Debt Financings

Rocket Companies, Inc. amended credit facility with Bank of America, N.A. maturing extended the expiration date ... from May 4, 2024 to September 8, 2025.

“On September 8, 2023, Rocket Mortgage, LLC (the “Company”), a Michigan limited liability company and indirect subsidiary of Rocket Companies, Inc., as guarantor, RCKT Mortgage SPE-A, LLC, as seller and Bank of America, N.A., as buyer, entered into Amendment No. 4 to Amended and Restated Master Repurchase Agreement ("MRA Amendment") and the related Transaction Terms Letter for Amended and Restated Master Repurchase Agreement, which extended the expiration date of the existing Amended and Restated Master Repurchase Agreement dated as of June 29, 2021, as amended, by and between Bank of America, N.A., as buyer, RCKT Mortgage SPE-A, LLC, as seller, and the Company, as guarantor (the "Master Repurchase Agreement") from May 4, 2024 to September 8, 2025.”

Permian Resources Corp incurred senior notes of $500.0 million aggregate principal amount with Computershare Trust Company, N.A. at 7.000% maturing January 15, 2032.

“issued $500.0 million aggregate principal amount of its 7.000% senior notes due 2032 (the “Notes”).”

Paramount Gold Nevada Corp. amended convertible notes with certain Holders of the Convertible Notes constituting the Required Holders at (i) 7.5% per annum, to an including September 30, 2023, and (ii) 12.0% per annum maturing the earlier of (i) September 30, 2024 or (ii) the date of funding of the transaction contemplated by that certain non-binding term sheet by and between the Comp.

“The Amendment modifies the definition of “Maturity Date” of the Convertible Notes to be the earlier of (i) September 30, 2024 or (ii) the date of funding of the transaction contemplated by that certain non-binding term sheet by and between the Company and Sprott Resource and Streaming Royalty Corp. The Amendment also modifies the definition of “Interest Rate” of the Convertible Notes to be (i) 7.5% per annum, to an including September 30, 2023, and (ii) 12.0% per annum, on and after October 1, 2023.”

JOINT Corp amended revolving credit of $20,000,000 with JPMorgan Chase Bank, N.A. at increase the rate of interest applicable to the outstanding loans and other obli maturing 2027-02-28.

“10-Q on or before September 30, 2023, will constitute an immediate default. Under the Credit Agreement, the Company’s senior secured revolving line of credit (the “Revolver”) is $20,000,000, the portion of the Revolver available for letters of credit is $5,000,000 and the uncommitted additional line of credit is $30,000,000 (collectively, the “2022 Credit”

Global Net Lease, Inc. incurred senior notes of $500 million with U.S. Bank Trust Company, National Association at 4.500% maturing September 30, 2028.

“In connection with the Transactions, on September 12, 2023, GNL, GNL OP, and the other parties thereto entered into a supplemental indenture (the “RTL Supplemental Indenture”) to assume the obligations of RTL and RTL OP with respect to the RTL Senior Notes (as defined below) and under RTL’s indenture, dated October 7, 2021, by and among RTL, RTL OP, the guarantors party thereto and U.S. Bank Trust Company, National Association, as successor to U.S. Bank National Association, as trustee (as amended and supplemented to date, the “RTL Indenture”) and governing the $500 million 4.500% Senior Notes due 2028 issued by RTL and RTL OP (the “RTL Senior Notes”).”

Global Net Lease, Inc. incurred credit facility of $500 million increase from $1.45 billion to $1.95 billion with KeyBank National Association at not specified maturing October 8, 2026.

““RTL Credit Facility”). GNL exercised the existing “accordion feature” on the GNL Credit Facility and increased the aggregate total commitments under the GNL Credit Facility by $500 million from $1.45 billion to $1.95 billion to repay and terminate the RTL Credit Facility and to create additional availability after the closing of the REIT Merger. The sublimits for”

VISHAY INTERTECHNOLOGY INC incurred convertible notes of $750 million with HSBC Bank USA, National Association at 2.25% maturing September 15, 2030.

