Debt Financings

Quotient Technology Inc. incurred credit facility of $450 million with Cerberus Business Finance Agency, LLC.

“CB Neptune Midco Holdings, LLC (“ CB Neptune Midco ”), Parent and each of Parent’s direct and indirect subsidiaries party thereto as a borrower or a guarantor entered into that certain Financing Agreement with Cerberus Business Finance Agency, LLC, as administrative agent and collateral agent, and the lenders from time to time party thereto (the “ Credit Agreement ”), which provides for (i) term loan facilities in an aggregate principal amount equal to $450 million and (ii) a revolving loan facility in an aggregate principal amount up to $50 million.”

PATTERSON UTI ENERGY INC amended revolving credit of $600 million of revolving credit commitments with Wells Fargo Bank, National Association, as administrative agent maturing extends the maturity date for $85 million of revolving credit commitments of certain lenders under the Credit Agreement from March 27, 2025 to March 27, 2026. A.

“the maturity date for $85 million of revolving credit commitments of certain lenders under the Credit Agreement from March 27, 2025 to March 27, 2026. As a result, of the $600 million of revolving credit commitments under the Credit Agreement, the maturity date for $501.7 million of such commitments is March 27, 2026; the maturity date for $48.3 million of”

PATTERSON UTI ENERGY INC incurred term loan of up to $300 million with Wells Fargo Bank, National Association, as administrative agent and lender at Term SOFR plus 0.10%, plus an applicable margin maturing the date that is 364 days following the funding of the Facility.

“The Term Loan Agreement is a committed senior unsecured term loan facility (the “ Facility ”) that permits a single borrowing of up to $300 million, which may be drawn by Patterson-UTI on or before November 27, 2023. The maturity date under the Term Loan Agreement is the date that is 364 days following the funding of the Facility.”

Hyperscale Data, Inc. incurred senior notes of up to an aggregate principal amount of $48,000,000 of its senior notes, consisting of $8,000,000 principal amount of its at 7.00% per annum, 8.50% per annum, 10.50% per annum maturing December 31, 2024, December 31, 2026, December 31, 2028.

“On September 1, 2023, Ault Alliance, Inc. (the “Company”) commenced an offering on a continuing basis of up to an aggregate principal amount of $48,000,000 of its senior notes, consisting of $8,000,000 principal amount of its 7.00% senior notes due 2024 (the “2024 Notes”), $10,000,000 principal amount of its 8.50% senior notes due 2026 (the “2026 Notes”) and $30,000,000 principal amount of its 10.50% senior notes due 2028 (the “2028 Notes” and, collectively with the 2024 Notes and the 2026 Notes, the “Notes”).”

BIOGEN INC. incurred term loan of $1.5 billion unsecured term loan facility with JPMorgan Chase Bank, N.A. at Term SOFR subject to a floor of 0.00% per annum plus an applicable margin rangin maturing Tranche A: 364 days after Funding Date; Tranche B: 3 years after Funding Date.

“On August 28, 2023, Biogen Inc. (the “ Company ”) entered into a Credit Agreement with JPMorgan Chase Bank, N.A. (“ JPMorgan ”), as Administrative Agent, and the lenders party thereto (the “ Credit Agreement ”). The Credit Agreement provides for a $1.5 billion unsecured term loan facility, comprised of a $750 million 364-day tranche (“ Tranche A ”) and a $750 million three-year tranche (“ Tranche B ” and collectively, the “ Term Facility ”).”

ACURA PHARMACEUTICALS, INC incurred loan of $250,000 with Abuse Deterrent Pharma, LLC at 5.25% maturing December 31, 2023.

“On August 30, 2023 we received a $250,000 loan from Abuse Deterrent Pharma, LLC (“AD Pharma”). This loan combined with previous loans made to the Company and with the $2,319,279 under the November 10, 2022 Amended Consolidated and Restated Secured Promissory Note, now totals $4,169,279, bears interest at 5.25% and matures on December 31, 2023, at which time all principal and interest is due.”

Fusion Acquisition Corp. II amended convertible notes with Fusion Sponsor II LLC, John James, BOKA Founder LP maturing March 2, 2024.

