Governance Changes

ARRAY DIGITAL INFRASTRUCTURE, INC.: Certificate of Amendment No. 1 changed the company name from 'United States Cellular Corporation' to 'Array Digital Infrastructure, Inc.' (effective 2025-08-01).

“On August 1, 2025, Array filed with the Secretary of State of the State of Delaware a Certificate of Amendment No. 1 to the Restated Certificate of Incorporation of United States Cellular Corporation (the “Charter Amendment”) to change the name of Array from “United States Cellular Corporation” to “Array Digital Infrastructure, Inc.”, which became effective upon filing (the “Name Change”).”

GILEAD SCIENCES, INC.: Amended and restated bylaws to revise procedural and disclosure requirements for director nominations and stockholder proposals, reserve white proxy card, update provisions regarding adjournment and stockholder list under DGCL, clarify majority vote provisions, and add emergency condition provisions (effective 2025-07-30).

“On July 30, 2025 , the Board of Directors (the “Board”) of Gilead Sciences, Inc. (the “Company”) approved an amendment and restatement of the Company’s bylaws (the “Amended and Restated Bylaws”), effective as of such date, in order to: • revise the procedural and disclosure requirements for the nomination of directors and the submission of proposals for consideration at meetings of the stockholders under the advance notice provisions (other than proposals to be included in the Company’s proxy statement pursuant to Rule 14a-8 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), including, without limitation, by: ◦ clarifying and enhancing the background information and disclosures required by or regarding proposing stockholders, proposed nominees and business, and other control persons or persons known to be acting in concert with a proposing stockholder, including with respect to certain plans or proposals of and any planned solicitation by such persons; ◦ clari”

USBC, Inc.: Articles of Incorporation amended to increase authorized Common Stock from 7,500,000 to 750,000,000 shares (effective 2025-07-31).

“At the Special Meeting, the stockholders of the Company approved an amendment to the Company’s Articles of Incorporation to increase the Company’s authorized shares of Common Stock from 7,500,000 shares of Common Stock to 750,000,000 shares of Common Stock (the “Articles of Incorporation Amendment”). The Certificate of Amendment to the Articles of Incorporation Amendment was filed with the Nevada Secretary of State on July 31, 2025, and became effective on that date.”

Fabric.AI, Inc.: Information relevant to Item 5.03 is incorporated by reference solely from Item 1.01 and does not describe the substantive change.

“The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated into this Item 5.03 by reference.”

ADIAL PHARMACEUTICALS, INC.: Amendment to Certificate of Incorporation to increase authorized shares of Common Stock from 50,000,000 to 100,000,000 (effective 2025-08-01).

“On August 1, 2025, the Company’s stockholders approved a proposal at the Annual Meeting to amend the Company’s Certificate of Incorporation, as amended (the “Certificate of Incorporation”), at the discretion of our Board, to increase to the authorized number of shares of the Company’s Common Stock, from 50,000,000 to 100,000,000 (the “Authorized Increase”). Following such approval and the approval of the Board at a meeting of the Board held on August 1, 2025, the Company filed an amendment to the Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Authorized Increase, with an effective time of 4:00 p.m. Eastern Time on August 1, 2025.”

MacKenzie Realty Capital, Inc.: Filed two amendments to the charter effecting a one-for-ten reverse stock split and par value decrease, effective August 4, 2025 (effective 2025-08-04).

“i. a one-for-ten Reverse Stock Split of the Common Stock, to be effective at 5:00 p.m. Eastern Time (the “Effective Time”) on August 4, 2025”

WARRIOR MET COAL, INC.: Clarified the time period for stockholder's notice of business or Proxy Access Notice when annual meeting date varies more than 30 days earlier or more than 60 days later than the prior year's anniversary (effective 2025-07-28).

“On July 28, 2025, the Board of Directors (the “Board”) of the Company approved and adopted an amendment to the Second Amended and Restated Bylaws of the Company (as amended, the “Bylaws”), effective on such date.”

Edible Garden AG Inc: Amended and restated certificate of designation for Series B Preferred Stock to modify voting rights to comply with Nasdaq listing standards (effective 2025-07-29).

“As previously disclosed, on May 14, 2025, Edible Garden AG Incorporated (the “Company”) issued shares of its Series B Preferred Stock to Streeterville Capital, LLC (“Streeterville”) as part of a transaction in which the Company acquired certain sustainable aquaculture assets located in Fort Dodge, Iowa and Streeterville invested additional capital into the Company. The terms of the Series B Preferred Stock were established under a certificate of designation accepted for filing by the Secretary of State of the State of Delaware on May 14, 2025 (the “Original Certificate”). As previously disclosed, shares of Series B Preferred Stock were entitled to cast a number of votes equal to 9.99% of the Company’s outstanding common stock, calculated on a fully diluted basis, with all other classes and series voting with the common stock, at any meeting of stockholders (the “Voting Rights”), as long as the Company confirmed with the staff of The Nasdaq Stock Market LLC (“Nasdaq”) that such Voting R”

SkinHealth Systems Inc.: Corrected a scrivener's error in the Amended Certificate to allow removal of directors with or without cause, instead of only for cause (effective 2025-07-31).

