New loans, notes, and credit facilities disclosed under 8-K Items 2.03/2.04.
Blue Owl Capital Corp II incurred senior notes of $32 million with State Street Bank and Trust Company at three-month term SOFR plus 3.35% maturing September 20, 2035.
“$32 million of AA(sf) Class B Notes, which bear interest at three-month term SOFR plus 3.35%”
Blue Owl Capital Corp II incurred senior notes of $228 million with State Street Bank and Trust Company at three-month term SOFR plus 2.55% maturing September 20, 2035.
“$228 million of AAA(sf) Class A Notes, which bear interest at three-month term SOFR plus 2.55%”
AUGUSTA GOLD CORP. amended debt with Augusta Investments Inc. maturing the earlier of (i) first Business Day occurring 30 days after the Lender has provided written notice to the Company demanding payment on the entire unpaid balan.
“The Amendment amends Section 1 of the Note to change the maturity date of the Note from September 13, 2022 to the earlier of (i) first Business Day occurring 30 days after the Lender has provided written notice to the Company demanding payment on the entire unpaid balance of principal and all accrued and unpaid interest thereon; (ii) the date upon which the Company makes payment in full of the entire unpaid balance of principal and all accrued and unpaid interest; and (iii) December 13, 2023.”
Neptune Wellness Solutions Inc. amended loan with CCUR Holdings, Inc. at twenty four (24%) per annum.
“the Third Amendment was entered into as a result of the August 23, 2023 arbitrator award to PMGSL Holdings LLC and provides the Company with two additional months to seek a stay or other resolution of the arbitration award made in favor of PMGSL Holdings, LLC before such event could be deemed an event of default.”
Amphastar Pharmaceuticals, Inc. incurred senior notes of up to an additional $45.0 million aggregate principal amount of Notes.
“Initial Purchasers an option to purchase, for settlement during a 13-day period beginning on, and including, the date on which the Notes were first issued, up to an additional $45.0 million aggregate principal amount of Notes on the same terms and conditions. The Initial Purchasers exercised their option in full on September 14, 2023, bringing the total aggregate”
Amphastar Pharmaceuticals, Inc. incurred senior notes of $300.0 million aggregate principal amount with Jefferies LLC, J.P. Morgan Securities LLC, Wells Fargo Securities, LLC and BofA Securities, Inc., as representatives of the several initial purchasers at 2.00% per annum maturing March 15, 2029.
“Morgan Securities LLC, Wells Fargo Securities, LLC and BofA Securities, Inc., as representatives of the several initial purchasers (the “Initial Purchasers”), to issue and sell $300.0 million aggregate principal amount of 2.00% Convertible Senior Notes due 2029 (the “Notes”). In addition, the Company granted the Initial Purchasers an option to purchase, for settlement”
VISIUM TECHNOLOGIES, INC. incurred convertible notes of $47,000 with 1800 Diagonal Lending LLC at 10% maturing 12 months after the date of issuance.
“the Company issued to the Investor on that date a 10% Convertible Promissory Note (the “Note”) in the principal amount of $47,000 in exchange for a purchase price of $45,000”
LENNOX INTERNATIONAL INC incurred senior notes of $500,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 5.500% maturing September 15, 2028.
“On September 15, 2023, Lennox International Inc. (the "Company") completed an offering of $500,000,000 aggregate principal amount of the Company's 5.500% Notes due 2028”
AMERICAN TOWER CORP /MA/ incurred senior notes of $750.0 million aggregate principal amount of its 5.800% senior unsecured notes due 2028 and $750.0 million aggregate pri with U.S. Bank Trust Company, National Association at 5.800% per annum and 5.900% per annum maturing November 15, 2028 and November 15, 2033.
“On September 15, 2023, American Tower Corporation (the “Company”) completed a registered public offering of $750.0 million aggregate principal amount of its 5.800% senior unsecured notes due 2028 (the “2028 notes”) and $750.0 million aggregate principal amount of its 5.900% senior unsecured notes due 2033 (the “2033 notes” and, together with the 2028 notes, the “Notes”), which resulted in aggregate net proceeds to the Company of approximately $1,482.8 million, after deducting commissions and estimated expenses.”