“On September 1, 2023, Fusion Acquisition Corp. II (the “Company,” “Fusion” or “we”) amended and restated the previously issued unsecured amended and restated convertible promissory notes (collectively, the “Convertible Promissory Notes”) to each of (i) Fusion Sponsor II LLC (the “Sponsor”), (ii) John James and (iii) BOKA Founder LP (together with the Sponsor and Mr. James, the “Promissory Note Parties”) to extend the Maturity Date (as defined below) thereunder from March 2, 2023 to March 2, 2024.”

CATERPILLAR INC incurred revolving credit of up to $3.15 billion with Citibank, N.A. maturing August 29, 2024.

“which provides an unsecured revolving credit facility to the Borrowers in an aggregate amount of up to $3.15 billion (the “364-Day Aggregate Commitment”) that expires on August 29, 2024.”

4Front Ventures Corp. amended loan of US$42,500,000 with LI Lending, LLC at reduce the interest rate on the principal balance of the loan on May 1, 2024 thr maturing May 1, 2026.

“a Delaware limited liability company (the “Lender”), the borrowers party thereto and the grantors party thereto. The current principal balance of the loan from the lender is US$42,500,000 (the “Loan”). Pursuant to the Amendment, the Lender has agreed to (i) an extension of the term of the Loan from May 10, 2024 to May 1, 2026 (the “New Maturity Date”), (ii) reduce”

IronNet, Inc. incurred senior notes of $800,000 with VADM Jan E. Tighe (Ret.) and Donald R. Dixon, members of the Company’s board of directors at 13.8% per annum maturing one year after issuance.

“On August 29, 2023, the Company issued secured promissory notes in an aggregate principal amount of $800,000”

Envista Holdings Corp incurred revolving credit of $750,000,000 with Bank of America, N.A. at Term SOFR based loans with a spread adjustment of 10 bps maturing August 31, 2028.

“the Company obtained Revolving Credit Commitments in an aggregate amount of $750,000,000”

Envista Holdings Corp incurred term loan of €350,000,000 with Bank of America, N.A. at Term SOFR based loans with a spread adjustment of 10 bps maturing August 31, 2028.

“1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT On August 31, 2023, Envista Holdings Corporation (the “Company”) entered into a second amended and restated credit agreement (the “Second Amended Credit Agreement”) with a syndicate of banks including Bank of America, N.A. as administrative agent (the “Administrative Agent”). The Second Amended Credit Agreement amends and restates the Company’s existing amended and restated credit agreement, dated June 15, 2021 (the “Existing Credit Agreement”).”

Envista Holdings Corp incurred term loan of $530,000,000 with Bank of America, N.A. at Term SOFR based loans with a spread adjustment of 10 bps maturing August 31, 2028.

“1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT On August 31, 2023, Envista Holdings Corporation (the “Company”) entered into a second amended and restated credit agreement (the “Second Amended Credit Agreement”) with a syndicate of banks including Bank of America, N.A. as administrative agent (the “Administrative Agent”). The Second Amended Credit Agreement amends and restates the Company’s existing amended and restated credit agreement, dated June 15, 2021 (the “Existing Credit Agreement”).”

Schneider National, Inc. incurred senior notes of $50 million with certain affiliates of PGIM, Inc. at 5.63% maturing will mature on August 30, 2028.

“On August 30, 2023, Schneider National Leasing, Inc. (the “Issuer”), a wholly-owned subsidiary of Schneider National, Inc. (“Schneider”), issued and sold to certain affiliates of PGIM, Inc. (“Prudential”) $50 million in aggregate principal amount of the Issuer’s 5.63% Series 2023A Senior Notes Due August 30, 2028 (the “Notes”).”

CARVANA CO. amended senior notes of Proposed Amendments to indentures governing 5.500% Senior Notes due 2027, 5.875% Senior Notes due 2028, 4.875% Senior No with holders of Existing Notes.

“On August 30, 2023, the Company entered into supplemental indentures to the applicable Indentures with respect to each series of Existing Notes (each a “Supplemental Indenture” and, collectively, the “Supplemental Indentures”) with U.S. Bank Trust Company, National Association (formerly U.S. Bank, National Association) (the “Trustee”) and the guarantors party thereto, to effect the Proposed Amendments.”

CARVANA CO. incurred senior notes of $980,815,000 of New 2028 Secured Notes, $1,471,430,000 of New 2030 Secured Notes, and $1,741,259,000 of New 2031 Secured with qualified institutional buyers and non-U.S. persons at New 2028 Secured Notes pay 12% PIK for first two payment dates, then 12% PIK or maturing New 2028 Secured Notes mature December 1, 2028; New 2030 Secured Notes mature June 1, 2030; New 2031 Secured Notes mature June 1, 2031.

