Debt Financings

Alight, Inc. / Delaware amended term loan of $2,507,387,234.32 with syndicate of lenders at SOFR + 2.75% maturing August 31, 2028.

“On September 20, 2023, Tempo Acquisition, LLC (the “Borrower”), an indirect, wholly-owned subsidiary of Alight, Inc. (the “Company”) entered into Amendment No. 9 to Credit Agreement (the “Amendment”) which amended its credit agreement with a syndicate of lenders (the “Credit Agreement” and the Credit Agreement as amended by the Amendment, the “Amended Credit Agreement”) to establish a new class of Fifth Incremental Term Loans with an aggregate principal amount of $2,507,387,234.32 to effect a repricing of the outstanding Initial Term B-1 Loans due August 31, 2028, by reducing the Applicable Rate (as defined in the Amended Credit Agreement) from a SOFR + 3.00% to SOFR + 2.75%.”

Goldman Sachs Private Middle Market Credit II LLC amended credit facility of not stated (Advance Rate increased from 55% to 60%, generally, and from 57.5% to 62.5% for certain distribution conditio with JPMorgan Chase Bank, National Association, as administrative agent and lender at reallocated 0.20% of the undrawn fee and the interest rate margin to a stand-alo maturing extended the scheduled termination date from September 24, 2025 to September 24, 2026.

“y the second amendment thereto, dated October 29, 2021, and by the third amendment thereto, dated February 15, 2022 (as so amended and as further amended by the Fourth Amendment, the “Amended and Restated Loan and Security Agreement”), among SPV, the Company, JPMorgan Chase Bank, National Association, as administrative agent and lender, U.S.”

NextDecade Corp incurred credit facility of $356 million with Wilmington Trust, National Association, as the administrative agent; Mizuho Bank (USA), as the P1 collateral agent; the senior lenders party thereto at 6.72% per annum maturing July 7, 2033.

“On September 15, 2023, Rio Grande LNG, LLC, a Texas limited liability company (“ RGLNG ”) and an indirect subsidiary of NextDecade Corporation (“ NextDecade ” or the “ Company ”) entered into a Credit Agreement (the “ Credit Agreement ”) by and among RGLNG, as borrower, Wilmington Trust, National Association, as the administrative agent (in such capacity, the “ Administrative Agent ”), Mizuho Bank (USA), as the P1 collateral agent (the “ P1 Collateral Agent ”), and the senior lenders party thereto (the “ Senior Lenders ”). The Credit Agreement provides for a term loan facility (the “ Senior Loans ”) in an amount of $356 million”

Iridium Communications Inc. incurred revolving credit of $100 million, five-year revolving loan facility with Deutsche Bank AG New York Branch at Term SOFR plus an interest rate margin of 2.50%, with a 0.0% SOFR floor, no orig maturing five-year.

“The Amended and Restated Credit Agreement also provides for a $100 million, five-year revolving loan facility”

Iridium Communications Inc. incurred term loan of $1,500 million with Deutsche Bank AG New York Branch at Term SOFR plus an interest rate margin of 2.50%, with a 0.75% SOFR floor maturing seven-year term loan facility.

“Pursuant to the Amended and Restated Credit Agreement, Satellite borrowed $1,500 million as a seven-year term loan facility”

PARKERVISION INC incurred convertible notes of $100,000 with Paul Rosenbaum at 8% per annum maturing March 15, 2026.

“Agreement ”) with Paul Rosenbaum, a Company director, which provides for the sale of an unsecured convertible promissory note (the “ Note ”) with an aggregate face value of $100,000. The Note is convertible at any time and from time to time by the holder into shares of Common Stock at a fixed conversion price of $0.25 per share. Any unconverted,”

PARKERVISION INC amended convertible notes of $750,000 with accredited investors at unchanged maturing February 28, 2026 and March 13, 2026.

“the Company amended convertible promissory notes dated February 28, 2019 and March 13, 2019 with an aggregate face value of $750,000 held by accredited investors to extend the maturity dates from February 28, 2024 and March 13, 2024 to February 28, 2026 and March 13, 2026, respectively.”

PARKERVISION INC amended convertible notes of $425,000 with accredited investors at 8% per annum maturing March 18, 2026.

