within the time period set forth in the PIPE Registration Rights Agreement, and to keep such registration statement effective until the date that all registrable securities covered by such registration statement (a) have been sold, thereunder or pursuant to Rule 144, or (b) may be sold without volume or manner-of-sale restrictions pursuant to Rule 144 and without the requirement for 1 the Company to be in compliance with the current public i”
QUANTUM CORP /DE/ entered into Purchase Agreement with certain accredited investors valued at approximately $100.0 million (effective 2026-06-01).
“On June 1, 2026, Quantum Corporation (the “Company”) entered into Securities Purchase Agreements (the “Purchase Agreement”) with certain accredited investors (the “Investors”), pursuant to which the Company, in a private placement (the “Private Placement”), agreed to issue and sell to the Investors an aggregate of 10,615,712 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”), at a price of $9.42 per share, for aggregate gross proceeds to the Company of approximately $100.0 million.”
QUANTUM CORP /DE/ issued convertible note to Dialectic Technology SPV LLC for exchange for amounts then outstanding and owing under term loans.
“On December 18, 2025, the Company closed the transactions contemplated by the Transaction Agreement (the “Closing”), including its issuance to Dialectic, on a dollar-for-dollar basis, senior secured convertible notes in an aggregate principal amount of $54,718,114 (the “Convertible Notes”) in exchange (the “Debt Exchange”) for the amounts then outstanding and owing by the Company to Dialectic under certain term loans held by Dialectic (including principal, any prepayment penalties and exit fees, but excluding any accrued and unpaid interest thereon, the “Term Loans”).”
QUANTUM CORP /DE/ incurred convertible notes of $54,718,114 with Dialectic Technology SPV LLC at 10.00% per annum maturing December 18, 2028.
“On December 18, 2025, the Company closed the transactions contemplated by the Transaction Agreement (the “Closing”), including its issuance to Dialectic, on a dollar-for-dollar basis, senior secured convertible notes in an aggregate principal amount of $54,718,114 (the “Convertible Notes”)”
QUANTUM CORP /DE/ engaged CohnReznick LLP as its auditor.
“Appointment of Independent Registered Public Accounting Firm As described above, the Audit Committee recently completed a competitive process to select an audit firm to serve as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2026, and related interim periods. On September 30, 2025 , the Company, at the recommendation of the Audit Committee, made the decision to select CohnReznick LLP (“CohnReznick”) as auditors for the Company for the fiscal year ending March 31, 2026, contingent upon the execution of an engagement letter following completion of CohnReznick’s standard client acceptance procedures.”
QUANTUM CORP /DE/ dismissed Grant Thornton LLP as its auditor.
“Dismissal of Independent Registered Public Accounting Firm The Audit Committee (the “Audit Committee”) of the Board of Directors of Quantum Corporation (the “Company”) conducted a competitive process to determine the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2026. As a result of this process and following careful deliberation, on September 30, 2025 , the Audit Committee dismissed Grant Thornton LLP (“Grant Thornton”) as the Company's independent registered public accounting firm, effective as of that same date.”
QUANTUM CORP /DE/ issued convertible note to Dialectic Technology SPV LLC for on a dollar-for-dollar basis.
“the Company will issue to Dialectic, on a dollar-for-dollar basis, one or more senior secured convertible notes (the “Convertible Notes”) in exchange (the “Debt Exchange”) for the amounts then outstanding and owing by the Company to Dialectic under certain term loans held by Dialectic”
QUANTUM CORP /DE/ received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
“August 21, 2025, Quantum Corporation (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications staff of the Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the Company’s failure to timely file its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2025 (the “Quarterly Report”) with the Securities and Exchange Commission (the “SEC”). On August 15, 2025, the Company filed a Notification of Late Filing on Form 12b-25 with the SEC indicating that the Quarterly Report”
QUANTUM CORP /DE/ reported that prior financial statements should not be relied upon.
