Governance Changes

PACIFIC PREMIER BANCORP INC: Pacific Premier's Second Amended and Restated Certificate of Incorporation ceased to be in effect, replaced by Merger Sub's Certificate of Incorporation as the Surviving Corporation, and ultimately Columbia's Restated Articles of Incorporation became operative (effective 2025-09-02).

“Pursuant to the terms of the Merger Agreement, as of the Effective Time, the Second Amended and Restated Certificate of Incorporation, as amended, of Pacific Premier and the Amended and Restated Bylaws of Pacific Premier ceased to be in effect by operation of law and the Certificate of Incorporation of Merger Sub, as then in effect, became the Certificate of Incorporation of the Surviving Corporation, and the Bylaws of Merger Sub, as then in effect, became the Bylaws of the Surviving Corporation.”

BROOKLINE BANCORP INC: Amended and Restated Bylaws ceased to be in effect upon closing of the Transaction.

“the Amended and Restated Bylaws of Brookline ceased to be in effect.”

BROOKLINE BANCORP INC: Certificate of Incorporation ceased to be in effect upon closing of the Transaction.

“Effective upon the closing of the Transaction, the Certificate of Incorporation”

Beacon Financial Corp: Amended bylaws to set board composition with 16 directors, designate chairman and CEO for two-year terms, specify executive officers, require two-thirds vote to remove certain officers or approve a merger, clarify stockholder meeting and advance notice provisions.

“Pursuant to the Merger Agreement, the amendment to the Amended and Restated Bylaws (the "Bylaws Amendment") effect the following corporate governance arrangements: · Composition of the Board of Directors . The boards of directors of the Beacon Financial and Beacon Bank each are comprised of 16 directors, with eight directors designated by each of Berkshire (which will include David M. Brunelle) and Brookline (which will include Paul A. Perrault).”

Beacon Financial Corp: Amended certificate of incorporation to change company name to 'Beacon Financial Corporation' and increase authorized capital stock.

“As of the closing of the Holdco Merger, pursuant to the Merger Agreement, the filing of the Certificate of Merger effected several amendments to the Certificate of Incorporation of the Company, including changing the name of the Company to "Beacon Financial Corporation" and increasing the number of shares of authorized capital stock of the Company.”

ADAMAS TRUST, INC.: Board adopted Fourth Amended and Restated Bylaws to reflect the name change effective September 3, 2025 (effective 2025-09-03).

“the Board of Directors (the “Board”) of the Company approved and adopted the Company’s Fourth Amended and Restated Bylaws (the “Fourth Amended and Restated Bylaws”), to be effective as of 12:01 a.m., Eastern Time, on September 3, 2025, to reflect the change of the Company’s name.”

ADAMAS TRUST, INC.: Company changed its name from New York Mortgage Trust, Inc. to Adamas Trust, Inc. via Articles of Amendment, effective September 3, 2025 (effective 2025-09-03).

“On August 29, 2025, New York Mortgage Trust, Inc. (the “Company”) filed Articles of Amendment to the Company’s charter (the “Amendment”) with the Maryland State Department of Assessments and Taxation to change the Company’s name, effective as of 12:01 a.m., Eastern Time, on September 3, 2025, from “New York Mortgage Trust, Inc.” to “Adamas Trust, Inc.””

Q/C TECHNOLOGIES, INC.: Filed Certificate of Amendment to Certificate of Incorporation to effect a 1-for-100 reverse stock split of Common Stock (effective 2025-08-29).

“On August 29, 2025, the Company filed a Certificate of Amendment (the “Certificate of Amendment”) to the Certificate of Incorporation of the Company (the “Certificate of Incorporation”) with the Secretary of State of Delaware to effect a 1-for-100 reverse stock split of the shares of the Company’s Common Stock either issued and outstanding or held by the Company as treasury stock, effective as of 4:05 p.m. (New York time) on August 29, 2025 (the “Reverse Stock Split”).”

EPAM Systems, Inc.: Amended and restated bylaws to increase maximum number of directors from ten to 11 and make modernizing/clarifying changes (effective 2025-09-01).

“On August 27, 2025, the Board approved amended and restated bylaws of the Company, effective September 1, 2025. The amendment and restatement changes Section 3.02 to increase the maximum number of directors on the Board from ten to 11 and also includes certain modernizing and clarifying changes.”

MSP Recovery, Inc.: Amended Second Amended and Restated Certificate of Incorporation to effect a 1-for-7 reverse stock split of Class A and Class V common stock (effective 2025-09-01).