“On September 12, 2023, Vishay Intertechnology, Inc. (“Vishay”, the “Company”) issued $750 million aggregate principal amount of 2.25% Senior Convertible Notes due 2030”

Hyperscale Data, Inc. incurred loan of $2,200,000 with an accredited investor at no interest maturing September 25, 2023.

“Effective September 8, 2023, Ault Alliance, Inc., a Delaware corporation (the “ Company ”) issued to an accredited investor a term note (the “ Note ”) with a principal face amount of $2,200,000. The Note does not bear interest unless an event of default occurs under the Note, as the Note was issued with an original issuance discount. The maturity date of the Note is September 25, 2023.”

HeartCore Enterprises, Inc. incurred loan of $400,000 with Sigmaways, Inc. at 0.1% per annum, simple interest maturing September 1, 2026.

“On September 1, 2023, Sigmaways issued to the Company the Sigmaways Note in the principal amount of $400,000. The Sigmaways Note bears interest at the rate of 0.1% per annum, simple interest, and has a maturity date of September 1, 2026.”

Embrace Change Acquisition Corp. incurred loan of $10,000 with Wuren Fubao Inc., the Company’s sponsor at bears no interest maturing upon the consummation of the Company’s business combination.

“On September 8, 2023, the Company issued an unsecured promissory note (the “Extension Fee Note”), effective as of September 8, 2023, in an amount of $10,000 to the Sponsor.”

Lakeshore Acquisition II Corp. incurred loan of $80,000 with Nature’s Miracle at does not bear interest maturing upon the earlier of (i) the closing of the Company’s initial business combination and (ii) December 11, 2023.

“On September 11, 2023, Lakeshore Acquisition II Corp., a Cayman Islands exempted company (the “Company” or “Lakeshore”) issued an unsecured promissory note dated September 11, 2023, in the aggregate principal amount of $80,000 (the “Note”) to Nature’s Miracle”

Nova Vision Acquisition Corp incurred loan of $69,763.37 with Nova Pulsar Holdings Limited at does not bear interest maturing upon the closing of a business combination by the Company.

“issued an unsecured promissory note in the aggregate principal amount of $69,763.37 (the “Note”) to Nova Pulsar Holdings Limited, the Company’s initial public offering sponsor (“Sponsor”) in exchange for Sponsor depositing such amount into the Company’s trust account in order to extend the amount of time it has available to complete a business combination”

SEACOR Marine Holdings Inc. incurred term loan of $122.0 million with EnTrust Global at 11.75% per annum maturing fifth anniversary of the date of funding.

“On September 8, 2023, SEACOR Marine Holdings Inc. (the “Company”), as parent guarantor, SEACOR Marine Foreign Holdings Inc. (“SMFH”), as borrower, and certain other wholly-owned subsidiaries of the Company, as subsidiary guarantors, entered into a credit agreement providing for a $122.0 million senior secured term loan (the “SMFH Credit Facility” and such agreement, the “SMFH Credit Agreement”) with certain affiliates of EnTrust Global, as lenders”

Polar Power, Inc. amended revolving credit of Increase the lesser of (i) 35% of the lower of cost or wholesale market value of certain inventory of the Company or (ii with Pinnacle Bank.

“Loan Agreement”) with Pinnacle Bank (“Pinnacle”). The Loan Agreement has been amended four times. The Loan Agreement,”

Polar Power, Inc. amended revolving credit of increased the aggregate advance limit under the credit facility from $6.0 million to $7.5 million with Pinnacle Bank maturing September 30, 2024.

“of certain inventory of the Company or (ii) $2.5 million. In no event will the aggregate amount of the outstanding advances under the revolving credit facility be greater than $6 million. The Loan Agreement’s initial term ended on August 30, 2022 and has been renewed for two additional one-year terms with an expiration date of September 30, 2024.”

Senseonics Holdings, Inc. incurred term loan of up to $50.0 million with Hercules Capital, Inc. at greater of (i) the prime rate as reported in The Wall Street Journal plus 1.40% maturing September 1, 2027.

“pursuant to which the Lenders have agreed to make available to Senseonics up to $50.0 million in senior secured term loans”

Keenova Therapeutics plc incurred credit facility of $250 million with Acquiom Agency Services LLC and Seaport Loan Products LLC, as co-administrative agents at SOFR plus 8.00% maturing the earliest of: (a) the date that is 12 months after the Petition Date....