“On September 1, 2023, the Company issued New 2028 Secured Notes in an aggregate principal amount of $980,815,000, New 2030 Secured Notes in an aggregate principal amount of $1,471,430,000 and New 2031 Secured Notes in an aggregate principal amount of $1,741,259,000 in exchange for the Company’s Exchangeable Notes validly tendered and accepted in connection with the Exchange Offers.”

Staffing 360 Solutions, Inc. amended credit facility of (not specified, amendment to existing revolving credit facility) with MidCap Funding IV Trust at applicable margin increased from 4.25% to 4.50% for revolving loans and from 3.7 maturing not specified.

“Amendment No. 28, among other things: (i) increases the applicable margin (a) from 4.25% to 4.50% with respect to revolving loans and other obligations (other than letter of credit liabilities) and (b) from 3.75% to 4.50% with respect to letter of credit liabilities, (ii) revises the definition of borrowing base to include the amount of any reserves and/or adjustments provided for in the Credit and Security Agreement, including, but not limited to, the Additional Reserve Amount (as defined in the in Amendment No. 28), (iii) requires that the Company complies with a fixed charge coverage ratio of at least 1:00 to 1:00, and (iv) waives the existing event of default that occurred under the Credit and Security Agreement due to the Credit Parties’ failure to maintain the Minimum Liquidity amount (as defined in the Credit and Security Agreement) for the fiscal month ending June 30, 2023”

Staffing 360 Solutions, Inc. incurred senior notes of $2,000,000 with Jackson Investment Group, LLC at 12% per annum, increasing to 16% per annum if not repaid at least 50% by October maturing October 14, 2024.

“simultaneously with the execution of the Amendment Agreement, the Company issued to Jackson a new 12% Senior Secured Promissory Note due October 14, 2024 (the “ Jackson Note ”) in the principal amount of $2,000,000, the proceeds of which will be used by the Company to repay certain indebtedness of the Company, among others.”

Chatham Lodging Trust incurred loan of $39.9 million with Barclays Capital Real Estate at 7.4 percent per annum maturing 10-year.

“On August 16, 2023, two 10-year loans aggregating $39.9 million were provided by Barclays Capital Real Estate and are secured by the Residence Inn and TownePlace Suites Austin Northwest / The Domain. The loans carry a fixed interest rate of 7.4 percent per annum”

Chatham Lodging Trust incurred loan of $9.0 million with Wells Fargo Bank at 7.332 percent maturing in 2033.

“and (2) a $9.0 million loan that is secured by the Courtyard Summerville, SC, respectively. Each loan carries an interest rate of 7.332 percent, is interest-only and matures in 2033.”

Chatham Lodging Trust incurred loan of $9.5 million with Wells Fargo Bank at 7.332 percent maturing in 2033.

“On August 31, 2023, another two (2) indirect, wholly owned subsidiaries of the Company closed on (1) a $9.5 million loan that is secured by the Residence Inn in Summerville, SC”

Chatham Lodging Trust incurred loan of $24.5 million with Wells Fargo Bank at 7.608 percent maturing in 2028.

“On August 30, 2023, an indirect, wholly owned subsidiary of Chatham Lodging Trust (the "Company") closed on a $24.5 million loan that is secured by the Courtyard Dallas (TX) Downtown hotel. The loan carries an interest rate of 7.608 percent, is interest-only and matures in 2028.”

Pacific Oak Strategic Opportunity REIT, Inc. incurred credit facility of approximately $188.0 million with Bank of America, N.A. at one-month Bloomberg Short-Term Bank Yield Index rate ("BSBY") plus 275 basis poi maturing September 1, 2026.

“Agent”), as administrative agent for other financial institutions (“Lenders”). The Secured Facility provides for a loan in the aggregate principal amount of approximately $188.0 million, secured by four properties owned by the Borrowers (the “Properties”, described below). The Borrowers are indirect wholly owned subsidiaries of Pacific Oak Strategic Opportunity”

INVO Fertility, Inc. incurred debt of $746,750 with a merchant.

“On August 31, 2023, INVO Bioscience, Inc. (the “Company”) entered into a Standard Merchant Cash Advance Agreement (the “Cash Advance Agreement”) with a merchant (the “Merchant”) under which the Merchant purchased $746,750 of our receivables for a gross purchase price of $515,000.”

