SMITH MICRO SOFTWARE, INC. — fact timeline

SMITH MICRO SOFTWARE, INC. issued up to an aggregate of 487,349 shares of Common Stock of warrant to certain holders of existing Common Warrants for reduced exercise price of $3.35 per share in consideration for the Company's agreement to issue new unregistered Common Stock warrants to purchase up an aggrega.

“the Holders agreed to exercise the Warrants for cash at a reduced exercise price of $3.35 per share in consideration for the Company’s agreement to issue new unregistered Common Stock warrants to purchase up an aggregate of 487,349 shares of Common Stock at an exercise price of $3.80 per share (the “Inducement Transaction”)”

SMITH MICRO SOFTWARE, INC. entered into Inducement Letter Agreements with certain holders of existing Common Warrants valued at approximately $1.6 million (effective 2026-06-11).

“On June 11, 2026, Smith Micro Software, Inc., a Delaware corporation (the “Company”), entered into inducement letter agreements (collectively, the “Inducement Letter Agreements”) with certain holders (the “Holders”) of its existing Common Warrants to purchase an aggregate of 487,349 shares of the Company’s common stock”

SMITH MICRO SOFTWARE, INC. shareholders approved Adjournment proposal to solicit additional proxies if needed at the 2026-05-26 meeting.

“The Company’s stockholders approved a proposal to adjourn the Annual Meeting, if necessary, to solicit additional proxies if there were insufficient votes at the time of the Annual Meeting to approve Proposals Four, Five, Six, or Seven.”

SMITH MICRO SOFTWARE, INC. shareholders approved Amendment to Certificate of Incorporation to effect reverse stock split at discretion of Board at the 2026-05-26 meeting.

“The Company’s stockholders approved an amendment to our Certificate of Incorporation to, at the discretion of the Board, effect a reverse stock split of our outstanding shares of Common Stock, at a ratio, ranging from one-for-three (1:3) to one-for-ten (1:10), with the exact ratio to be set within that range at the discretion of our Board of Directors without further approval or authorization of our stockholders.”

SMITH MICRO SOFTWARE, INC. shareholders approved Nasdaq Proposal II – approval of issuance of shares underlying warrants under private placement securities purchase agreement at the 2026-05-26 meeting.

“The Company’s stockholders approved a proposal (“Nasdaq Proposal II”), for purposes of Nasdaq listing rules 5635(c) and (d), of the issuance of shares of our common stock underlying the common stock purchase warrants issued by us pursuant to the terms of that certain private placement securities purchase agreement, dated November 5, 2025.”

SMITH MICRO SOFTWARE, INC. shareholders approved Nasdaq Proposal I – approval of issuance of shares underlying warrants under note purchase agreements at the 2026-05-26 meeting.

“The Company’s stockholders approved a proposal (“Nasdaq Proposal I”), for purposes of Nasdaq listing rule 5635(d), related to the issuance of shares of our common stock underlying the common stock purchase warrants issued by us pursuant to the terms of note purchase agreements, dated as of September 11, 2025 and September 29, 2025 in amounts that may equal or exceed 20% of our common stock outstanding.”

SMITH MICRO SOFTWARE, INC. shareholders approved Amendment to Smith Micro Software, Inc. Amended and Restated Omnibus Equity Incentive Plan at the 2026-05-26 meeting.

“Stockholders approved an amendment to the Smith Micro Software, Inc. Amended and Restated Omnibus Equity Incentive Plan.”

SMITH MICRO SOFTWARE, INC. shareholders approved Ratification of SingerLewak LLP as independent registered public accounting firm at the 2026-05-26 meeting.

“Stockholders ratified the appointment of SingerLewak LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.”

SMITH MICRO SOFTWARE, INC. shareholders approved Non-binding advisory vote on executive compensation at the 2026-05-26 meeting.

“Stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement.”

SMITH MICRO SOFTWARE, INC. shareholders approved Election of directors at the 2026-05-26 meeting.

“Stockholders elected two directors to the Company’s Board of Directors to hold office until the Company’s 2029 annual meeting of stockholders or until their successors are duly elected and qualified.”