“Definitive Agreement On September 15, 2023, ParkerVision, Inc. (the "Company") amended convertible promissory notes dated September 18, 2018, with an aggregate face value of $425,000 held by accredited investors. The notes were convertible into shares of the Company’s common stock (“Common Stock”) at a conversion price of $0.57 per share and had an original”

Bird Global, Inc. amended credit facility with MidCap Financial Trust maturing July 12, 2025.

“On the Closing Date, the Company, as parent, Bird Rides, as borrower, and certain other subsidiaries of the Company, as guarantors, entered into that certain Amended and Restated Loan Agreement (the “Loan Agreement”) with MidCap Financial Trust, as administrative agent, and the lenders party thereto, to amend and restate, in its entirety, that certain Loan and Security Agreement, dated as of April 27, 2021 by and among Bird US Opco, LLC, as borrower, Bird US Holdco, LLC, as holdco guarantor, and MidCap Financial Trust, as administrative agent, and the lenders party thereto (as amended prior to the Closing Date)). The Amended and Restated Loan Agreement provides for, among other things, (a) an additional advance of $6 million, to be used for, among other things, the completion of the transactions contemplated under the Purchase Agreement, (b) an extension of the maturity date of the loan to July 12, 2025, (c) amendments to the monthly amortization payment amounts and (d) the extension o”

Bird Global, Inc. incurred guarantee of $6 million with Seller at 8.0% per annum.

“the Company and Bird Rides for the transactions contemplated by the Purchase Agreement, is $19 million (the “Purchase Price”), which is comprised of (a) $10 million in cash, (b) $6 million in the form of a secured vendor take-back promissory note (the “VTB Consideration”), and (c) $3 million in hold-back consideration comprised of $1 million in cash (the “Cash”

ACCRETION ACQUISITION CORP. incurred loan of $80,000 with Accretion Acquisition Sponsor, LLC at bears no interest maturing upon the earlier of (a) the liquidation of the Company and (b) the closing date on which the Company consummates a merger, capital stock exchange, asset acquisi.

“On September 15, 2023, Accretion Acquisition Corp. (the “Company”) issued an unsecured promissory note (the “Note”) to Accretion Acquisition Sponsor, LLC (the “Sponsor”) in the principal amount of $80,000 in connection with the Extension (as defined below).”

VIP Play, Inc. amended credit facility of $10,000,000 with Excel Family Partners, LLLP at 15.0% per annum maturing on demand.

“On September 14, 2023, KeyStar Corp., a Nevada corporation (the " Company, " " we " or " our "), entered into a Fourth Amended and Restated Discretionary Non-Revolving Line Of Credit Demand Note with Excel Family Partners, LLLP, a Florida limited liability limited partnership (" Excel ") in the principal amount of not more than $10,000,000 (the " Note "). The Note amends and restates that certain Third Amended and Restated Discretionary Non-Revolving Line Of Credit Demand Note between us and Excel entered into on July 18, 2023 in the principal amount of not more than $5,000,000 (the " Former Note ").”

EBET, Inc. amended credit facility of $26,361,567.82 with CP BF Lending, LLC.

“was added to the outstanding principal amount of the Loan. Upon the execution of the Amendment and after the receipt of the forbearance fee, the principal amount of the Loan is $26,361,567.82. In connection with the Forbearance Agreement, the Lender agreed to provide the Company with a revolving line of credit in the amount of $2.0 million (the “Revolving Note”), with”

EBET, Inc. incurred revolving credit of $2.0 million with CP BF Lending, LLC at 15.0% per annum maturing November 29, 2024.

“In connection with the Forbearance Agreement, the Lender agreed to provide the Company with a revolving line of credit in the amount of $2.0 million (the "Revolving Note"), with any advances under the Revolving Note to be made in the sole discretion of the Lender.”

Baldwin Insurance Group, Inc. incurred term loan of $170 million with JPMorgan Chase Bank, N.A..

“a new senior secured first lien incremental term loan facility in an aggregate principal amount of $170 million”

UpHealth, Inc. faced acceleration on convertible notes of approximately $57.2 million in aggregate principal amount of 2025 Notes and approximately $115 million in aggregate prin with Wilmington Trust, National Association at 6.25% Convertible Senior Notes due 2026 and Variable Rate Convertible Senior Sec maturing June 15, 2026 (2026 Notes); December 15, 2025 (2025 Notes).