GILEAD SCIENCES, INC. incurred senior notes of $1,000,000,000 aggregate principal amount of the Company's 5.250% Senior Notes due 2033 and $1,000,000,000 aggregate pri with Computershare Trust Company, National Association at 5.250% per annum on the 2033 Notes and 5.550% per annum on the 2053 Notes maturing October 15, 2033 for the 2033 Notes and October 15, 2053 for the 2053 Notes.
“The Ninth Supplemental Indenture relates to the Company's issuance of (a) $1,000,000,000 aggregate principal amount of the Company's 5.250% Senior Notes due 2033 (the "2033 Notes") and (b) $1,000,000,000 aggregate principal amount of the Company's 5.550% Senior Notes due 2053 (the "2053 Notes" and, together with the 2033 Notes, the "Notes").”
COPT DEFENSE PROPERTIES incurred senior notes of $345 million with Wells Fargo Securities, LLC as representative of the initial purchasers at 5.25% per year maturing September 15, 2028.
“On September 12, 2023, Corporate Office Properties, L.P. (the "Issuer"), the operating partnership of Corporate Office Properties Trust (the "Guarantor"), issued $345 million aggregate principal amount of its 5.25% Exchangeable Senior Notes due 2028 (the "Notes"), which included $45 million principal amount of Notes purchased pursuant to the full exercise of the option granted to the Initial Purchasers (as defined below) pursuant to the Purchase Agreement (as defined below).”
ADOBE INC. incurred debt of $3,000,000,000 maturing up to 397 days from the date of issue.
“may be borrowed, repaid and re-borrowed from time to time, with the aggregate face or principal amount of the Notes outstanding under the Program at any time not to exceed $3,000,000,000. The Notes will have maturities of up to 397 days from the date of issue. The Notes will rank at least pari passu with all of the Company’s other unsecured and unsubordinated”
Golub Capital BDC 4, Inc. amended credit facility of $145.0 million to $195.0 million with PNC Bank, National Association, as administrative agent, collateral agent, and a lender; PNC Capital Markets LLC, as structuring agent at plus a margin ranging from 2.00% to 2.40%.
“The Third PNC Facility Amendment, among other things, increases the borrowing capacity under the PNC Facility from $145.0 million to $195.0 million and updates the applicable margin such that borrowings under the PNC Facility will bear interest, at the Company's election and depending on the currency of the borrowing, of either the Eurocurrency Rate, the Daily Simple RFR, the Daily Simple SOFR, the Term SOFR Rate, or the Base Rate (each, as defined in the PNC Facility) plus a margin ranging from 2.00% to 2.40%”
GOLUB CAPITAL DIRECT LENDING CORP amended credit facility with PNC Bank, National Association.
“On September 8, 2023, Golub Capital Direct Lending Corporation (the “Company”), GDLC Funding LLC (“GDLC Funding”), a direct, wholly owned subsidiary of the Company, GDLC Feeder Fund, L.P. (“GDLC Feeder”) and, Golub Onshore GP 3, LLC (“Feeder GP”), the general partner of GDLC Feeder, entered into an increase notice and a third amendment (collectively and together with certain other documents executed concurrently, the “Third PNC Facility Amendment”) to the documents governing the revolving credit and security agreement, initially entered into as of March 21, 2022, by and among the Company, GDLC Funding, PNC Bank, National Association, as administrative agent for the secured parties, the collateral agent, and a lender, PNC Capital Markets LLC, as structuring agent, and the lenders from time to time party thereto (as amended, the “PNC Facility”).”
Kairous Acquisition Corp. Ltd incurred loan of $120,000 with Kairous Asia Limited at does not bear interest maturing upon the closing of a business combination by the Company.
“On September 11, 2023, Kairous Acquisition Corp. Limited (the “Company”) issued an unsecured promissory note in the aggregate principal amount of $120,000 (the “Note”) to Kairous Asia Limited, the Company’s initial public offering sponsor (“Sponsor”) in exchange for Sponsor depositing such amount into the Company’s trust account in order to extend the amount of time it has available to complete a business combination. The Note does not bear interest and matures upon the closing of a business combination by the Company.”