“elated communications issued by or on behalf of the Company with respect to the Non-Reliance Period, including management’s assessment of internal control over financial reporting and disclosure controls and procedures, should no longer be relied upon. The determination by the Board was made upon the recommendation of the Audit Committee (the “Audit Committee”) of the Board and after consultation with the Company’s management team. In June 2025, the Company identified certain service and subscription revenue inconsistencies during the Non-Reliance Period, which is deferred under Accounting Standards Codification Topic 606 (“Topic 606”) and recognized ratably over the term of the contract. The Company’s management reviewed and updated the periods over which revenue was being recognized to ensure consistent application for all service contracts invoiced in the fiscal year ended March 31, 2”
QUANTUM CORP /DE/ received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
“July 17, 2025, Quantum Corporation (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications staff of the Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the Company’s failure to timely file its Annual Report on Form 10-K for the fiscal year ended March 31, 2025 (the “Annual Report”) with the Securities and Exchange Commission (the “SEC”). On June 30, 2025, the Company filed a Notification of Late Filing on Form 12b-25 with the SEC indicating that the Annual Report would be delaye”
QUANTUM CORP /DE/: Reduced quorum requirement for stockholder meetings to one-third of outstanding capital stock (effective 2025-06-12).
“On June 12, 2025, the Board approved an amendment to the Company’s Amended and Restated Bylaws to reduce the quorum requirement for transacting business at meetings of stockholders to one-third of the capital stock issued and outstanding and entitled to vote.”
Hugues Meyrath was appointed as President and Chief Executive Officer at QUANTUM CORP /DE/.
“In connection with Hugues Meyrath’s appointment as President and Chief Executive Officer of Quantum Corporation (the “Company”), on June 12, 2025, Mr. Meyrath entered into an offer letter (the “Offer Letter”) with the Company providing for the following terms:”
Brian E. Cabrera resigned as Senior Vice President, Chief Administrative Officer, Chief Legal and Compliance Officer and Corporate Secretary at QUANTUM CORP /DE/.
“Brian E. Cabrera, the Company’s Senior Vice President, Chief Administrative Officer, Chief Legal and Compliance Officer and Corporate Secretary, agreed to resign effective on June 2, 2025 in connection with the Company’s ongoing restructuring activities.”
Donald J. Jaworski was appointed as Chairman of the Board at QUANTUM CORP /DE/.
“The Board appointed Donald J. Jaworski, an independent member of the Board, as Chairman of the Board, effective on June 2, 2025.”
Hugues Meyrath was appointed as President and Chief Executive Officer at QUANTUM CORP /DE/.
“the Board appointed Hugues Meyrath, a member of the Board, to serve as the Company’s President and Chief Executive Officer and principal executive officer, effective June 2, 2025.”
James J. Lerner resigned as President and Chief Executive Officer at QUANTUM CORP /DE/.
“James J. Lerner, the Company’s President and Chief Executive Officer and principal executive officer, resigned effective on June 2, 2025.”
Todd W. Arden resigned as director at QUANTUM CORP /DE/.
“Effective April 2, 2025, Todd W. Arden, a member of the Board, informed the Company of his decision to resign from the Board.”
John A. Fichthorn was appointed as director at QUANTUM CORP /DE/.
“On March 31, 2025, the Board, on the recommendation of the Corporate Governance and Nominating Committee, appointed John A. Fichthorn as a director, effective April 3, 2025”
Kenneth P. Gianella changed role as Chief Financial Officer at QUANTUM CORP /DE/.
“Mr. Moorehead succeeds Kenneth P. Gianella, who will be transitioning out of his current role as Chief Operating Officer, Chief Financial Officer and Principal Financial Officer, effective April 3, 2025”
Lewis W. Moorehead was appointed as Chief Financial Officer at QUANTUM CORP /DE/.
“On April 3, 2025, the Board of Directors (the “Board”) of Quantum Corporation (the “Company”) appointed Lewis W. Moorehead, the Company’s Vice President of Finance and Treasurer, to serve as the Company’s Chief Financial Officer and Principal Financial Officer, effective as of April 4, 2025.”
Christopher D. Neumeyer resigned as Director at QUANTUM CORP /DE/.
“On March 19, 2025, Christopher D. Neumeyer, a member of the Board of Directors (the “Board”) of Quantum Corporation (the “Company”), informed the Company of his decision to resign from the Board, effective as of March 19, 2025.”
Kenneth P. Gianella was appointed as Chief Operating Officer at QUANTUM CORP /DE/.
“appointed Kenneth P. Gianella, the Chief Financial Officer of the Company, to also serve as the Chief Operating Officer of the Company, effective August 13, 2024.”
John R. Tracy was appointed as director at QUANTUM CORP /DE/.