“Effective at 11:59 P.M. on September 1 , 2025 (the “Reverse Split Effective Time”), MSP Recovery, Inc. (the “Company,” “we,” “us,” or “our”) amended our Second Amended and Restated Certificate of Incorporation in the State of Delaware (the “Amendment”), which provides that every seven (7) shares of our issued and outstanding Class A Common Stock and Class V Common Stock (together with the Class-B Units) will automatically be combined into one issued and outstanding share of Class A Common Stock and Class V Common Stock (together with the Class-B Units), respectively, without any change in the par value per share (the “Reverse Stock Split”).”

Lucid Group, Inc.: Amendment to Certificate of Incorporation to effect a 1-for-10 reverse stock split and reduction of authorized shares from 15 billion to 1.5 billion (effective 2025-08-29).

“On August 29, 2025, Lucid Group, Inc. (“ Lucid ” or the “ Company ”) filed an amendment (the “ Amendment ”) to its Third Amended and Restated Certificate of Incorporation (the “ Charter ”) with the Secretary of State of the State of Delaware to effect a reverse stock split (the “ Reverse Stock Split ”) at a ratio of one-for-ten (1:10) (the “ Exchange Ratio ”) of the Company’s common stock, par value $0.0001 (the “ Common Stock ”), and a corresponding reduction of the Company’s authorized shares of Common Stock (the “ Authorized Share Reduction ”).”

Nauticus Robotics, Inc.: A certificate of amendment to the Second Amended and Restated Certificate of Incorporation was filed to effect a 1-for-9 reverse stock split of common stock, effective September 5, 2025, to meet Nasdaq bid price requirements (effective 2025-09-05).

“On September 2, 2025, Nauticus Robotics, Inc. (the "Company") filed a certificate of amendment to its Second Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the "Certificate of Amendment") to effect a 1-for-9 reverse stock split of the shares of the Company's common stock, par value $0.0001 per share on September 5, 2025.”

Bridge Investment Group Holdings Inc.: The bylaws were amended and restated in their entirety to read as the bylaws of Merger Sub Inc (effective 2025-09-02).

“At the Effective Time, (A) the certificate of incorporation of the Company in effect immediately prior to the Effective Time was amended and restated in its entirety pursuant to the Corporate Merger to read as set forth in the form of Exhibit C to the Merger Agreement, and as so amended and restated shall be the certificate of incorporation of the Surviving Corporation (“ Certificate of Incorporation ”), and (B) the bylaws of the Company were amended and restated in their entirety (the “ Bylaws ”) to read as the bylaws of Merger Sub Inc. immediately prior to the Effective Time.”

Bridge Investment Group Holdings Inc.: The certificate of incorporation was amended and restated in its entirety pursuant to the Corporate Merger (effective 2025-09-02).

“At the Effective Time, (A) the certificate of incorporation of the Company in effect immediately prior to the Effective Time was amended and restated in its entirety pursuant to the Corporate Merger to read as set forth in the form of Exhibit C to the Merger Agreement, and as so amended and restated shall be the certificate of incorporation of the Surviving Corporation (“ Certificate of Incorporation ”), and (B) the bylaws of the Company were amended and restated in their entirety (the “ Bylaws ”) to read as the bylaws of Merger Sub Inc. immediately prior to the Effective Time.”

Vestand Inc.: Changed corporate name from Yoshiharu Global Co. to Vestand Inc. via Certificate of Amendment to Amended and Restated Articles of Incorporation (effective 2025-08-28).

“Yoshiharu Global Co. (the “Company”) has changed its corporate name to Vestand Inc. effective August 28, 2025. The change will take place with Nasdaq on September 3, 2025. The Company changed its corporate name by filing a Certificate of Amendment to its Amended and Restated Articles of Incorporation with the Delaware Secretary of State on August 27, 2025.”

Tron Inc.: Increased authorized shares of common stock from 100,000,000 to 1,000,000,000 (effective 2025-08-29).

“On August 29, 2025, the Company, pursuant to a previously disclosed shareholder approval, filed a Certificate of Amendment to the Articles of Incorporation of the Company, as amended (the “ Charter Amendment ”) with the Secretary of State of the State of Nevada to increase the authorized shares of Common Stock from one hundred million (100,000,000) shares to one billion (1,000,000,000) shares.”

M3-Brigade Acquisition VI Corp.: Amended and restated memorandum and articles of association filed effective August 26, 2025 in connection with IPO (effective 2025-08-26).

“On August 26, 2025, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “ Amended and Restated Memorandum and Articles of Association ”) with the Cayman Islands Registrar of Companies, which was effective on August 26, 2025.”

OLD POINT FINANCIAL CORP: Articles of Incorporation and Bylaws ceased to be in effect due to merger.

