secwatch / observer
8-K filed August 31, 2023, 7:59 PM ET ticker ABAT CIK 0001576873
debt confidence high sentiment positive materiality 0.70

AMERICAN BATTERY TECHNOLOGY Co (ABAT): debt financing — ABTC secures up to $50M convertible note; terminates prior credit agreements

AMERICAN BATTERY TECHNOLOGY Co

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.95

AMERICAN BATTERY TECHNOLOGY Co incurred convertible notes of up to $51 million with an institutional investor at zero coupon maturing mature on September 1, 2025.

Instrument
convertible notes
Principal
up to $51 million
Counterparty
an institutional investor
Rate
zero coupon
Maturity
mature on September 1, 2025
Event
incurrence
Exact text from the filing
the Company sold to the Buyers up to $51 million of a new series of senior secured convertible notes
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

AMERICAN BATTERY TECHNOLOGY Co terminated Credit Agreement with Mercuria Investments US, Inc. (effective 2023-08-30).

Action
termination
Agreement
credit facility
Counterparty
Mercuria Investments US, Inc.
Effective
2023-08-30
Exact text from the filing
On August 30, 2023, the Company caused the repayment in full of all indebtedness, liabilities and other obligations under, and terminated, the Credit Agreement, dated as of May 17, 2023 (the “Credit Agreement”), by and among the Company, as Borrower, the Several Lenders from time to time parties thereto and Mercuria Investments US, Inc., as Agent.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

AMERICAN BATTERY TECHNOLOGY Co terminated a lease with Bow River Capital RE III LLC (effective 2023-08-25).

Action
termination
Agreement
lease
Counterparty
Bow River Capital RE III LLC
Effective
2023-08-25
Exact text from the filing
On August 25, 2023, the Company and Bow River Capital RE III LLC (“Bow River”) terminated the previously-announced contingent sales-leaseback arrangement, pursuant to which the Company would have sold certain real property to Bow River, while leasing the same property from Bow River and retaining an option to repurchase the property.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

AMERICAN BATTERY TECHNOLOGY Co entered into Securities Purchase Agreement with an institutional investor valued at up to $51 million (effective 2023-08-29).

Action
entry
Agreement
equity purchase
Counterparty
an institutional investor
Value
up to $51 million
Effective
2023-08-29
Exact text from the filing
On August 29, 2023, American Battery Technology Company (the “Company”) and an institutional investor (collectively, the “Buyers”) entered into a Securities Purchase Agreement (the “Purchase Agreement”), pursuant to which the Company sold to the Buyers up to $51 million of a new series of senior secured convertible notes (the “Notes”).
View on SEC.gov

85 debt financings filed in the last 30 days. Browse all debt financings →

AMERICAN BATTERY TECHNOLOGY Co filing history →

Source: SEC EDGAR
accession 0001493152-23-030708
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