SMITH MICRO SOFTWARE, INC.: Reverse stock split at a ratio of one-for-five (1:5) approved and filed, effective June 4, 2026 (effective 2026-06-04).

“On May 26, 2026, the stockholders of Smith Micro Software, Inc. (the “Company”) approved a proposal at an annual meeting of stockholders (the “Annual Meeting”) to amend the Company’s Amended and Restated Certificate of Incorporation (as amended, the “Certificate of Incorporation”), to effect a reverse stock split of the Company’s Common Stock, par value $0.001 per share (the Company’s “Common Stock”), at a ratio between one-for-three (1:3) and one-for-ten (1:10), without reducing the authorized number of shares of Common Stock. On May 26, 2026, a Special Committee of the Company’s Board of Directors approved a final reverse stock split ratio of one-for-five (1:5). Following such approval, the Company filed a certificate of amendment to the Company’s Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the reverse stock split, with an effective time of 11:59 p.m., Eastern Time on June 4, 2026.”

SMITH MICRO SOFTWARE, INC. reported first quarter ended March 31, 2026 results: revenue $4.2 million, net income GAAP net loss of $3.9 million, EPS $0.15 loss per share.

“Smith Micro reported revenue of $4.2 million for the quarter ended March 31, 2026 , compared to $4.6 million reported in the quarter ended March 31, 2025 . Gross profit for the quarter ended March 31, 2026 was $3.3 million, compared to $3.4 million for the quarter ended March 31, 2025 . Gross profit as a percentage of revenue was 78.4% for the quarter ended March 31, 2026 , compared to 72.8% for the quarter ended March 31, 2025 . GAAP net loss for the quarter ended March 31, 2026 was $3.9 million, or $0.15 loss per share, compared to GAAP net loss of $5.2 million, or $0.28 loss per share, for the quarter ended March 31, 2025 .”

SMITH MICRO SOFTWARE, INC. reported year ended December 31, 2025 results: revenue $17.4 million.

“Smith Micro reported revenue of $17.4 million for the year ended December 31, 2025”

SMITH MICRO SOFTWARE, INC. reported fourth quarter ended December 31, 2025 results: revenue $4.0 million, net income GAAP net loss attributable to common stockholders ... was $4.7 million, or $0.20 loss per share, EPS $(0.20) loss per share.

“Smith Micro reported revenue of $4.0 million for the quarter ended December 31, 2025”

SMITH MICRO SOFTWARE, INC. issued approximately 9.4 million shares of warrant to certain accredited investors for part of the Securities Purchase Agreement with aggregate gross proceeds of approximately $4.9 million.

“Agreement, agreed to sell to the Buyers a new series of secured convertible notes (the “ Convertible Notes ”) with an aggregate original principal amount of approximately $4.9 million and an initial conversion price of $0.68 per share, subject to adjustment as described in the Convertible Notes, and warrants to acquire up to an aggregate amount of”

SMITH MICRO SOFTWARE, INC. issued common stock issuable upon conversion at $0.68 per share of convertible note to certain accredited investors for aggregate original principal amount of approximately $4.9 million.

“agreed to sell to the Buyers a new series of secured convertible notes (the “ Convertible Notes ”) with an aggregate original principal amount of approximately $4.9 million and an initial conversion price of $0.68 per share”

SMITH MICRO SOFTWARE, INC. entered into Securities Purchase Agreement with certain accredited investors valued at approximately $4.9 million (effective 2026-03-04).

“On March 4, 2026, Smith Micro Software, Inc. (the “ Company ”, “ we ,” “ us ,” “ our ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain accredited investors (the “ Buyers ”) and, pursuant to the Purchase Agreement, agreed to sell to the Buyers a new series of secured convertible notes (the “ Convertible Notes ”) with an aggregate original principal amount of approximately $4.9 million”

SMITH MICRO SOFTWARE, INC. incurred convertible notes of approximately $4.9 million with certain accredited investors at 8.0% per annum, 12.0% per annum upon an Event of Default maturing March 31, 2029.