“The filing of the Chapter 11 Case on the Petition Date as described in Item 1.03 above constitutes an event of default that accelerated the Company’s obligations under the following debt instruments (the “Debt Instruments”): • Indenture, dated June 9, 2021, by and between the Company and Wilmington Trust, National Association, a national banking association, in its capacity as trustee thereunder, governing the 6.25% Convertible Senior Notes due 2026 (the “2026 Notes”) which, subject to the event of default triggered by the Chapter 11 Case, mature on June 15, 2026. • Indenture, dated as of August 18, 2022, by and between the Company and Wilmington Trust, National Association, a national banking association, in its capacity as trustee and as collateral agent thereunder, governing the Variable Rate Convertible Senior Secured Notes due 2025 (the “2025 Notes”) which, subject to the event of default triggered by the Chapter 11 Case, mature on December 15, 2025.”

Franklin BSP Lending Corp amended credit facility with JPMorgan Chase Bank, National Association at SOFR plus 2.80% maturing September 15, 2027.

“The Second Amendment, among other things, (1) extends the maturity date of the Loan and Security Agreement from August 28, 2025 to September 15, 2027, (2) changes the applicable margin for advances made to the Subsidiary under the Loan and Security Agreement from SOFR plus 3.00% (subject to further increases consistent with the terms of the Loan and Security Agreement) to SOFR plus 2.80% (subject to further increases consistent with the terms of the Loan and Security Agreement), which is inclusive of an administrative agent fee”

GRAN TIERRA ENERGY INC. amended credit facility of US$50 million with Trafigura PTE Ltd..

“s borrowers, and Trafigura PTE Ltd.(“Trafigura”), as a lender, entered into a second amended and restated facility agreement”

COTY INC. incurred senior notes of €500 million with Deutsche Bank Trust Company Americas at 5.750% maturing September 15, 2028.

“completed its previously announced offering of 5.750% Senior Secured Notes due 2028 in an aggregate principal amount of €500 million”

SIERRA PACIFIC POWER CO incurred senior notes of $400 million with The Bank of New York Mellon Trust Company, N.A. at 5.900% maturing March 15, 2054.

“On September 15, 2023, Sierra Pacific Power Company (the “Company”), completed the sale of $400 million in aggregate principal amount of its 5.900% General and Refunding Mortgage Notes, SPPC Series 2023A, due 2054 (the "Notes") pursuant to a Purchase Agreement dated September 13, 2023, between the Company and representatives of the purchasers.”

MOHAWK INDUSTRIES INC incurred senior notes of $600,000,000 aggregate principal amount with U.S. Bank National Association / U.S. Bank Trust Company, National Association at 5.850% per annum maturing September 18, 2028.

“On September 18, 2023, Mohawk Industries, Inc., (the “Company”) completed the issuance and sale of $600,000,000 aggregate principal amount of its 5.850% Senior Notes due 2028 (the “Notes”) in a previously announced registered public offering.”

Mountain & Co. I Acquisition Corp. incurred debt of $300,000 with Mountain & Co. I Sponsor LLC at no interest maturing upon the earlier of (a) the date of the consummation of the Company's initial business combination, or (b) the date of the liquidation of the Company.

“he Company to Mountain & Co. I Sponsor LLC (the “Sponsor”) to increase the maximum principal amount thereof”

Bannix Acquisition Corp. incurred loan of $100,000 with Evie Autonomous Group Ltd at bears no interest maturing upon the earlier of (a) the date of the consummation of the Company’s initial business combination, or (b) the date of the Company’s liquidation.

“the Company issued to Evie Autonomous Group Ltd, an affiliate of EVIE Group, an unsecured promissory note in the aggregate principal amount of $100,000 (the " Note "). The Note bears no interest and is repayable in full upon the earlier of (a) the date of the consummation of the Company’s initial business combination, or (b) the date of the Company’s liquidation.”

Estrella Immunopharma, Inc. incurred loan of $37,432.70 with Estrella at no interest maturing upon the consummation of the Company's business combination.

“Estrella has deposited a monthly extension payment of $37,432.70 to the trust account of the Company to extend the deadline for the Company to complete the business combination contemplated therein by October 19, 2023. Such deposit is evidenced by an unsecured promissory note in the principal amount of $37,432.70 issued by the Company to Estrella (the “Extension Note”).”

