Recent 8-K filings for TRWD

• June 8, 2026, 3:37 PM ET other material materiality 0.45 neutral item 5.02item 5.03item 9.01 ◈ executive_change◈ Governance Changes

  Tradewinds appoints Alan Chang to Board; increases authorized shares to 250M

  Alan Chang, founder of Peppermint Hippo brand, appointed to Board effective June 5, 2026.

• April 15, 2026, 7:59 PM ET other material materiality 0.20 neutral item 8.01item 9.01

  Tradewinds Universal missing auditor consent on FY2025 10-K; seeks amendment

  Filed 2025 Form 10-K on April 14, 2026.

• August 21, 2025, 7:59 PM ET other material materiality 0.55 positive item 8.01

  Tradewinds signs LOI to acquire up to 10 Peppermint Hippo clubs; first target Toledo

  Entered LOI with Scar Holdings (Peppermint Hippo) on Aug 19, 2025, to acquire up to 10 branded clubs; first is Peppermint Hippo Toledo.

• May 6, 2025, 7:59 PM ET other material materiality 0.50 neutral item 4.01item 9.01 ◈ Auditor Changes ×2

  Tradewinds Universal dismisses Astra Audit, appoints Fruci & Associates as new auditor

  Audit Committee dismissed Astra Audit & Advisory on April 24, 2025; prior reports included going concern emphasis.

• July 17, 2024, 7:59 PM ET other material materiality 0.60 neutral item 4.01item 9.01

  Tradewinds Universal replaces independent auditor Accell with Astra Audit & Advisory

  Accell Audit & Compliance resigned as Tradewinds' independent auditor on July 12, 2024.

Executive changes

Materiality & sentiment trend

Max materiality 0.60 · Median 0.50 · Most common event other_material

1 positive 0 negative 4 neutral

source · TRWD on sec.gov