INTEGRATED RAIL & RESOURCES ACQUISITION CORP incurred loan of up to an aggregate principal amount of $17,935 with DHIP Group, LLC maturing on the earlier of (i) February 15, 2024 ... and (ii) the date on which the Company consummates the Business Combination.
“the Company is entitled to borrow up to an aggregate principal amount of $17,935”
WinVest Acquisition Corp. incurred loan of $390,000 with WinVest SPAC LLC at does not bear interest maturing matures upon the earlier of (a) the closing of a Business Combination and (b) the Company’s liquidation.
“Arrangement or a Registrant. As previously disclosed, on June 13, 2023, WinVest Acquisition Corp. (the “Company”) issued an unsecured promissory note in the principal amount of $390,000 (the “Promissory Note”) to WinVest SPAC LLC, a Delaware limited liability company (the “Sponsor”), pursuant to which the Sponsor agreed to loan to the Company up to $390,000 in”
Nabors Energy Transition Corp. incurred loan of $295,519.23 with Nabors Lux 2 S.a.r.l. at no interest maturing upon the earlier to occur of (i) the date on which the Company consummates its initial business combination and (ii) the liquidation of the Company on or before.
“On September 14, 2023, the Company issued an unsecured promissory note (the “Note”) to Nabors Lux 2 S.a.r.l., a private limited liability company (société à responsabilité limitée) incorporated in the Grand Duchy of Luxembourg (“Nabors Lux”), in the principal amount of $295,519.23”
Tristar Acquisition I Corp. incurred senior notes of $2,125,000 with Company's officers and their affiliates at no interest maturing earlier of closing of an initial business combination and Company's liquidation.
“On September 13, 2023, Tristar Acquisition I Corp. (the “ Company ”) issued unsecured promissory notes (the “ Notes ”) in an aggregate amount of $2,125,000 to the Company’s officers and their affiliates, for the Company’s working capital (including potential extension funding) needs. The Notes do not bear interest and mature upon the earlier of the closing of an initial business combination by the Company and the Company’s liquidation.”
Enovix Corp incurred guarantee of up to $70 million with OCBC Bank (Malaysia) Berhad.
“for Enovix products. On July 13, 2023, OCBC and OSSB entered into a Letter Offer (the “Loan Agreement”), pursuant to which OCBC provided an offer of a loan to OSSB for up to $70 million (the “Loan”) to finance manufacturing operations under the Manufacturing Agreement. Enovix entered into the Deposit Agreement with OCBC on September 13, 2023 to collateralize the”
SILVER STAR PROPERTIES REIT, INC reported a default on term loan of $217 million with Goldman Sachs Mortgage Company maturing October 9, 2023.
“The Bankruptcy Filing constitutes an event of default (unless and until waived by Lender in writing in its sole discretion) under the SPE’s single asset, single borrower term loan agreement with Goldman Sachs Mortgage Company (the “SASB Loan”). The SASB Loan has a current outstanding principal amount of $217 million and, subject to the event of default triggered by the Bankruptcy Filing, the SASB Loan matures on October 9, 2023.”
RiceBran Technologies incurred loan of $450,000 with Continental Republic Capital, LLC d/b/a Republic Business Credit.
“On September 8, 2023, RiceBran Technologies d/b/a RiceBran Technologies, Inc. (the “Company”) received $450,000 in cash under the Mortgage Agreement and Agreement for Purchase and Sale dated as of October 28, 2019, with Continental Republic Capital, LLC d/b/a Republic Business Credit providing for a factoring facility (the “Factoring Agreement”).”
PILLARSTONE CAPITAL REIT reported a default on mortgage of approximately $14.4 million with the lender and special servicer maturing October 1, 2023.