“unanimously appointed John R. Tracy as a director and as a member of the Audit Committee of the Board, to be effective immediately following the filing of the Company’s Annual Report on Form 10-K for the fiscal year ended March 31, 2024.”
Todd W. Arden was appointed as director at QUANTUM CORP /DE/.
“On June 6, 2024, the Board of Directors (the “Board”) of Quantum Corporation (the “Company”), on the recommendation of the Corporate Governance and Nominating Committee of the Board, unanimously appointed Todd W. Arden as a director, effective immediately.”
QUANTUM CORP /DE/ reported preliminary financial results for the quarter ended March 31, 2024.
“On April 12, 2024, Quantum Corporation (the “Company”) provided an update on its liquidity for the quarter ended March 31, 2024.”
Marc E. Rothman retired as Member of the Board of Directors at QUANTUM CORP /DE/.
“On April 8, 2024, Marc E. Rothman, a member of the Board of Directors (the “Board”) of the Company, informed the Company of his decision to retire from the Board, effective as of the earlier of August 31, 2024 and the date of the Company’s 2024 annual meeting of stockholders.”
QUANTUM CORP /DE/ amended Revolver Amendment with PNC Bank, National Association (effective 2024-03-22).
“On March 22, 2024, the Company entered into an amendment (the “Revolver Amendment”) to the Amended and Restated Revolving Credit and Security Agreement, dated as of December 27, 2018”
QUANTUM CORP /DE/ amended Term Loan Amendment with Blue Torch Finance LLC (effective 2024-03-22).
“On March 22, 2024, Quantum Corporation (the “Company”) entered into an amendment (the “Term Loan Amendment”) to the Term Loan Credit and Security Agreement, dated as of August 5, 2021”
QUANTUM CORP /DE/ received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
“March 19, 2024, Quantum Corporation (the “Company”) received a letter (the “Letter”) from the listing qualifications staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) that the Company’s common stock would be delisted, based upon the Company’s non-compliance with the $1.00 bid price requirement for continued listing on the Nasdaq Global Market, as set forth in Nasdaq Listing Rules 5450(a)(1) (the “Bid Rule”). The Letter stated that the Company’s common stock would be scheduled for delisting at the opening of business on March 28, 2024, unless the Company timely requests a hearing be”
QUANTUM CORP /DE/ received a nasdaq delisting notice notice regarding minimum bid price (rules 5450(a)(1)).
“March 19, 2024, Quantum Corporation (the “Company”) received a letter (the “Letter”) from the listing qualifications staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) that the Company’s common stock would be delisted, based upon the Company’s non-compliance with the $1.00 bid price requirement for continued listing on the Nasdaq Global Market, as set forth in Nasdaq Listing Rules 5450(a)(1) (the “Bid Rule”). The Letter stated that the Company’s common stock would be scheduled for delisting at the opening of business on March 28, 2024, unless the Company timely requests a hearing be”
QUANTUM CORP /DE/ amended Revolver Amendment and Waiver with PNC Bank, National Association (effective 2024-02-14).
“On February 14, 2024, the Company entered into an amendment and waiver (the “Revolver Amendment and Waiver”) to the Amended and Restated Revolving Credit and Security Agreement, dated as of December 27, 2018”
QUANTUM CORP /DE/ amended Term Loan Amendment and Waiver with Blue Torch Finance LLC (effective 2024-02-14).
“On February 14, 2024, Quantum Corporation (the “Company”) entered into an amendment and waiver (the “Term Loan Amendment and Waiver”) to the Term Loan Credit and Security Agreement, dated as of August 5, 2021”
QUANTUM CORP /DE/ received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
“February 13, 2024, Quantum Corporation (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications staff of the Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the Company’s failure to timely file its Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 2023 (the “Quarterly Report”) with the Securities and Exchange Commission (the “SEC”). On February 14, 2024, the Company filed a Notification of Late Filing on Form 12b-25 with the SEC indicating that the filing of”
QUANTUM CORP /DE/ received a nasdaq deficiency notice notice regarding minimum bid price (rules 5450(a)(1)).
“September 20, 2023, the Company was notified by Nasdaq that it was not in compliance with Nasdaq’s minimum closing bid price requirement of $1.00 per share, as set forth in Nasdaq Listing Rule 5450(a)(1), for 30 consecutive business days. The Company has until March 18, 2024, to regain compliance with the minimum closing bid price requirement.”