“On March 4, 2026, Smith Micro Software, Inc. (the “ Company ”, “ we ,” “ us ,” “ our ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain accredited investors (the “ Buyers ”) and, pursuant to the Purchase Agreement, agreed to sell to the Buyers a new series of secured convertible notes (the “ Convertible Notes ”) with an aggregate original principal amount of approximately $4.9 million and an initial conversion price of $0.68 per share, subject to adjustment as described in the Convertible Notes, and warrants to acquire up to an aggregate amount of approximately 9.4 million additional shares of the Company’s common stock (the “ Warrants ”) in transactions exempt from registration as not involving a public offering under Section 4(a)(2) of the Securities Act of 1933, as amended (the “ Securities Act ”) and Regulation D promulgated thereunder (the “ Offering ”) and in reliance on similar exemptions under applicable state laws.”

SMITH MICRO SOFTWARE, INC. issued warrant to Smith (Smith Living Trust, for which William W. Smith, Jr. and Dieva L. Smith serve as co-trustees) for approximately $185,021 for the purchase of the accompanying Warrant.

“On February 3, 2026, the Company and Smith completed a closing of a loan transaction under the Note Agreement, and the Company issued a Note and a Warrant to Smith pursuant to the terms of the Note Agreement. The Warrant has an exercise price of $0.68 and will be exercisable during the period beginning August 3, 2026 and ending August 3, 2031. The gross proceeds to the Company from the closing totals approximately $1,000,000 (comprised of approximately $814,979 as a loan and approximately $185,021 for the purchase of the accompanying Warrant)”

SMITH MICRO SOFTWARE, INC. incurred loan of approximately $1,000,000 with Smith Living Trust at 15.0% per annum maturing March 31, 2026.

“of $0.68 and will be exercisable during the period beginning August 3, 2026 and ending August 3, 2031. The gross proceeds to the Company from the closing totals approximately $1,000,000 (comprised of approximately $814,979 as a loan and approximately $185,021 for the purchase of the accompanying Warrant), before deducting transaction expenses payable by the”

SMITH MICRO SOFTWARE, INC. entered into Note Agreement with Smith Living Trust valued at approximately $1,000,000 (effective 2026-02-03).

“On February 3, 2026, Smith Micro Software, Inc. (the “Company”) entered into a Note Purchase Agreement (the “Note Agreement”) with the Smith Living Trust, for which William W. Smith, Jr., the Company’s chairman, president and chief executive officer, and his wife, Dieva L. Smith, serve as co-trustees (“Smith”).”

SMITH MICRO SOFTWARE, INC. received a nasdaq extension granted notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“December 23, 2025, the Company received a written notice from Nasdaq (the “December Notice”) granting an additional 180 days, or until June 22, 2026, to regain compliance with the Minimum Bid Price Requirement. If at any time before June 22, 2026, the closing bid price of the Company’s Common Stock is at least $1.00 per share for a minimum of ten consecutive business days, unless Nasdaq exercises its discretion to extend this ten-day period, Nasdaq will provide written confirmation stating that the Company has achieved compliance with the Minimum Bid Price Requirement. The December Notice has”

SMITH MICRO SOFTWARE, INC. issued up to an aggregate of 2,236,136 shares of Common Stock of warrant to the Company’s Chief Executive Officer.

“the Company separately entered into a second securities purchase agreement (the “Private Placement Purchase Agreement”) with the Company’s Chief Executive Officer (the “Purchaser”) relating to a private placement transaction and sale of 2,236,136 unregistered shares of the Company’s Common Stock”

SMITH MICRO SOFTWARE, INC. issued up to an aggregate of 1,714,373 shares of Common Stock of warrant to certain institutional and accredited investors.

“the Company also agreed to sell to the RDO Purchasers unregistered warrants (the “Common Warrants”) to purchase up to an aggregate of 1,714,373 shares of Common Stock”

SMITH MICRO SOFTWARE, INC. issued 2,236,136 unregistered shares of the Company’s Common Stock of common stock to the Company’s Chief Executive Officer for at an offering price of $0.6708 per share.