“the Articles of Incorporation and the Bylaws of Old Point ceased to be in effect by operation of law.”

UNIVERSAL SAFETY PRODUCTS, INC.: Amended Bylaws to allow stockholder meetings to be held anywhere within or outside Maryland, or by remote communication (effective 2025-08-28).

“to amend Article I, Sections 1 and 2(a) of the Bylaws to allow annual and special meetings of the stockholders of the Company to be held at any place within or outside the State of Maryland, as well as by means of remote communication as authorized by the Maryland General Corporation Law.”

Celsius Holdings, Inc.: Filed Certificate of Amendment to Series A Preferred Stock Certificate of Designation to align certain terms with the Series B Certificate, including definition and redemption/conversion dates.

“The Certificate of Amendment amends the Series A Certificate solely to align certain terms contained therein to those contained in the Series B Certificate, including updating the definition of “Distribution Agreement” to refer to the A&R U.S. Distribution Agreement, and amending certain dates related to redemption and conversion to match those included in the Series B Certificate.”

Celsius Holdings, Inc.: Filed Series B Certificate of Designation designating 390,000 shares of Series B Preferred Stock with specific dividend, liquidation, conversion, and redemption terms.

“The Series B Certificate designates and authorizes the issuance of up to 390,000 shares of Series B Preferred Stock, all of which were issued and sold to PepsiCo under the Series B Purchase Agreement and are initially convertible at the rate of 28.99 shares of the Company’s Common Stock for each share of Series B Preferred Stock.”

TON Strategy Co: Amendment to Amended and Restated Bylaws solely to reflect the name change, effective upon effectiveness of Certificate of Amendment (effective 2025-09-02).

“the Board also approved an amendment of the Company’s Amended and Restated Bylaws (as amended, the “Bylaws”), effective upon the effectiveness of the Certificate of Amendment, solely to reflect the Name Change.”

TON Strategy Co: Amendment to Articles of Incorporation to change company name from Verb Technology Company, Inc. to TON Strategy Company (effective 2025-09-02).

“On August 27, 2025, Verb Technology Company, Inc. (the “Company”) filed a Certificate of Amendment to the Company’s Articles of Incorporation, as amended (the “Certificate of Amendment”), with the Secretary of the State of Nevada to effect a change of the Company’s name from “Verb Technology Company, Inc.” to “TON Strategy Company” (the “Name Change”). The Certificate of Amendment will become effective as of 9:00 a.m. Eastern Daylight Time on September 2, 2025.”

Avalon GloboCare Corp.: Amended beneficial ownership limitation in Series C Preferred Stock certificate of designations from 19.99% to 4.99% (effective 2025-05-29).

“On May 29, 2025, the Company filed a certificate of amendment to the Series C Certificate of Designations (the "Certificate of Amendment"), pursuant to which the beneficial ownership limitation of 19.99% was amended to 4.99%.”

Virgin Galactic Holdings, Inc: Approved and adopted amendments to the Amended and Restated By-Laws, including changes to voting standard, universal proxy rules, procedural mechanics for stockholder nominations, proxy card color, exclusive forum, and other modernizing, clarifying, conforming, and additional changes (effective 2025-08-28).

“On and effective August 28, 2025, the Board of Directors (the “Board”) of Virgin Galactic Holdings, Inc. (the “Company”) approved and adopted amendments to the Amended and Restated By-Laws of the Company (as amended, the “Amended and Restated By-Laws”).”

NOCERA, INC.: Filed Certificate of Designation for Series B Convertible Non-Voting Preferred Stock, establishing rights, preferences, and limitations (effective 2025-08-28).

“On August 28, 2025, the Board of Directors approved and the Company filed a Certificate of Designation of Preferences, Rights and Limitations of the Series B Convertible Non-Voting Preferred Stock (the “Certificate of Designation”) with the Secretary of State of the State of Nevada, designating up to 1,000,000 shares of Series B Convertible Non-Voting Preferred Stock and establishing the rights, preferences, privileges and limitations of such Series B Preferred Stock.”

Strata Critical Medical, Inc.: Adopted amended bylaws reflecting name change and other governance revisions (effective 2025-08-28).

“Additionally, on August 28, 2025, the Board approved an amendment to the Company’s Amended and Restated Bylaws (as so amended and restated, the “Amended Bylaws”).”

Strata Critical Medical, Inc.: Amended charter to change company name to Strata Critical Medical, Inc (effective 2025-08-28).

“On August 28, 2025, Board approved an amendment to the Company’s Second Amended Restated Certificate of Incorporation, as amended (the “Charter”), to change the Company’s name to Strata Critical Medical, Inc.”

iTeos Therapeutics, Inc.: Bylaws amended and restated in their entirety.