HPS Corporate Lending Fund incurred senior notes of $250 million in aggregate principal amount of its Series 2023-B Senior Notes, Tranche B at fixed interest rate of 8.80% per annum maturing September 14, 2028.

“On September 14, 2023, HPS Corporate Lending Fund (the “ Fund ”) entered into a First Supplement (the “ First Supplement ”) to Master Note Purchase Agreement, dated as of March 15, 2023 (as supplemented, the “ Note Purchase Agreement ”), governing the issuance of $ 75 million in aggregate principal amount of its Series 2023-B Senior Notes, Tranche A (the “ Tranche A Notes ”) and $ 250 million in aggregate principal amount of its Series 2023-B Senior Notes, Tranche B (the “ Tranche B Notes ” and, together with the Tranche A Notes, the “ Notes ”) to institutional investors in a private placement. The Tranche A Notes have a fixed interest rate of 8.67% per annum and are due on September 14, 2027 and the Tranche B Notes have a fixed interest rate of 8.80% per annum and are due on September 14, 2028”

HPS Corporate Lending Fund incurred senior notes of $75 million in aggregate principal amount of its Series 2023-B Senior Notes, Tranche A at fixed interest rate of 8.67% per annum maturing September 14, 2027.

“On September 14, 2023, HPS Corporate Lending Fund (the “ Fund ”) entered into a First Supplement (the “ First Supplement ”) to Master Note Purchase Agreement, dated as of March 15, 2023 (as supplemented, the “ Note Purchase Agreement ”), governing the issuance of $ 75 million in aggregate principal amount of its Series 2023-B Senior Notes, Tranche A (the “ Tranche A Notes ”) and $ 250 million in aggregate principal amount of its Series 2023-B Senior Notes, Tranche B (the “ Tranche B Notes ” and, together with the Tranche A Notes, the “ Notes ”) to institutional investors in a private placement. The Tranche A Notes have a fixed interest rate of 8.67% per annum and are due on September 14, 2027”

EVOME MEDICAL TECHNOLOGIES INC. incurred guarantee with Pathward, National Association.

“(“Borrower”), entered into a Master Credit and Security Agreement and related Schedule with Pathward, National Association (“Lender”) to receive financing accommodations in the form of a secured revolving loan of up to $3.0 million (the "Agreement"), of which approximately US $1.7 million was available to be borrowed as of September 12, 2023.”

EVOME MEDICAL TECHNOLOGIES INC. incurred revolving credit of up to $3.0 million with Pathward, National Association at the greater of 6.00% per annum or 0.75% in excess of the rate shown in the Wall.

“On September 12, 2023, an operating subsidiary of Salona Global Medical Device Corporation (“Company”), Biodex Medical Systems, Inc. (“Borrower”), entered into a Master Credit and Security Agreement and related Schedule with Pathward, National Association (“Lender”) to receive financing accommodations in the form of a secured revolving loan of up to $3.0 million (the "Agreement"), of which approximately US $1.7 million was available to be borrowed as of September 12, 2023.”

International Stem Cell CORP incurred loan of $2,900,000 with Dr. Andrey Semechkin at four and a half percent (4.5%) per annum maturing September 15, 2024.

“On September 15, 2023, International Stem Cell Corporation (the "Company") and Dr. Andrey Semechkin agreed to extend (until September 15, 2024) the maturity date of the loan (in the principal amount of $2,900,000) from Dr. Semechkin to the Company that had been reflected in a promissory note dated March 15, 2023 (the "Original Note"), and which would have been due on September 15, 2023.”

Novo Integrated Sciences, Inc. incurred loan of $3,500,000 with Mast Hill Fund, L.P. at 12% per annum maturing September 12, 2024.

“On September 12, 2023, Novo Integrated Sciences, Inc., a Nevada corporation (the “Company”) entered into a securities purchase agreement (the “SPA”) with Mast Hill Fund, L.P., a Delaware limited partnership (the “Holder”), pursuant to which the Company issued an 12% promissory note (the “Note”) with a maturity date of September 12, 2024 (the “Maturity Date”), in the principal sum of $3,500,000 (the “Principal Sum”).”