“On September 8, 2023, the Company, the DIP Borrowers and the other parties thereto entered into the DIP Credit Agreement, which provides the following: · The DIP Lenders will provide a priming, senior secured, super-priority debtor-in-possession term loan facility in the aggregate principal amount (exclusive of capitalized fees) of $250 million”

CSG SYSTEMS INTERNATIONAL INC incurred convertible notes of $425.0 million aggregate principal amount with U.S. Bank Trust Company, National Association at 3.875% per year maturing September 15, 2028.

“On September 11, 2023, CSG Systems International, Inc. (“CSG” or the “Company”) issued and sold $425.0 million aggregate principal amount of its 3.875% Convertible Senior Notes due 2028 (the “Notes”), which amount included $50.0 million aggregate principal amount of Notes sold pursuant to the initial purchasers’ (the “Initial Purchasers”) full exercise of their option to purchase additional Notes.”

GATX CORP incurred senior notes of $300,000,000 with BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of the several underwriters at 6.050% maturing 2034.

“☐ Item 1.01 Entry Into A Material Definitive Agreement GATX Corporation (“GATX”) entered into an Underwriting Agreement (the “Underwriting Agreement”), with BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of the several underwriters listed therein (collectively, the “Underwriters”), dated September 6, 2023, pursuant to which GATX agreed to sell and the Underwriters agreed to purchase, subject to and upon terms and conditions set forth therein, $300,000,000 aggregate principal amount of 6.050% Senior Notes due 2034 (the “Notes”), as described in the prospectus supplement, dated September 6, 2023 (the “Prospectus Supplement”), filed pursuant to GATX’s shelf registration statement on Form S-3, Registration No.”

Wheels Up Experience Inc. incurred senior notes of up to an additional $15.0 million with Delta Air Lines, Inc..

“to increase the aggregate principal amount of the Note by up to an additional $15.0 million, of which the additional $15.0 million was received by the Company on September 6, 2023”

Datavault AI Inc. incurred term loan of $650,000 with Meriwether Group Capital Hero Fund LP at 18% maturing November 7, 2023.

“Security Agreement, Meriwether have agreed to provide the Company with bridge financing (the “Bridge Financing”) in the form of a term loan in the original principal amount of $650,000, which term loan will be senior in priority to the Company’s present and future indebtedness. The term loan matures on November 7, 2023 (the “Maturity Date”), subject to further”

Innovation1 Biotech Inc. incurred convertible notes of $78,695 with two lenders (the "Purchasers") at 8% per annum maturing September 30, 2024.

“On September 1, 2023, Innovation1 Biotech Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Agreement”) with two lenders (the “Purchasers”), pursuant to which the Company issued and sold the Purchasers Original Issue Discount Secured Convertible Promissory Notes in the principal amount of $78,695 (collectively, the “Notes”) for gross proceeds of $66,891.”

Rapid7, Inc. incurred convertible notes of $260.0 million with Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC at 1.25% per annum maturing March 15, 2029.

“Rapid7 issued an aggregate of $260.0 million principal amount of Notes, pursuant to an Indenture dated September 8, 2023 (the “Indenture”), between Rapid7 and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”).”

Arena Group Holdings, Inc. incurred senior notes of $5.0 million in aggregate principal amount.

“the Company issued $5.0 million in aggregate principal amount of senior secured notes (the “Notes”) pursuant to the Note Purchase Agreement”

VIASAT INC amended revolving credit of increases the available commitments under the Revolving Credit Agreement by an aggregate amount of $50,000,000 with MUFG Bank, Ltd. at Term SOFR plus 1.00%.

“The Joinder Agreement, among other matters, increases the available commitments under the Revolving Credit Agreement by an aggregate amount of $50,000,000.”

LOWES COMPANIES INC amended revolving credit of $2 billion with Bank of America, N.A. at Base Rate or Term SOFR plus an applicable margin (0.000% - 0.100% for Base Rate maturing September 1, 2028.

“to provide for a $2 billion unsecured revolving credit agreement (as amended and restated, the “2023 Credit Agreement”), maturing on September 1, 2028.”