NANOVIRICIDES, INC. incurred convertible notes of $1,500,000 with TheraCour Pharma, Inc. at twelve percent (12%) per annum maturing January 19, 2025.

“by TheraCour within 3 months from Regulatory Approval. Upon achieving this milestone, the Registrant was obligated to pay TheraCour a cash milestone payment in the amount of $1,500,000. In lieu of this cash payment, TheraCour agreed to accept a Convertible Promissory Note in the principal amount of $1,500,000 effective July 19, 2023 (the “Note”). The”

GLOBUS MEDICAL INC amended convertible notes of $450.0 million with Wilmington Trust, National Association at 0.375% per annum maturing March 15, 2025.

“2, 2020 (the “Base Indenture” and, together with that certain First Supplemental Indenture, the “Indenture”), by and between NuVasive and the Trustee, relating to NuVasive’s $450.0 million in aggregate principal amount of 0.375% Convertible Senior Notes due 2025 (the “Notes”). As a result of the Merger, and pursuant to the First Supplemental Indenture, the Notes”

GREENHILL & CO INC incurred loan with Mizuho Bank Ltd. at one-month SOFR plus a Term SOFR Adjustment plus 2.25% maturing April 12, 2024.

“On August 31, 2023, the Company entered into a secured promissory note with Mizuho Bank Ltd., a Japanese banking corporation (the “Promissory Note”) to repay in full the Existing Term Loan.”

TAPESTRY, INC. incurred term loan of a $350,000,000 term loan facility maturing five years after the term loans thereunder are borrowed with Bank of America, N.A. at (y) in the case of the Five-Year Term Loan Facility, 0.375% for base rate loans maturing five years after the term loans thereunder are borrowed.

“a $350,000,000 term loan facility maturing five years after the term loans thereunder are borrowed (the “Five-Year Term Loan Facility””

TAPESTRY, INC. incurred term loan of $1,050,000,000 unsecured term loan facility maturing three years after the term loans thereunder are borrowed with Bank of America, N.A. at (x) in the case of the Three-Year Term Loan Facility, 0.250% for base rate loans maturing three years after the term loans thereunder are borrowed.

“the Company entered into a definitive credit agreement (the “Term Loan Agreement”) whereby the Administrative Agent, the other agents party thereto, and a syndicate of banks and financial institutions have committed to lend to the Company, subject to the satisfaction or waiver of the conditions set forth in the Term Loan Agreement, a $1,050,000,000 unsecured term loan facility maturing three years after the term loans thereunder are borrowed (the “Three-Year Term Loan Facility”)”

TAPESTRY, INC. incurred revolving credit of $2,000,000,000 with Bank of America, N.A..

“Under the Amended Credit Agreement, a syndicate of financial institutions and other lenders provided increases to the aggregate commitments to the revolving facility under the Existing Credit Agreement from $1,250,000,000 to $2,000,000,000 (the “Revolving Facility”).”

BARNES GROUP INC incurred credit facility of $1,650.0 million with Bank of America, N.A. at Term SOFR (subject to a 0.00% floor) or ABR, in each case plus an applicable mar maturing five-year anniversary of the Closing Date.

“which provides for senior secured financing of $1,650.0 million, consisting of a term loan facility”

Everforth Inc incurred credit facility of $500 million term loan facility, which was fully funded at closing, and a $500 million revolving credit facility with Wells Fargo Bank, National Association, as administrative agent, and the lenders named therein at adjusted Term SOFR plus an applicable margin ranging from 2.00% to 3.00% per ann maturing The revolving credit facility matures on February 14, 2028 and the term loan facility matures on August 31, 2030.

“On August 31, 2023, ASGN Incorporated (the “Company”) entered into a Third Amended and Restated Credit Agreement (the “Credit Agreement”) with Wells Fargo Bank, National Association, as administrative agent, and the lenders named therein, which amended and restated the Company’s existing Second Amended and Restated Credit Agreement, dated as of June 5, 2015 (as amended, modified, supplemented and amended and restated prior to the effectiveness of the Credit Agreement, the “Prior Credit Agreement”). The Credit Agreement provides for a $500 million term loan facility, which was fully funded at closing, and a $500 million revolving credit facility. The revolving credit facility matures on February 14, 2028 and the term loan facility matures on August 31, 2030.”