“the Company separately entered into a second securities purchase agreement (the “Private Placement Purchase Agreement”) with the Company’s Chief Executive Officer (the “Purchaser”) relating to a private placement transaction and sale of 2,236,136 unregistered shares of the Company’s Common Stock at an offering price of $0.6708 per share of Common Stock”

SMITH MICRO SOFTWARE, INC. issued warrant to accredited investors.

“The disclosures in Item 1.01 of this Current Report on Form 8-K regarding the Warrants and Warrant Shares are incorporated by reference into this Item 3.02. The Warrants were, and the Warrant Shares will be, issued without registration under the Securities Act, in reliance on the exemptions provided by Section 4(a)(2) of the Securities Act as transactions not involving a public offering and Rule 506 promulgated under the Securities Act as sales to accredited investors.”

SMITH MICRO SOFTWARE, INC. incurred loan of $400,000 with certain accredited investors at 15.0% per annum maturing on or before March 31, 2026.

“On September 29, 2025, Smith Micro Software, Inc. (the “Company”) entered into a Note Purchase Agreement (the “Note Agreement”) with certain accredited investors (“Purchasers”), pursuant to which the Purchasers have agreed to provide loans in an aggregate amount of $400,000, in each case in return for a secured promissory note (collectively, the “Notes”) and an accompanying unregistered common stock purchase warrant (collectively, the “Warrants”).”

SMITH MICRO SOFTWARE, INC. issued up to a number of shares of Common Stock equal to the principal amount of such Note divided by the Market Price (as defined under Nasdaq regulations) of the Com of warrant to Timothy C. Huffmyer for The Company will receive an amount equal to $0.125 per Warrant Share for each Warrant issued.

“Each Note shall be accompanied by the issuance by the Company of an unregistered warrant (each, a “Warrant”) to purchase up to a number of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) equal to the principal amount of such Note divided by the Market Price (as defined under Nasdaq regulations) of the Company’s Common Stock on the date of issuance (the “Warrant Shares”). The Company will receive an amount equal to $0.125 per Warrant Share for each Warrant issued.”

SMITH MICRO SOFTWARE, INC. issued up to a number of shares of Common Stock equal to the principal amount of such Note divided by the Market Price (as defined under Nasdaq regulations) of the Com of warrant to Smith Living Trust, for which William W. Smith, Jr. and Dieva L. Smith serve as co-trustees for The Company will receive an amount equal to $0.125 per Warrant Share for each Warrant issued.

“Each Note shall be accompanied by the issuance by the Company of an unregistered warrant (each, a “Warrant”) to purchase up to a number of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) equal to the principal amount of such Note divided by the Market Price (as defined under Nasdaq regulations) of the Company’s Common Stock on the date of issuance (the “Warrant Shares”). The Company will receive an amount equal to $0.125 per Warrant Share for each Warrant issued.”

SMITH MICRO SOFTWARE, INC. incurred loan of not to exceed $90,000 with Timothy C. Huffmyer at 15.0% per annum maturing March 31, 2026.

“(“Huffmyer”). Pursuant to the Note Agreements, Smith will loan to the Company an amount not to exceed $715,000 and Huffmyer will loan to the Company an amount not to exceed $90,000, in each case in return for one or more secured promissory notes (the “Notes”) and accompanying unregistered common stock purchase warrants. The Notes, secured by the Company’s”

SMITH MICRO SOFTWARE, INC. incurred loan of not to exceed $715,000 with Smith Living Trust at 15.0% per annum maturing March 31, 2026.

“Huffmyer, the Company’s chief operating officer and chief financial officer (“Huffmyer”). Pursuant to the Note Agreements, Smith will loan to the Company an amount not to exceed $715,000 and Huffmyer will loan to the Company an amount not to exceed $90,000, in each case in return for one or more secured promissory notes (the “Notes”) and accompanying unregistered”

SMITH MICRO SOFTWARE, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“June 23, 2025, Smith Micro Software, Inc. (the “Company”) received a letter from the Listing Qualifications Staff of The Nasdaq Stock Market (“Nasdaq”) indicating that as a result of the closing bid price of the Company’s common stock (“Common Stock”) for the last 30 consecutive business days having been below the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”) the Company was not in compliance with the Minimum Bid Price Requirement (the “Minimum Bid Price Notice”). The Minim”

James M. Kempton departed as Chief Financial Officer at SMITH MICRO SOFTWARE, INC..