Guerrilla RF, Inc. incurred credit facility of up to $4.0 million with Salem Investment Partners V, Limited Partnership at 14.0% per annum maturing April 30, 2024.

“an amended and restated loan agreement (the “Agreement”) with Salem Investment Partners V, Limited Partnership (“Salem”) in order to provide for additional advances of up to $4.0 million (the “Additional Advances”) to be made under the existing loan facility. On September 6, 2023, the Company drew down $1.75 million of the Additional Advances, leaving up to”

Kernel Group Holdings, Inc. incurred loan of $900,000 with Sponsor (VKSS Capital, LLC) and Lenders at 8% per annum (Loan); SPAC Loan does not accrue interest maturing upon the completion of the Company's initial business combination.

“the Lenders loaned an aggregate of $900,000 (the " Funded Amount ") to the Sponsor (the " Loan ") and the Sponsor loaned $900,000 to the Company (the " SPAC Loan "). The Loan shall accrue interest at 8% per annum and the SPAC Loan does not accrue interest.”

NEXTNRG, INC. incurred loan of $220,000 with Next Charging, LLC at 8% per annum for the first nine months, afterward, 18% per annum maturing November 6, 2023.

“On September 6, 2023, EzFill Holdings, Inc. (the “Company” or “Borrower”) and Next Charging, LLC (“Next”) entered into a promissory note (the “Note”) for the sum of $220,000 (the “Loan”).”

NightFood Holdings, Inc. incurred loan of $60,000.00 with Fourth Man, LLC at 16% per annum maturing the 12-month anniversary of the Effective Date.

“On August 31, 2023, Nightfood Holdings, Inc. (the “Company”) consummated the transactions pursuant to a Securities Purchase Agreement (the “Purchase Agreement”) dated as of August 28, 2023 (the “Effective Date”) and issued and sold to Fourth Man, LLC (“Fourth Man”), a Promissory Note (the “Note”) in the principal amount of $60,000.00 (actual amount of purchase price of $51,000 plus an original issue discount (“OID”) in the amount of $9,000).”

Sabre Corp incurred senior notes of approximately $853 million with Computershare Trust Company, N.A. at 8.625% per year maturing June 1, 2027.

“the 8.625% Senior Secured Notes were issued in an aggregate principal amount of approximately $853 million, will pay interest semiannually in arrears on March 1 and September 1 of each year, beginning on March 1, 2024, at a rate of 8.625% per year, and will mature on June 1, 2027.”

HeartSciences Inc. incurred loan of up to $1,000,000 with Matthews Southwest Holdings, Inc. at no interest, except upon an event of default, at which time, interest accrues at maturing December 31, 2023.

“Unsecured Promissory Drawdown Loan Note (the "MSW Note") with Matthews Southwest Holdings, Inc. (the "Lender"). The MSW Note provides for an unsecured drawdown loan of up to $1,000,000, drawn in installments consisting of (i) $250,000 on or prior to September 8, 2023, (ii) $250,000 on or prior to September 20, 2023, and (iii) further drawdowns of up to $500,000”

IMPEL PHARMACEUTICALS INC amended credit facility of approximately $121.5 million with Oaktree Fund Administration, LLC at SOFR + 10.75% maturing December 31, 2023.

“the “Original Agreements”). The Amended Credit Agreement provides for an aggregate principal loan amount to the Company by the existing and new lenders of approximately $121.5 million, including up to $20 million in additional cash proceeds to the Company from the making of additional term loans, the exchange of approximately $96.5 million of outstanding”

HASBRO, INC. incurred revolving credit of $1.25 billion with Bank of America, N.A., as administrative agent, swing line lender, a letter of credit issuer and a lender, and certain other financial institutions, as lenders at Adjusted Term Benchmark Rate, the Base Rate or the Daily Benchmark Rate, in each maturing September 5, 2028.

“Agreement provides the Borrowers with a senior unsecured revolving credit facility (the “Revolving Facility”) with commitments in a maximum aggregate principal amount of $1.25 billion. The Amended Agreement also provides for a potential additional incremental commitment increase of up to $500.0 million. Additionally, the Amended Agreement extends the term of”

Fortune Rise Acquisition Corp incurred loan of $100,000 with Water On Demand, Inc. at non-interest bearing maturing earlier of (i) consummation of the Company's initial business combination and (ii) the date of the liquidation of the Company.