QUANTUM CORP /DE/ received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
“November 14, 2023, Quantum Corporation (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications staff of the Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the Company’s failure to timely file its Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2023 (the “Quarterly Report”) with the Securities and Exchange Commission (the “SEC”). On November 13, 2023, the Company filed a Notification of Late Filing on Form 12b-25 with the SEC indicating that the filing o”
John Hurley departed as Chief Revenue Officer at QUANTUM CORP /DE/.
“On November 9, 2023, John Hurley, the Company’s Chief Revenue Officer, and the Company mutually and amicably agreed that Mr. Hurley will separate from the Company, with Mr. Hurley’s last day expected to be December 1, 2023.”
Henk Jan Spanjaard was appointed as Chief Revenue Officer at QUANTUM CORP /DE/.
“Effective on November 9, 2023, Quantum Corporation (the “Company”) appointed Henk Jan Spanjaard to serve as the Company’s Chief Revenue Officer.”
QUANTUM CORP /DE/ reported preliminary financial results for the quarter ended September 30, 2023.
“On November 13, 2023, the Company issued a press release regarding notification of late filing of its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, and certain information regarding the Company’s liquidity and debt as of September 30, 2023.”
QUANTUM CORP /DE/ received a nasdaq deficiency notice notice regarding minimum bid price (rules 5450(a)(1), 5810(c)(3)(A)).
“September 20, 2023, Quantum Corporation (the “Company”) was notified by the Nasdaq Stock Market LLC (“Nasdaq”) that it was not in compliance with Nasdaq‘s minimum closing bid price requirement of $1.00 per share, as set forth in Nasdaq Listing Rule 5450(a)(1), for 30 consecutive business days. Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum closing bid price requirement exists if the deficiency continues for a period of 30 consecutive business days. The notification has no immediate effect on the Company’s Nasdaq listing, and the Company has 180 calendar days from”
QUANTUM CORP /DE/ shareholders approved Ratification of Grant Thornton LLP as independent registered public accounting firm for fiscal year ending March 31, 2024 at the 2023-09-12 meeting.
“Proposal 6. The appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2024 has been ratified. For Against Abstain 65,135,154 192,382 1,123,333”
QUANTUM CORP /DE/ shareholders approved Frequency of advisory votes on executive compensation at the 2023-09-12 meeting.
“Proposal 5. The frequency of advisory votes to approve the compensation of the Company’s named executive officers has been determined as “One Year” on a non-binding advisory basis. One Year Two Years Three Years 57,319,341 163,250 1,067,247”
QUANTUM CORP /DE/ shareholders approved Advisory vote on compensation of named executive officers at the 2023-09-12 meeting.
“Proposal 4. The compensation of the Company’s named executive officers has been approved on a non-binding advisory basis. For Against Abstain Broker Non-Votes 55,246,802 3,804,573 983,190 6,416,304”
QUANTUM CORP /DE/ shareholders approved Amendment and restatement of the Employee Stock Purchase Plan at the 2023-09-12 meeting.
“Proposal 3. The amendment and restatement of the Employee Stock Purchase Plan has been approved. For Against Abstain Broker Non-Votes 55,263,373 4,114,145 657,047 6,416,304”
QUANTUM CORP /DE/ shareholders approved Adoption of the 2023 Long-Term Incentive Plan at the 2023-09-12 meeting.
“Proposal 2 . The adoption of the 2023 Long-Term Incentive Plan has been approved. For Against Abstain Broker Non-Votes 55,988,190 3,393,065 653,310 6,416,304”
QUANTUM CORP /DE/ shareholders approved Election of Directors at the 2023-09-12 meeting.
“Proposal 1. The following directors were elected to serve until the 2024 annual meeting or until their successors are elected and duly qualified: For Against Abstain Broker Non-Votes James J. Lerner 56,386,409 3,612,462 35,694 6,416,304 Marc E. Rothman 56,155,005 3,190,462 689,098 6,416,304 Yue Zhou (“Emily”) White 57,265,135 2,079,372 690,058 6,416,304 Christopher D. Neumeyer 56,718,787 2,466,843 848,935 6,416,304 Donald J. Jaworski 57,297,829 1,855,479 881,257 6,416,304 Hugues Meyrath 57,264,098 1,828,601 941,866 6,416,304”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.