DANAHER CORP /DE/ incurred revolving credit of $1.5 billion with Bank of America, N.A., as Administrative Agent, and a syndicate of lenders at Term SOFR plus a margin of between 79.5 and 130.0 basis points maturing August 31, 2028.

“On August 31, 2023 (the "Closing Date"), Veralto Corporation ("Veralto"), a wholly owned subsidiary of Danaher Corporation (the "Company"), as borrower, entered into a $1.5 billion unsecured five-year credit facility (the "Credit Facility") with Bank of America, N.A., as Administrative Agent, and a syndicate of lenders from time to time party thereto.”

Sable Offshore Corp. incurred loan of $495,000 with Flame Acquisition Sponsor LLC at do not bear interest maturing upon consummation of the Company’s initial business combination.

“a promissory note (the “Sable Expenses Note” and, together with the Flame Expenses Note, the “Notes”) in the principal amount of $495,000 to the Sponsor”

Sable Offshore Corp. incurred loan of $635,000 with Flame Acquisition Sponsor LLC at do not bear interest maturing upon consummation of the Company’s initial business combination.

“On August 30, 2023, Flame Acquisition Corp. (the “Company”) issued two unsecured promissory notes: (i) a promissory note (the “Flame Expenses Note”) in the principal amount of $635,000 to Flame Acquisition Sponsor LLC (the “Sponsor”)”

WeWork Inc. incurred senior notes of $189.6 million in aggregate principal amount of New Series II Notes and $122.9 million in aggregate principal amount of with SoftBank Vision Fund II-2 L.P. and a third party investor at 15.000% First Lien Senior Secured PIK Notes maturing due 2027.

“On August 25, 2023, WeWork Companies LLC, a Delaware limited liability company (the "Issuer") and wholly-owned subsidiary of WeWork Inc., a Delaware corporation (the "Company"), WW Co-Obligor Inc., a Delaware corporation and wholly-owned subsidiary of the Issuer (the "Co-Obligor" and, together with the Issuer, the "Issuers"), drew under their existing delayed draw notes commitments entered into in March and May 2023, as applicable, and, in connection therewith, entered into a supplemental indenture (the "Second Supplemental Indenture") to the Base Indenture (as defined below) with the guarantors party thereto (collectively, the "Guarantors") and U.S. Bank Trust Company, National Association, as trustee (the "Trustee"), pursuant to which the Issuers issued $189.6 million in aggregate principal amount of 15.000% First Lien Senior Secured PIK Notes due 2027, Series II (the "New Series II Notes"), and $122.9 million in aggregate principal amount of 15.000% First Lien Senior Secured PIK Not”

AgileThought, Inc. faced acceleration on credit facility of $93,640,057.55 with Blue Torch Finance LLC at Applicable Premium payable pursuant to Section 2.07(c) of the Financing Agreemen.

“under the Loan Documents to be “immediately due and payable” on and as of August 25, 2023. The Notice of Acceleration further noted that such Obligations are not less than $93,640,057.55 and that there are certain other amounts owing under the Financing Agreement, including accrued and unpaid interest, the Applicable Premium payable pursuant to Section 2.07(c) of”

Next Technology Holding Inc. incurred debt of 105,400 shares of common stock with two investors maturing 5-year warrants.

“On August 31, 2023, the Company closed its private offering of 105,400 shares of common stock to two investors, and 5-year warrants”

Focus Financial Partners Inc. incurred term loan of $500.0 million with Royal Bank of Canada, as term administrative agent, collateral agent and fronting bank, and Bank of America, N.A., as revolver administrative agent and letter of credit issuer at adjusted term SOFR rate plus 3.50% per annum maturing June 30, 2028.

“into a Material Definitive Agreement. The Mergers were funded in part with proceeds from a senior secured incremental B-6 term loan facility in an aggregate principal amount of $500.0 million (the “ Incremental Term Loan Credit Facility ”) On August 31, 2023, Focus LLC entered into Amendment No. 13 to its First Lien Credit Agreement dated as of July 3, 2017, by and”

AMERICAN BATTERY TECHNOLOGY Co incurred convertible notes of up to $51 million with an institutional investor at zero coupon maturing mature on September 1, 2025.

“the Company sold to the Buyers up to $51 million of a new series of senior secured convertible notes”

Legacy Education Alliance, Inc. incurred convertible notes of an aggregate of $130,000 with ABCImpact I, LLC at 10% per annum maturing the earlier of 12 months from the issue date and the date of a Liquidity Event (as defined in the Debentures).