“In his capacity as Chief Financial Officer, Mr. Huffmyer will succeed James M. Kempton, who will depart from the Company on June 6, 2025.”

Timothy C. Huffmyer was appointed as Vice President, Chief Operating Officer and Chief Financial Officer at SMITH MICRO SOFTWARE, INC..

“On May 27, 2025, Smith Micro Software, Inc. (the “Company”) announced the appointment of Timothy C. Huffmyer as Vice President, Chief Operating Officer and Chief Financial Officer of the Company, effective June 9, 2025.”

SMITH MICRO SOFTWARE, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

“November 26, 2024, Smith Micro Software, Inc. (the “Company”) received a letter from the Listing Qualifications Staff of The Nasdaq Stock Market (“Nasdaq”) indicating that as result of the closing bid price of the Company’s common stock (“Common Stock”) for the last 30 consecutive business days having been below the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”) the Company was not in compliance with the Minimum Bid Price Requirement (the “Minimum Bid Price Notice”). The Min”

SMITH MICRO SOFTWARE, INC. entered into Purchase Agreement with certain institutional and accredited investors (effective 2024-05-10).

“On May 10, 2024, Smith Micro Software, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Purchasers”) relating to the registered direct offering and sale of an aggregate of 1,065,000 shares of the Company’s common stock”

SMITH MICRO SOFTWARE, INC. reported first quarter ended March 31, 2024 results: revenue $5.8 million, net income $31.0 million net loss, EPS $3.28 loss per share.

“Smith Micro reported revenue of $5.8 million for the quarter ended March 31, 2024, compared to $10.9 million reported in the quarter ended March 31, 2023. Gross profit for the quarter ended March 31, 2024 was $3.8 million, compared to $7.6 million for the quarter ended March 31, 2023. Gross profit as a percentage of revenue was 65.7 percent for the quarter ended March 31, 2024, compared to 70.0 percent for the quarter ended March 31, 2023. GAAP net loss for the quarter ended March 31, 2024 was $31.0 million, or $3.28 loss per share, compared to GAAP net loss of $6.9 million, or $0.97 loss per share, for the quarter ended March 31, 2023.”

SMITH MICRO SOFTWARE, INC.: Filed a certificate of amendment to the Certificate of Incorporation to effect a one-for-eight reverse stock split, effective at 11:59 p.m. ET on April 10, 2024 (effective 2024-04-10).

“On April 3, 2024, a Special Committee of the Company’s Board of Directors approved a final reverse stock split ratio of one-for-eight (1:8). Following such approval, the Company filed a certificate of amendment to the Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the reverse stock split, with an effective time of 11:59 p.m., Eastern Time on April 10, 2024.”

SMITH MICRO SOFTWARE, INC. shareholders approved Adjournment of the Special Meeting at the 2024-04-03 meeting.

“Proposal No. 2 – Approval of the Adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve Proposal One (Reverse Stock Split Proposal). For Against Abstain Broker Non Vote 41,860,779 10,784,040 137,994 0”

SMITH MICRO SOFTWARE, INC. shareholders approved Reverse Stock Split Proposal at the 2024-04-03 meeting.

“Proposal No. 1 – Approval of the Reverse Stock Split Proposal. For Against Abstain Broker Non Vote 37,603,017 14,922,078 257,718 0”

SMITH MICRO SOFTWARE, INC. announced a impairment affecting single reporting unit (goodwill).

“the Company concluded on April 4, 2024 that the carrying value of the Company’s single reporting unit exceeded its fair value and that a material non-cash pretax impairment charge related to goodwill will be required under generally accepted accounting principles for the first quarter of 2024”

SMITH MICRO SOFTWARE, INC. reported the twelve months ended December 31, 2023 results: revenue $40.9 million, net income $24.4 million, EPS $0.38 loss per share.