“xtension Payment, the Company issued an unsecured promissory note (the “ Note ”) to Water On Demand, Inc., a Nevada corporation and the entity which controls the Company’s sponsor.”

iLearningEngines, Inc. incurred loan of $160,000 with Arrowroot Acquisition LLC at does not bear interest maturing upon closing of the Company's initial business combination.

“The board of directors of Arrowroot Acquisition Corp., a Delaware corporation (the " Company "), approved a draw of an aggregate of $160,000 (the " Extension Funds ") pursuant to the Promissory Note, dated as of March 6, 2023 (the " Note "), between the Company and Arrowroot Acquisition LLC (the " Lender "), which Extension Funds were deposited into the Company’s trust account for its public stockholders on September 6, 2023.”

NEXTNRG, INC. incurred loan of $165,000 with Next Charging, LLC at 8% per annum for the first nine months, afterward, the Note will begin to accrue maturing October 30, 2023.

“On August 30, 2023, EzFill Holdings, Inc. (the “Company” or “Borrower”) and Next Charging, LLC (“Next”) entered into a promissory note (the “Note”) for the sum of $165,000 (the “Loan”).”

Sunnova Energy International Inc. amended credit facility of increase the aggregate commitments from $700 million to approximately $769.2 million with Atlas Securitized Products Holdings, L.P. maturing November 2025.

“lenders and other financial institutions party thereto. The TEPH Amendment amended the TEPH Credit Agreement to, among other things, (i) increase the aggregate commitments from $700 million to approximately $769.2 million, (ii) increase the uncommitted maximum facility amount from approximately $789.7 million to $859.0 million, (iii) extend the maturity date to”

Sunnova Energy International Inc. incurred senior notes of $148,500,000 aggregate principal amount of 5.30% Solar Loan Backed Notes, Series 2023-B Class A, $71,100,000 aggregate p with Wilmington Trust, National Association at 5.30%, 5.60%, 6.00% maturing August 21, 2028.

“On August 30, 2023, a wholly owned, indirect subsidiary (the “Issuer”) of Sunnova Energy International Inc., a Delaware corporation (the “Company”), entered into an indenture (the “Indenture”) with Wilmington Trust, National Association, as the indenture trustee, and completed an issuance of solar loan backed notes”

Quince Therapeutics, Inc. incurred loan of up to $1.0 million with Erydel S.p.A. at 5.07% per annum maturing July 1, 2024.

“shares (società per azioni) incorporated under the laws of Italy (“EryDel”) (the “Promissory Note”), pursuant to which EryDel Italy promised to make advances to EryDel of up to $1.0 million. The Company previously entered into a Stock Purchase Agreement, dated as of July 21, 2023, by and among the Company, EryDel, and the other parties thereto. Under the terms of”

Triton International Ltd incurred term loan of $500 million with PNC Bank, National Association.

“The Amendment increased the size of the accordion feature under the Term Loan Agreement to allow the Borrowers to increase the aggregate commitment amount under the Term Loan Agreement by up to an additional $500 million (the “Accordion Amount”) from $200 million, subject to the terms and conditions set forth in the Term Loan Agreement.”

EXPRESS, INC. incurred term loan of $65.0 million with ReStore Capital LLC at SOFR plus a pricing margin of 10.00% per annum maturing November 26, 2027.

“The Term Loan Agreement provides the Borrower with a $65.0 million “first-in, last-out” term loan (the “FILO Term Loan”).”

MGE ENERGY INC incurred senior notes of $40 million in principal amount of its 5.61% senior notes, Series A, due September 15, 2034 and $30 million in principal with the note purchasers named therein at 5.91% per annum maturing December 1, 2053.

“MGE entered into the Note Purchase Agreement providing for the issuance of $40 million in principal amount of its 5.61% senior notes, Series A, due September 15, 2034, at a closing scheduled for September 13, 2023, and $30 million in principal amount of its 5.91% senior notes, Series B, due December 1, 2053, at a closing scheduled for December 1, 2023.”