“the Company's certificate of incorporation and bylaws were amended and restated in their entirety”

iTeos Therapeutics, Inc.: Certificate of incorporation amended and restated in its entirety.

“the Company's certificate of incorporation and bylaws were amended and restated in their entirety”

FiscalNote Holdings, Inc.: Certificate of Amendment to effect a 1-for-12 reverse stock split of Common Stock (effective 2025-08-29).

“at 1-for-12 and, to implement such Reverse Stock Split, approved and authorized the filing of a Certificate of Amendment to the Company’s Certificate of Incorporation”

TEGNA INC: Amended By-laws to replace mandatory retirement at 73 with a resignation-offer process at 75 for both Non-Executive Directors and CEO directors (effective 2025-08-26).

“On August 26, 2025, the Board of Directors (the “Board of Directors”) of TEGNA Inc. (the “Company”) approved amendments to certain provisions of the Company’s By-laws, effective immediately.”

AI Financial Corp: Lowered quorum requirement from majority to 33 1/3% of shares outstanding and entitled to vote (effective 2025-08-27).

“the amendment lowers the quorum requirement contained in Section 2.4 of the Bylaws to provide that holders of thirty-three and one-third percent of the shares outstanding and entitled to vote at a meeting of stockholders, represented either in person or by proxy, shall constitute a quorum for the transaction of business”

MGT CAPITAL INVESTMENTS, INC.: Increased authorized shares of common stock from 2.5 billion to 10 billion (effective 2025-08-27).

“On August 27, 2025, MGT Capital Investments, Inc. (the “Company”) filed a Certificate of Amendment to its Certificate of Incorporation with the Secretary of State of the State of Delaware to increase the number of authorized shares of common stock from 2,500,000,000 to 10,000,000,000 shares.”

YUM BRANDS INC: Amended and restated bylaws to address Rule 14a-19 shareholder notice requirements, eliminate Vice Chair position, clarify Chair role, and add Chief Legal Officer role (effective 2025-08-22).

“On August 22, 2025, the Board of Directors of the Company amended and restated the Company’s Amended and Restated Bylaws (the “Amended Bylaws”).”

NOVAGOLD RESOURCES INC: Amended the Code of Business Conduct and Ethics relating to competition and fair dealing and reiterating the prohibition of certain securities transactions (effective 2025-08-27).

“Effective August 27, 2025, the Board of Directors of NOVAGOLD RESOURCES INC. (the “Company”) approved the adoption of amendments to the code of ethics for the Company, known as the NOVAGOLD RESOURCES INC. Code of Business Conduct and Ethics (the “Code”) relating to competition and fair dealing, and reiterates the prohibition of certain types of transactions of the Company’s securities.”

GENCO SHIPPING & TRADING LTD: Fifth Amendment to Amended and Restated By-laws gives Lead Independent Director power to call special Board meetings (effective 2025-08-26).

“the Board adopted a Fifth Amendment to the Amended and Restated By-laws of the Company. The amendment provides that the Lead Independent Director has the power to call a special meeting of the Board.”

Walgreens Boots Alliance, Inc.: Bylaws amended and restated upon merger consummation (effective 2025-08-28).

“Effective upon consummation of the Merger, the bylaws of the Company, as in effect immediately prior to the Merger, were amended and restated to be in the form of the bylaws attached as Exhibit 3.2 hereto, which is incorporated herein by reference.”

Walgreens Boots Alliance, Inc.: Certificate of incorporation amended and restated upon merger consummation (effective 2025-08-28).

“Effective upon consummation of the Merger, the certificate of incorporation of the Company, as in effect immediately prior to the Merger, was amended and restated to be in the form of the certificate of incorporation attached as Exhibit 3.1 hereto, which is incorporated herein by reference.”

Cycurion, Inc.: Amended and restated bylaws to conform to certificate of incorporation and DGCL regarding election of directors (effective 2025-08-28).

“On August 28, 2025, the Board of Directors of Cycurion, Inc. (the “Company”) amended and restated the Company’s Amended and Restated Bylaws (the “Second Amended and Restated Bylaws”), effective immediately, to conform them to the provisions in the Company’s Second Amended and Restated Certificate of Incorporation and certain provisions of the Delaware General Corporation Law with respect to the election of directors.”

CSLM Digital Asset Acquisition Corp III, Ltd: Adoption of amended and restated memorandum and articles of association (effective 2025-08-26).