“Smith Micro reported revenue of $40.9 million for the twelve months ended December 31, 2023, compared to $48.5 million reported in the twelve months ended December 31, 2022. Gross profit for the twelve months ended December 31, 2023 was $30.3 million compared to $34.3 million reported for the same period in 2022. Gross profit as a percentage of revenue was 74.2 percent for the twelve months ended December 31, 2023 compared to 70.7 percent for the twelve months ended December 31, 2022. GAAP net loss for the twelve months ended December 31, 2023 was $24.4 million, or $0.38 loss per share, compared to GAAP net loss of $29.3 million, or $0.53 loss per share, for the twelve months ended December 31, 2022.”

SMITH MICRO SOFTWARE, INC. reported the quarter ended December 31, 2023 results: revenue $8.6 million, net income $6.7 million, EPS $0.09 loss per share.

“Smith Micro reported revenue of $8.6 million for the quarter ended December 31, 2023, compared to $11.4 million reported in the quarter ended December 31, 2022. Gross profit for the quarter ended December 31, 2023 was $6.4 million, compared to $8.1 million for the quarter ended December 31, 2022. Gross profit as a percentage of revenue was 74.9 percent for the quarter ended December 31, 2023, compared to 70.8 percent for the quarter ended December 31, 2022. GAAP net loss for the quarter ended December 31, 2023 was $6.7 million, or $0.09 loss per share, compared to GAAP net loss of $8.0 million, or $0.14 loss per share, for the quarter ended December 31, 2022.”

SMITH MICRO SOFTWARE, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“December 27, 2023, Smith Micro Software, Inc. (the “Company”) received a letter from the Listing Qualifications Staff of The Nasdaq Stock Market (“Nasdaq”) indicating that as result of the closing bid price of the Company’s common stock (“Common Stock”) for the last 30 consecutive business days having been below the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”) the Company was not in compliance with the Minimum Bid Price Requirement (the “Minimum Bid Price Notice”). The Min”

SMITH MICRO SOFTWARE, INC. reported financial results for the three and nine months ended September 30, 2023.

“On November 8, 2023, Smith Micro Software, Inc. issued a press release announcing its financial results for the three and nine months ended September 30, 2023.”

SMITH MICRO SOFTWARE, INC. shareholders approved Non-binding advisory vote on the frequency of future say-on-pay votes.

“the Company’s stockholders cast the greatest number of votes in favor of holding future say-on-pay votes on an annual basis”

SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders approved a proposal to permit the adjournment of the 2023 Annual Meeting, if necessary, to solicit additional proxies if there were not sufficient votes in favor of proposals no. 6 or 7, however the Company did not adjourn the meeting to solicit additional votes for proposal 7. at the 2023-06-06 meeting.

“Stockholders approved a proposal to permit the adjournment of the 2023 Annual Meeting, if necessary, to solicit additional proxies if there were not sufficient votes in favor of proposals no. 6 or 7, however the Company did not adjourn the meeting to solicit additional votes for proposal 7.”

SMITH MICRO SOFTWARE, INC. shareholders rejected Stockholders did not approve a proposed amendment and restatement of the Company’s amended and restated certificate of incorporation. at the 2023-06-06 meeting.

“Stockholders did not approve a proposed amendment and restatement of the Company’s amended and restated certificate of incorporation.”

SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders approved, for purposes of complying with Nasdaq Listing Rule 5635(d), of the issuance of shares of our common stock underlying the senior secured convertible notes and warrants issued by the Company pursuant to the terms of that certain Securities Purchase Agreement, dated August 11, 20 at the 2023-06-06 meeting.

“Stockholders approved, for purposes of complying with Nasdaq Listing Rule 5635(d), of the issuance of shares of our common stock underlying the senior secured convertible notes and warrants issued by the Company pursuant to the terms of that certain Securities Purchase Agreement, dated August 11, 2022, in an amount that may be equal to or exceed 20% of our common stock outstanding.”

SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders approved an amendment to the Smith Micro Software, Inc. 2015 Omnibus Equity Incentive Plan. at the 2023-06-06 meeting.

“Stockholders approved an amendment to the Smith Micro Software, Inc. 2015 Omnibus Equity Incentive Plan.”