“L.P. (“ Whitestone OP ”), a subsidiary of Whitestone REIT, is the guarantor of this mortgage loan. The mortgage payable on this property had a balance of approximately $14.4 million on September 1, 2023. The mortgage loan matures on October 1, 2023. The registrant and the borrower have been working to extend the maturity date and to find new financing for”
ADVANCED ENERGY INDUSTRIES INC incurred convertible notes of $575 million aggregate principal amount with initial purchasers at 2.50% per year maturing September 15, 2028.
“On September 12, 2023, Advanced Energy Industries, Inc. (the “Company”) completed its previously announced private unregistered offering of $575 million aggregate principal amount of its 2.50% Convertible Senior Notes due 2028 (the “Notes”), which amount includes the full exercise of the initial purchasers’ option to purchase up to $75 million aggregate principal amount of additional Notes.”
Snap-on Inc amended revolving credit of $900 million with JPMorgan Chase Bank, N.A., Citibank, N.A. and U.S. Bank National Association at Adjusted Term Secured Overnight Financing Rate (SOFR) plus a spread ranging from maturing September 12, 2028.
“On September 12, 2023, Snap-on Incorporated (“Snap-on”) entered into a five-year, $900 million multi-currency revolving credit facility that terminates on September 12, 2028 (the “New Facility”).”
PATTERSON UTI ENERGY INC incurred senior notes of $400 million aggregate principal amount with U.S. Bank Trust Company, National Association at 7.15% per annum maturing October 1, 2033.
“On September 13, 2023, Patterson-UTI Energy, Inc. (the “Company”) completed its offering (the “Offering”) of $400 million aggregate principal amount of the Company’s 7.15% Senior Notes due 2033 (the “Notes”).”
POTOMAC ELECTRIC POWER CO incurred senior notes of $100 million aggregate principal amount with certain institutional investors at 5.35% maturing September 13, 2033.
“$100 million aggregate principal amount of its First Mortgage Bonds, 5.35% Series due September 13, 2033 (the Subsequent Pepco Bonds)”
NORDSON CORP incurred senior notes of $350,000,000 aggregate principal amount of its 5.600% Notes due 2028 and $500,000,000 aggregate principal amount of the with U.S. Bank Trust Company, National Association at 5.600% per annum for the 2028 Notes; 5.800% per annum for the 2033 Notes maturing September 15, 2028 for the 2028 Notes; September 15, 2033 for the 2033 Notes.
“On September 13, 2023, Nordson Corporation (the “Company”) completed its underwritten public offering (the “Offering”) of $350,000,000 aggregate principal amount of its 5.600% Notes due 2028 (the “2028 Notes”) and $500,000,000 aggregate principal amount of the Company’s 5.800% Notes due 2033 (the “2033 Notes” and, together with the 2028 Notes, the “Notes”).”
Forbion European Acquisition Corp. incurred loan of $1,265,000 with Forbion Growth Sponsor FEAC I B.V. at no interest maturing December 14, 2023.
“On September 13, 2023, the Company issued an unsecured promissory note (the " Extension Note ") in the total principal amount of $1,265,000 to the Sponsor.”
Forbion European Acquisition Corp. incurred loan of $450,000 with Forbion Growth Sponsor FEAC I B.V. at no interest maturing December 14, 2023.
“On September 13, 2023, Forbion European Acquisition Corp. (the " Company ") issued an additional unsecured promissory note (the " Working Capital Note ") in the total principal amount of $450,000 to Forbion Growth Sponsor FEAC I B.V. (the " Sponsor ").”
MSD Investment Corp. amended credit facility of increases the Facility Amount from $370,000,000 to $445,000,000 with Citizens Bank, N.A..
“On September 8, 2023, MSD BDC SPV II, LLC, a wholly-owned subsidiary of MSD Investment Corp. (the “ Company ”), entered into Amendment No. 1 to the Loan and Security Agreement (together with the exhibits and schedules thereto, the “ Amendment ”) with Citizens Bank, N.A. as a required lender, a lender, and administrative agent, the Company as collateral manager, Everbank, N.A. as a lender, Texas Capital Bank as a lender, U.S. Bank Trust Company, National Association as collateral agent, and U.S. Bank National Association as account bank and collateral custodian, which amended the Loan and Security Agreement, dated as of August 15, 2023 (the “ LSA ”). The Amendment, among other things: (1) increases the Facility Amount (as defined in the LSA) from $370,000,000 to $445,000,000 and (2) adds Western Alliance Bank as a lender.”