MACERICH CO amended revolving credit of $650 million with Deutsche Bank AG New York Branch at Base Rate or Adjusted Term SOFR plus applicable margin ranging from 1.00% to 2.5 maturing February 1, 2027.

“The Credit Agreement provides for an aggregate $650 million revolving loan facility that matures on February 1, 2027”

MICROCHIP TECHNOLOGY INC incurred debt of not to exceed $2,750,000,000 with four commercial paper dealers (as Dealers); a national bank (as issuing and paying agent) maturing may not exceed 397 days from the date of issue.

“may be borrowed, repaid and re-borrowed from time to time, with the aggregate face or principal amount of the Notes outstanding under the Program at any time not to exceed $2,750,000,000. The Company’s obligations with respect to the payment of the Notes are fully and unconditionally guaranteed by certain of its subsidiaries (the “Guarantors”), and the initial”

Enservco Corp incurred convertible notes of up to the remaining balance of the maximum principal amount of $3,000,000 at 16.00% per annum maturing eighteen (18) month anniversary of their issuance.

“The Company may issue New Convertible Notes representing up to the remaining balance of the maximum principal amount of $3,000,000 to additional investors”

Enservco Corp incurred convertible notes of $50,000 with Kevin Chesser at 16.00% per annum maturing eighteen (18) month anniversary of their issuance.

“Kevin Chesser , a director of the Company, exchanged his Prior Convertible Note in the aggregate principal amount of $50,000 for a New Convertible Note with the same principal amount”

Enservco Corp incurred convertible notes of $750,000 with Cross River Partners, LP at 16.00% per annum maturing eighteen (18) month anniversary of their issuance.

“Cross River Partners, LP ("Cross River"), an entity controlled by Richard Murphy, our Chief Executive Officer and Chairman, exchanged its Prior Convertible Note in the aggregate principal amount of $750,000 for a New Convertible Note with the same principal amount”

Enservco Corp incurred convertible notes of $187,500 with Equigen II, LLC at 16.00% per annum maturing eighteen (18) month anniversary of their issuance.

“the Company issued Convertible Promissory Notes (the "New Convertible Notes") in the aggregate principal amount of $125,000 to Angel Capital Partners, LP ("Angel Capital"), an entity owned by Stephen D. Scott who is a principal of the Owner, and in aggregate principal amount of $187,500 to Equigen II, LLC ("Equigen")”

Enservco Corp incurred convertible notes of $125,000 with Angel Capital Partners, LP at 16.00% per annum maturing eighteen (18) month anniversary of their issuance.

“the Company issued Convertible Promissory Notes (the "New Convertible Notes") in the aggregate principal amount of $125,000 to Angel Capital Partners, LP ("Angel Capital")”

Qomolangma Acquisition Corp. incurred loan of $150,000 with Qomolangma Investments LLC at no interest maturing upon the consummation of the Company's business combination.

“On September 12, 2023, Qomolangma Acquisition Corp., a Delaware corporation (the “Company”), issued an unsecured promissory note (a “Working Capital Note”) in the principal amount of $150,000 to Qomolangma Investments LLC, a Delaware limited liability company (the “Sponsor”).”

Corebridge Financial, Inc. incurred senior notes of $500,000,000 aggregate principal amount with The Bank of New York Mellon at 6.050% maturing 2033.

“On September 15, 2023, Corebridge Financial, Inc. (“Corebridge”), issued and sold $500,000,000 aggregate principal amount of its 6.050% Senior Notes due 2033”

Battery Future Acquisition Corp. incurred convertible notes of $250,000 with Pala Investment Limited at no interest shall accrue maturing the earlier of (i) the date on which the business combination is consummated and (ii) the date of the Company's liquidation.

“On September 15, 2023, an aggregate of $250,000 (the "Extension Payment") was deposited by Pala Investment Limited, a Jersey limited liability company ("Pala"), into the trust account of Battery Future Acquisition Corp. ("BFAC" or the "Company") for BFAC's public shareholders, representing $0.024 per public share, which enables BFAC to extend the period of time it has to consummate its initial business combination by one month to October 17, 2023 (the "Extension").”

Currenc Group Inc. incurred loan of up to $400,000 with InFinT Capital LLC (the Sponsor) at does not bear interest maturing the date on which the Company consummates its initial business combination.

