QUANTUM CORP /DE/ (QMCO): Nasdaq/NYSE listing notice — Quantum receives second Nasdaq delinquency notice for late Q3 FY2024 10-Q

QUANTUM CORP /DE/

Notice on Feb 13, 2024 for failure to file Q3 FY2024 10-Q (quarter ended Dec 31, 2023).
First delinquency for Q2 FY2024 (Sep 30, 2023) with exception until May 7, 2024.
Company filed Form 12b-25 citing need to re-evaluate standalone selling price under ASC 606.
Listing continues; Nasdaq may accept compliance plan or Company may appeal to Hearings Panel.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

QUANTUM CORP /DE/ received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

February 13, 2024, Quantum Corporation (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications staff of the Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the Company’s failure to timely file its Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 2023 (the “Quarterly Report”) with the Securities and Exchange Commission (the “SEC”). On February 14, 2024, the Company filed a Notification of Late Filing on Form 12b-25 with the SEC indicating that the filing of

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QUANTUM CORP /DE/ filing history →

Source: SEC EDGAR

accession 0001193125-24-036343

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