Getaround, Inc incurred senior notes of $15,050,685 with Mudrick Capital Management L.P. at 15.00% per annum maturing August 7, 2024.
“the Company issued and sold to Mudrick Capital Management L.P. on behalf of certain funds, investors, entities or accounts that are managed, sponsored or advised by Mudrick Capital Management L.P. or its affiliates (the “Purchaser”), a super priority note in an aggregate amount of $15,050,685 (the “Note”)”
Bantec, Inc. incurred convertible notes of $49,000 with 1800 Diagonal Lending LLC at 10% per annum maturing September 6, 2024.
“the Company issued a promissory note (the “Note”) to the Lender in the principal amount of $49,000.”
WillScot Holdings Corp incurred senior notes of $500 million with J.P. Morgan Securities LLC at 7.375% maturing 2031.
“WSI agreed to issue and sell $500 million in aggregate principal amount of WSI’s 7.375% Senior Secured Notes due 2031 (the “Notes”).”
CORPORATE UNIVERSE INC incurred debt of $1,000,000 with accredited investor at 10% per annum maturing 1-year term.
“On or about August 31, 2023, Buyer funded an additional $1,000,000 to the Company for a subsequent closing of Notes and Shares, at which time the Company issued Buyer a Note for $1,000,0000”
CORPORATE UNIVERSE INC incurred debt of $500,000 with accredited investor at 10% per annum maturing 1-year term.
“On or about July 31, 2023, Buyer funded $500,000 to the Company for an initial closing of Notes and Shares, at which time the Company issued Buyer a Note for $500,000”
SOUTH DAKOTA SOYBEAN PROCESSORS LLC incurred guarantee of $111.35 million with High Plains Partners, LLC.
“The Company agreed to guarantee certain financial obligations of High Plains Partners, LLC, a South Dakota limited liability company and majority-owned subsidiary of the Company, regarding High Plains Partners’ investment into HPP SD Holdings, LLC, a Delaware limited liability company, the sole purpose of which is to own and operate High Plains Processing, LLC.”
Seagate Technology Holdings plc incurred convertible notes of $1,500.0 million with Computershare Trust Company, National Association at 3.50% maturing June 1, 2028.
“issued $1,500.0 million in aggregate principal amount of 3.50% Exchangeable Senior Notes due 2028”
DZS INC. incurred term loan of 32,670,750,000 South Korean Won with Dasan Networks, Inc. at 8.0% per annum maturing September 12, 2026.
“DNS Korea received a three-year term loan in an aggregate principal amount equal to 32,670,750,000 South Korean Won (“KRW”), the equivalent of $24,500,000 USD (the “DNI Loan”). The DNI Loan matures on September 12, 2026 and bears interest at a fixed rate of 8.0% per annum.”
ENTEGRIS INC amended credit facility with Morgan Stanley Senior Funding, Inc., as administrative agent at Term SOFR plus an applicable margin of 2.50% or a base rate plus an applicable m.
“The Second Amendment provides for, among other things, the reduction of the applicable rate of Entegris’ outstanding term B loans under the Existing Credit Agreement. After giving effect to the Second Amendment, such outstanding term B loans will bear interest, at a rate per annum equal to, at Entegris’ option, either (i) Term SOFR plus an applicable margin of 2.50% or (ii) a base rate plus an applicable margin of 1.50%.”
Ventas, Inc. incurred term loan of $200 million unsecured term loan facility with Bank of America, N.A., as Administrative Agent at a fluctuating rate per annum equal to (x) the applicable Term SOFR for Term SOFR maturing February 1, 2027.