MGE ENERGY INC incurred senior notes of $40 million in principal amount of its 5.61% senior notes, Series A, due September 15, 2034 and $30 million in principal with the note purchasers named therein at 5.61% per annum maturing September 15, 2034.

“MGE entered into the Note Purchase Agreement providing for the issuance of $40 million in principal amount of its 5.61% senior notes, Series A, due September 15, 2034, at a closing scheduled for September 13, 2023, and $30 million in principal amount of its 5.91% senior notes, Series B, due December 1, 2053, at a closing scheduled for December 1, 2023.”

CUMBERLAND PHARMACEUTICALS INC incurred revolving credit of up to $25 million with Pinnacle Bank at Term SOFR plus a spread of 2.75% maturing October 1, 2026.

“a new Revolving Credit Loan Agreement with Pinnacle Bank (the “New Pinnacle Agreement”). The New Pinnacle Agreement provides for an aggregate principal funding amount of up to $25 million. It provides an initial revolving line of credit of up to $20 million with the ability for Cumberland to increase the amount to $25 million, under certain conditions. The New”

SANMINA CORP incurred debt of $450 million with Truist Bank at forward-looking term rate based on the secured overnight financing rate plus a m.

“ime party thereto (collectively, the “Sellers”), the Company, as guarantor, Truist Bank (“Truist”) and each other buyer from time to time party thereto (collectively, the “Buyers”), and Truist, as administrative agent.”

SHUAA Partners Acquisition Corp I incurred loan of up to $1,000,000 with SHUAA SPAC Sponsor I LLC at bears no interest maturing upon the date on which the Company's initial business combination is consummated.

“On August 31, 2023, SHUAA Partners Acquisition Corp I (the " Company ") issued a promissory note (the " Working Capital Note ") in the principal amount of up to $1,000,000 to SHUAA SPAC Sponsor I LLC (the " Sponsor ") to fund the Company's ongoing working capital needs. The Working Capital Note bears no interest and is due and payable upon the date on which the Company's initial business combination is consummated.”

Blue World Acquisition Corp incurred loan of $60,000 with Blue World Holdings Limited (the Sponsor) at no interest maturing upon the consummation of the Company's business combination.

“On September 1, 2023, a total of $60,000 was deposited into the trust account of the Company (the "Extension Fee") to extend the timeline to complete a business combination for an additional one month from September 2, 2023 to October 2, 2023 (the "Extension"). Such deposit of the Extension Fee is evidenced by an unsecured promissory note (the "Extension Note") in the principal amount of $60,000 to the Sponsor.”

Cartica Acquisition Corp incurred loan of up to $300,000 with Cartica Acquisition Partners, LLC (Sponsor) at no interest maturing upon the earlier of (a) the date of the consummation of an initial business combination and (b) the date of the Company’s liquidation.

“On August 31, 2023, Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), issued a promissory note (the “Working Capital Note”) to the Company’s sponsor, Cartica Acquisition Partners, LLC, a Delaware limited liability company (the “Sponsor”), pursuant to which the Sponsor agreed to loan to the Company up to $300,000 for working capital expenses.”

OPAL Fuels Inc. incurred credit facility of $500 million with Bank of America, N.A., as administrative agent at Term SOFR plus 3.5%, increasing by 0.25% per annum during the term maturing five-year anniversary of the closing date.

“On September 1, 2023, Opal Fuels Intermediate HoldCo LLC (“ Intermediate HoldCo ” or the “ Borrower ”)), an indirect wholly-owned subsidiary of OPAL Fuels Inc. (the “ Company ”) entered into a new $500 million senior secured credit facility (the “ Credit Facility ”) pursuant to a Credit and Guarantee Agreement (the “ Credit Agreement ”) with Intermediate HoldCo as the Borrower, direct and indirect subsidiaries of the Borrower as guarantors (the “ Guarantors ”), the lenders party thereto, as lenders, Apterra Infrastructure Capital LLC, Barclays Bank PLC, BofA Securities, Inc., Celtic Bank Corporation, Citibank, N.A., JP Morgan Chase Bank, N.A. Investec Inc. and ICBC Standard Bank PLC, as joint lead arrangers, and Bank of America, N.A., as administrative agent.”