“On September 13, 2023, INFINT Acquisition Corporation (the “Company”) issued an unsecured promissory note (the “Note”) in the principal amount of up to $400,000 to InFinT Capital LLC (the “Sponsor”), the Company’s sponsor, which may be drawn down from time to time prior to the Maturity Date (as defined below) upon request by the Company.”

North Haven Private Income Fund LLC incurred revolving credit of $235,000,000 with Citizens Bank, N.A. at Term SOFR plus 2.75% during the reinvestment period maturing September 12, 2028.

“other various supporting documentation, pursuant to which the Lenders have agreed to (a) extend credit to PIF II on the Closing Date in an aggregate principal amount of up to $235,000,000 at any one time outstanding, and (b) prior to the date that is 180 days following the Closing Date, subject to certain conditions, allow PIF II to elect to increase the”

Black Mountain Acquisition Corp. incurred loan of $160,000 with Black Mountain Sponsor LLC (the "Sponsor") at no interest maturing due and payable upon the earlier to occur of (i) the date on which the Company consummates a merger, capital stock exchange, asset acquisition, stock purchase,.

“On September 14, 2023, Black Mountain Acquisition Corp. (the "Company") issued an unsecured promissory note (the "Note") to Black Mountain Sponsor LLC (the "Sponsor") in the principal amount of $160,000 in connection with the Extension (as defined below).”

Armada Acquisition Corp. I incurred loan of $70,900.47 with Armada Sponsor LLC at does not bear interest maturing matures upon closing of the Company's initial business combination.

“of a Registrant. On September 12, 2023, the board of directors of Armada Acquisition Corp. I, a Delaware corporation (the “ Company ”), approved a draw of an aggregate of $70,900.47 (the “ Extension Funds ”) pursuant to the Promissory Note, dated as of August 2, 2023, between the Company and Armada Sponsor LLC (the “ Note ”), which Extension Funds were”

Empery Digital Inc. amended convertible notes with Empery Asset Master, LTD, Empery Tax Efficient, LP and Empery Debt Opportunity Fund, LP maturing extend the maturity date from February 24, 2024 to January 31, 2025.

“On September 14, 2023, the Company entered into a note amendment (the “Note Amendment”) with the Investors pursuant to which the Investors agreed to take the following actions with respect to the Notes: (i) to extend the maturity date from February 24, 2024 to January 31, 2025”

NEXTNRG, INC. incurred loan of $110,000 with Next Charging, LLC at 8% per annum for the first nine months, afterward, the Note will begin to accrue maturing 2023-11-13.

“On September 13, 2023, EzFill Holdings, Inc. (the “Company” or “Borrower”) and Next Charging, LLC (“Next”) entered into a promissory note (the “Note”) for the sum of $110,000 (the “Loan”).”

HighPeak Energy, Inc. incurred term loan of $1.2 billion with Texas Capital Bank at Adjusted Term SOFR plus an applicable margin of 7.50% maturing September 30, 2026.

“The 2023 Term Loan Credit Agreement provides for an aggregated commitment capacity equal to $1.2 billion. Loans under the 2023 Term Loan Credit Agreement bear interest at a rate per annum equal to the Adjusted Term SOFR (as defined in the 2023 Term Loan Credit Agreement) plus an applicable margin of 7.50%.”

BONK, INC. amended convertible notes at 11% annual interest rate maturing January 31, 2024.

“On September 11, 2023, the Company, entered into two Amendment No. 2 to the convertible loan agreement, convertible promissory note, and warrants (collectively as the “Amendment No. 2”), pursuant to which the parties thereto amended the Transaction Documents: (i) to change the maturity date of the Second Note to January 31, 2024; (ii) to change the interest rate of the Second Note to 11% annual interest rate, effective on August 1, 2023 until the entire principal amount is paid in full;”

Serina Therapeutics, Inc. incurred loan of $500,000 with Juvenescence Limited maturing February 14, 2024.

“On September 11, 2023, AgeX drew $500,000 of its credit available under the Amended and Restated Secured Convertible Promissory Note”

Blue Owl Capital Corp II incurred debt of approximately $139.3 million with Blue Owl Capital Corp II.

“the Issuer issued approximately $139.3 million of subordinated securities in the form of 139,300 preferred shares”