“Effective August 26, 2025, and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”

Crisp Momentum Inc.: Changed corporate name from OpenLocker Holdings, Inc. to Crisp Momentum Inc (effective 2025-08-28).

“On August 26, 2025, the Company filed with the Delaware Secretary of State a certificate of amendment to certificate of incorporation (the "Amendment") in order to change its corporate name to Crisp Momentum Inc.”

GRAFTECH INTERNATIONAL LTD: Reverse stock split at 1-for-10 ratio and corresponding reduction in authorized shares of common and preferred stock, effective August 29, 2025 (effective 2025-08-29).

“the Board approved the filing of a Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company (the "Certificate of Amendment") to effect a reverse stock split at a ratio of 1-for-10 (the "Reverse Stock Split") and a reduction in the number of authorized shares of Common Stock and Preferred Stock by a corresponding proportion (the "Authorized Share Reduction").”

LOGITECH INTERNATIONAL S.A.: Logitech International S.A. amended its Articles of Incorporation to reduce share capital from CHF 42,248,535.50 to CHF 40,196,115 and corresponding reduction of registered shares to 160,784,460 shares with a nominal value of CHF 0.25 each, and updated the capital band in Article 27 (effective 2025-08-26).

“Logitech International S.A. (the “Company”) amended Article 3 of its Articles of Incorporation to reflect a reduction in the share capital of the Company from CHF 42,248,535.50 to CHF 40,196,115, and a corresponding reduction of the registered shares reflecting a new total of 160,784,460 registered shares with a nominal value of CHF 0.25 each. As a result of changes in Article 3, the Company also amended Article 27 to update the Swiss “capital band” information. The reduction in the share capital reflects the cancellation of shares repurchased on the SIX Swiss Exchange for cancellation purposes as part of the Company’s share buyback program. The amended Articles of Incorporation became effective upon publication in the Swiss Official Gazette of Commerce (SOGC) on August 26, 2025.”

Moleculin Biotech, Inc.: Stockholders approved a Certificate of Amendment to increase authorized common stock from 100,000,000 to 500,000,000 shares, effective upon filing with the Delaware Secretary of State on August 21, 2025 (effective 2025-08-21).

“As previously disclosed, at the Moleculin Biotech, Inc. (the “Company”) annual meeting of stockholders held on August 18, 2025, the Company’s stockholders approved, among other matters, a proposal to approve a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Certificate Amendment”) which would amend the Company’s existing certificate of incorporation, as amended, to increase the number of authorized shares of the Company’s common stock from 100,000,000 shares to 500,000,000 shares.”

RYTHM, Inc.: Company amended and restated its bylaws to reflect the name change to RYTHM, Inc (effective 2025-09-02).

“The Board also approved an amendment and restatement of the Company’s bylaws, (the “Third Amended and Restated Bylaws”), which will become effective on September 2, 2025, to reflect the Name Change.”

RYTHM, Inc.: Company changed its name from Agrify Corporation to RYTHM, Inc. by filing a Certificate of Amendment to the Articles of Incorporation (effective 2025-09-02).

“On August 27, 2025, following the closing under the Purchase Agreement, the Company filed a Certificate of Amendment to the Articles of Incorporation of the Company, as amended (the “Charter Amendment”) with the Secretary of State of the State of Nevada, to effect a change of the Company’s name from “Agrify Corporation” to “RYTHM, Inc.” (the “Name Change”), effective as of 12:01 a.m. ET on September 2, 2025.”

Zapata Quantum, Inc.: Company changed its name to Zapata Quantum, Inc. via a Certificate of Amendment to its Certificate of Incorporation (effective 2025-08-21).

“On August 21, 2025, Zapata Computing Holdings, Inc. (the “Company”) filed a Certificate of Amendment to its Certificate of Incorporation with the Delaware Secretary of State to change the Company’s name to “Zapata Quantum, Inc.””

21Shares Ethereum ETF: Changed the Trust's name from '21Shares Core Ethereum ETF' to '21Shares Ethereum ETF' via amendment to its Certificate of Trust (effective 2025-08-27).

“On August 27, 2025, 21Shares Ethereum ETF (the “Trust”)’s sponsor, 21Shares US LLC (the “Sponsor”), caused a Certificate of Amendment to the Trust’s Certificate of Trust to be filed with the Secretary of State of the State of Delaware in order to change the name of the Trust from “21Shares Core Ethereum ETF” to “21Shares Ethereum ETF”.”

BELDEN INC.: Adopted new Code of Conduct effective August 21, 2025 (effective 2025-08-21).

“Effective August 21, 2025, the Board of Directors of Belden Inc. approved the adoption of a new code of ethics for the Company, known as the Belden Code of Conduct”