TIGO ENERGY, INC. shareholders approved The Charter Proposal - To consider and vote upon a proposal to adopt the Second Amended and Restated Certificate of Incorporation at the 2023-05-18 meeting.
“Proposal No. 2 - The Charter Proposal - To consider and vote upon a proposal to adopt the Second Amended and Restated Certificate of Incorporation (the “Proposed Charter”): For Against Abstain 4,809,767 4,748 1 Proposal No. 2 was approved”
Shareholder Votes
TIGO ENERGY, INC. shareholders approved The Business Combination Proposal – To consider and vote upon a proposal to approve the Merger Agreement at the 2023-05-18 meeting.
“Proposal No. 1 - The Business Combination Proposal – To consider and vote upon a proposal to approve the Merger Agreement, dated as of December 5, 2022 (as amended, the “Merger Agreement”), by and among ROCG, Roth IV Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of ROCG, and Tigo Energy, Inc., a Delaware corporation, and the transactions contemplated thereby (the “Business Combination”): For Against Abstain 4,809,768 4,747 1 Proposal No. 1 was approved”
Debt Financings
TIGO ENERGY, INC. incurred loan of aggregate principal amount of $200,000 with CR Financial Holdings, Inc. at bears no interest rate maturing the earlier of (i) the date on which the Company consummates a business combination with target businesses, or (ii) the date the Company liquidates if a busines.
“On February 14, 2023, Roth CH Acquisition IV Co., a Delaware corporation (the “Company”), issued an unsecured promissory note in the aggregate principal amount of $200,000 (the “Note”) to CR Financial Holdings, Inc. (the “Payee”).”
Shareholder Votes
TIGO ENERGY, INC. shareholders approved Ratification of Marcum LLP as independent registered public accounting firm at the 2023-02-13 meeting.
“For Against Abstain 5,111,680 1 1”
Shareholder Votes
TIGO ENERGY, INC. shareholders approved Election of Directors at the 2023-02-13 meeting.
“The final voting results for each nominee were as follows: Nominee For Withheld Broker Non-Vote Byron Roth 4,834,870 276,812 0 John Lipman 5,111,682 0 0 Molly Montgomery 5,111,682 0 0 Daniel M. Friedberg 5,111,682 0 0 Adam Rothstein 5,111,682 0 0 Sam Chawla 5,111,682 0 0”
Listing & Compliance Notices
TIGO ENERGY, INC. received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).
“January 9, 2023, Roth CH Acquisition IV Co. (the “Company”) received a letter from The Nasdaq Stock Market LLC (“Nasdaq”), which stated that the Company no longer complies with Nasdaq’s continued listing rules due to the Company not having held an annual meeting of shareholders within 12 months of the Company’s fiscal year end, as required pursuant to Nasdaq Listing Rule 5620(a). In accordance with Nasdaq Listing Rule 5810(c)(2)(G), the Company has 45 calendar days to submit a plan to regain compliance and, if Nasdaq accepts the plan, Nasdaq can grant the Company an exception of up to 180 cale”
Governance Changes
TIGO ENERGY, INC.: Filed an amendment to the Amended and Restated Certificate of Incorporation to extend the date to consummate a business combination up to five times from February 10, 2023 to July 10, 2023 (effective 2022-12-20).
“As approved by its stockholders at the Special Meeting of Stockholders held on December 20, 2022 (the “Special Meeting”), Roth CH Acquisition IV Co., a Delaware corporation (the “Company”), filed an amendment to its Amended and Restated Certificate of Incorporation with the Delaware Secretary of State on December 20, 2022 (the “Charter Amendment”), to give the Company the right to extend the date by which the Company has to consummate a business combination up to five (5) times, each such extension for an additional one (1) month period, from February 10, 2023 to July 10, 2023.”
Shareholder Votes
TIGO ENERGY, INC. shareholders approved Extension Amendment at the 2022-12-20 meeting.
“Stockholders approved the proposal to amend the Company’s amended and restated certificate of incorporation, giving the Company the right to extend the date by which the Company has to consummate a business combination up to five (5) times, each such extension for an additional one (1) month period, from February 10, 2023 to July 10, 2023 (the “Extension Amendment”).”
Material Agreements
TIGO ENERGY, INC. entered into Non-Redemption Agreement with certain stockholders (effective 2022-12-08).
“On December 8 and 9, 2022, the Company entered into non-redemption agreements with certain stockholders owning, in the aggregate, 1,631,811 shares of the Company’s common stock, in which such stockholders agreed, among other things, not to redeem or exercise any right to redeem such public shares in connection with the Extension Amendment.”
Material Agreements
TIGO ENERGY, INC. entered into Agreement and Plan of Merger with Roth CH Acquisition IV Co. valued at $600,000,000 (effective 2022-12-05).
“On December 5, 2022, Roth CH Acquisition IV Co., a Delaware corporation (“ Acquiror ”), entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the “ Merger Agreement ”), by and among Acquiror, Roth IV Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Acquiror (“ Merger Sub ”), and Tigo Energy, Inc., a Delaware corporation (the “ Company ”).”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.