“On August 30, 2023, Legacy Education Alliance, Inc. (the “Company”) borrowed an aggregate of $130,000 (collectively, the “Loan”) from ABCImpact I, LLC, a Delaware limited liability company (the “Lender”), evidenced by one or more 10% Convertible Debentures (the “Debentures”)”

Legacy Education Alliance, Inc. incurred convertible notes of $50,000 with an accredited investor at 8% per annum maturing twelve (12) months from the issue date.

“On August 14, 2023, Legacy Education Alliance, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with an accredited investor (the “Investor”), pursuant to which the Company issued to the Investor a Convertible Promissory Note having a principal amount of $50,000 (the “Note”)”

MSC INCOME FUND, INC. amended revolving credit of reduced from $325.0 million to $300.0 million with JPMorgan Chase Bank, National Association at three month Term SOFR plus 3.00% maturing February 3, 2028.

“On August 31, 2023, MSIF Funding LLC, a Delaware limited liability company (the "SPV"), a wholly owned subsidiary of MSC Income Fund, Inc., a Maryland corporation (the "Company"), entered into an amendment (the "Amendment") to its senior secured revolving credit facility (the "JPM SPV Facility") with JPMorgan Chase Bank, National Association to, among other changes, extend the revolving period under the JPM SPV Facility until February 3, 2027 and the final maturity date to February 3, 2028. The interest rate for outstanding borrowings under the JPM SPV Facility is unchanged at three month Term SOFR plus 3.00%. At the Company's request, the total commitments under the JPM SPV Facility were reduced from $325.0 million to $300.0 million to more closely match the Company's capital needs, while maintaining the accordion feature with the right to request an increase up to $450.0 million of total commitments on the same terms and conditions as existing commitments.”

TREX WIND-DOWN, INC. incurred loan of $3.0 million with LEO US Holding, Inc. at 12% per annum maturing November 17, 2023.

“On August 30, 2023, Timber, Timber Pharmaceuticals, LLC, BioPharmX, Inc. and Parent entered into a Secured Bridge Loan Agreement (the "Bridge Loan Agreement"), pursuant to which Parent has agreed to loan Timber an aggregate amount of $3.0 million (the "Bridge Loan").”

Acer Therapeutics Inc. incurred credit facility.

“The information set forth under “Bridge Loan Agreement and Security Agreement” in Item 1.01 above is incorporated in this Item 2.03 by reference.”

Prologis, Inc. amended revolving credit of JPY58.5 billion with Sumitomo Mitsui Banking Corporation at spread over TIBOR ... 34 basis points maturing August 25, 2027.

“to the Yen Revolver, the borrowers thereunder may obtain loans and/or procure the issuance of letters of credit on a revolving basis in an aggregate amount not exceeding JPY58.5 billion. The Operating Partnership may increase the availability under the Yen Revolver to an amount not exceeding JPY75.0 billion by adding additional lenders to the facility or”

CREDIT ACCEPTANCE CORP incurred senior notes of $400.0 million with Computershare Trust Company, N.A. at 6.39% / 7.09% / 7.62%.

“On August 24, 2023, Credit Acceptance Corporation (the “Company”, “Credit Acceptance”, “we”, “our”, or “us”) entered into a $400.0 million asset-backed non-recourse secured financing (the "Financing").”

J.P. Morgan Real Estate Income Trust, Inc. amended credit facility of up to $8,000,000 with U.S. Bank National Association at 2.45% maturing August 29, 2024.

“On August 25, 2023, the Credit Agreement was amended to (i) extend the maturity date to August 29, 2024, (ii) decrease the aggregate commitments from up to $65,000,000 to up to $8,000,000 and (iii) increase the applicable margin to 2.45%.”

SeaStar Medical Holding Corp amended convertible notes.

“the Company entered into a side letter with the Purchaser (the “Letter Agreement"), pursuant to which the Company agrees to adjust the conversion price of all Notes issued under the SPA”

SeaStar Medical Holding Corp incurred convertible notes of $543,478.26.

“On August 30, 2023, the Company closed the second tranche by issuing a Note with an initial conversion price equal to the lowest of (i) $0.20, (ii) the closing sale price of Common Stock on the trading day immediately preceding the date of conversion of the Note, and (iii) the average closing sale price of the Common Stock for the five (5) consecutive trading days immediately preceding the conversion date of the Note, in a principal amount of $543,478.26”