“On September 6, 2023, Ventas Realty, Limited Partnership (the "Borrower"), as borrower, a wholly owned subsidiary of Ventas, Inc. (the "Company"), and the Company, as guarantor, entered into a Credit and Guaranty Agreement (the "Credit Agreement"), with the lenders identified therein and Bank of America, N.A., as Administrative Agent. The Credit Agreement provides for a $200 million unsecured term loan facility (the "Term Loan Facility").”
S&P Global Inc. incurred senior notes of $750,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association, successor in interest to U.S. Bank National Association, as trustee at 5.250% maturing 2033.
“On September 12, 2023, S&P Global Inc. (the “Company”) completed its previously announced private offering (the “Offering”) of $750,000,000 aggregate principal amount of its 5.250% Senior Notes due 2033 (the “Notes”).”
KELLANOVA incurred credit facility of $1,100,000,000 with lenders at SOFR, CDOR, or EURIBOR plus margin ranging from 1.50% to 2.50% (for SOFR/CDOR/EU maturing five years from closing date.
“On September 12, 2023, WK Kellogg Co (the “Subsidiary”), a wholly owned subsidiary of Kellogg Company (“Kellogg”) entered into a credit facility in an aggregate principal amount of $1,100,000,000 (the “Credit Facility”), which will mature five years from the closing date thereof.”
WK Kellogg Co incurred credit facility of $1,100,000,000 at SOFR plus an interest rate margin ranging from 1.50% to 2.50% maturing five years from the closing date.
“On September 12, 2023, WK Kellogg Co (the “Company”) entered into a credit facility in an aggregate principal amount of $1,100,000,000 (the “Credit Facility”), which will mature five years from the closing date thereof.”
Golub Capital Private Credit Fund incurred credit facility of up to $490 million with Sumitomo Mitsui Banking Corporation at applicable margin equal to (I) (a) if the Gross Borrowing Base is less than 1.60 maturing September 6, 2027.
“issuing banks from time to time party thereto. Under the SMBC Credit Facility, the lenders have agreed to extend credit to the Company in an initial aggregate amount of up to $490 million in U.S. dollars and certain agreed upon foreign currencies with an option for the Company to request, at one or more times, that existing and/or new lenders, at their election,”
Crescent Energy Co incurred senior notes of $150 million aggregate principal amount with U.S. Bank Trust Company, National Association at 9.250% maturing February 15, 2028.
“issued $150 million aggregate principal amount of its 9.250% senior notes due 2028 (the “New Notes”).”
IX Acquisition Corp. incurred loan of up to $2,500,000 with IX Acquisition Sponsor LLC at no interest maturing upon the earlier to occur of (i) the date on which the Company consummates its initial business combination and (ii) the date of the liquidation of the Company.
“On September 8, 2023, IX Acquisition Corp. (the “Company”) issued an amended and restated promissory note (the “Note”) in the principal amount of up to $2,500,000 to IX Acquisition Sponsor LLC, the Company’s sponsor (the “Sponsor”)”
Getaround, Inc incurred senior notes of $15,050,685 with Mudrick Capital Management L.P. on behalf of certain funds at 8.00% per annum maturing August 7, 2024.
“On September 8, 2023, the Company issued and sold to Mudrick Capital Management L.P. on behalf of certain funds, investors, entities or accounts that are managed, sponsored or advised by Mudrick Capital Management L.P. or its affiliates (the “Purchaser”), a super priority note in an aggregate amount of $15,050,685 (the “Note”)”
Leo Holdings Corp. II incurred loan of $240,000 with Leo Investors II Limited Partnership at does not bear interest maturing matures upon closing of the Company’s initial business combination.
“On September 11, 2023, Leo Holdings Corp. II (the “Company” or “Leo”) drew an aggregate of $240,000 (the “Extension Funds”), pursuant to the Promissory Note, dated January 12, 2023 between the Company and Leo Investors II Limited Partnership (the “Note”)”
System1, Inc. incurred loan of $5.2 million with Marc Mezzacca at Secured Overnight Financing Rate ("SOFR") as administered by the Federal Reserve.
“System1 entered into a $5.2 million Senior Unsecured Promissory Note with the Lender party thereto.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.