“On July 31, 2025, The Beauty Health Company (the "Company") filed a Certificate of Correction (the "Certificate of Correction") to its Second Amended and Restated Certificate of Incorporation”

BlackRock Private Credit Fund: Amended quorum requirement for Board meetings from one-third to one-half of Trustees (effective 2025-07-31).

“The Amendments change the quorum requirements for meetings of the Board of Trustees from one-third, but at least two, of the Trustees, to one-half, but at least two, of the Trustees.”

Endo LP: Company converted to limited partnership governed by new certificate of limited partnership and limited partnership agreement (effective 2025-08-01).

“Following the Merger, on August 1, 2025, the Company effectuated the Conversion, and is governed by the terms of a certificate of limited partnership and limited partnership agreement, which are attached as Exhibits 3.2 and 3.3 to this Current Report on Form 8-K and incorporated by reference into this Item 5.03.”

Endo LP: Amended and restated bylaws at Effective Time of merger.

“at the Effective Time, the certificate of incorporation of the Company and the bylaws of the Company were amended and restated and, respectively, as so amended and restated, became the certificate of incorporation and bylaws of the Company until further changed or amended as provided therein or by applicable law.”

Endo LP: Amended and restated certificate of incorporation at Effective Time of merger.

“at the Effective Time, the certificate of incorporation of the Company and the bylaws of the Company were amended and restated and, respectively, as so amended and restated, became the certificate of incorporation and bylaws of the Company until further changed or amended as provided therein or by applicable law.”

Uniti Group Inc.: Adopted the Working with Integrity guidelines as the Code of Ethics.

“At the Effective Time, the New Uniti Board adopted the Working with Integrity guidelines (the “Code of Ethics”).”

Uniti Group Inc.: Adopted Second Amended and Restated Bylaws (effective 2025-08-01).

“On August 1, 2025, following the consummation of the Merger, Uniti converted its corporate form from a Delaware corporation to a Delaware limited liability company named “Uniti Group LLC,” and New Uniti immediately thereafter assumed the name “Uniti Group Inc.” and further amended and restated its certificate of incorporation and bylaws, which such Second Amended and Restated Certificate of Incorporation and Bylaws are attached as Exhibit 3.1 and 3.2, respectively, to this Current Report on Form 8-K and are incorporated by reference into this Item 5.03.”

Uniti Group Inc.: Converted corporate form from Delaware corporation to Delaware limited liability company and adopted Second Amended and Restated Certificate of Incorporation (effective 2025-08-01).

“On August 1, 2025, following the consummation of the Merger, Uniti converted its corporate form from a Delaware corporation to a Delaware limited liability company named “Uniti Group LLC,” and New Uniti immediately thereafter assumed the name “Uniti Group Inc.” and further amended and restated its certificate of incorporation and bylaws, which such Second Amended and Restated Certificate of Incorporation and Bylaws are attached as Exhibit 3.1 and 3.2, respectively, to this Current Report on Form 8-K and are incorporated by reference into this Item 5.03.”

STEELE BANCORP INC: Mifflinburg amended its articles of incorporation to change its name to Steele Bancorp, Inc (effective 2025-08-01).

“Mifflinburg amended its articles of incorporation to change its name to "Steele Bancorp, Inc."”

TRUIST FINANCIAL CORP: Amended Bylaws to revise procedural and disclosure requirements for shareholder proposals and director nominations, including age limit for director nominations, committee flexibility, and other clarifications (effective 2025-07-29).

“On July 29, 2025, the Board of Directors of Truist Financial Corporation (“Truist”) approved and adopted, effective as of such date, amendments to Truist’s Amended and Restated Bylaws (as so amended, the “Bylaws”).”

Strategy Inc: Increased authorized shares of STRC Stock to 70,435,353 shares via Certificate of Increase (effective 2025-07-31).

“On July 31, 2025, the Company filed a Certificate of Increase of STRC Stock (the “Certificate of Increase”) to certify the authorization to increase the number of authorized shares of its STRC Stock to 70,435,353 shares.”

SUI Group Holdings Ltd.: Amended and restated bylaws to permit board action by less than unanimous written consent, establish shareholder nomination rights via written agreement approved by the board, and allow board to increase or decrease its size (effective 2025-07-27).

“On July 27, 2025, in connection with a review of the Company’s bylaws, the Board amended and restated the Company’s bylaws, effective immediately. The principal changes to the Company’s bylaws effected by the adoption of the amended and restated bylaws are to: · permit the Board to take action without a meeting by less than unanimous written consent; · establish the rights of shareholders to nominate directors for election at shareholder meetings pursuant to a written agreement, approved by the Board, as well as to include supporting materials in the Company’s proxy statement; and · provide for the ability of the Board to increase or decrease the size of the Board.”

BOLLINGER INNOVATIONS, INC.: Filed Certificates of Designations for Series F and Series G Preferred Stock, establishing rights, preferences, and restrictions (effective 2025-07-29).

“Pursuant to the terms of the Exchange Agreement, on July 29, 2025, the Company filed with the Secretary of State of the State of Delaware a Certificate of Designations designating 25,600 shares of Series F Preferred Stock (the “ Series F Preferred Certificate of Designations ”) and a Certificate of Designations designating 110,000 shares of Series G Preferred Stock”

Ambiq Micro, Inc.: Amended and restated bylaws adopted in connection with IPO closing (effective 2025-07-31).

“the Company adopted the amended and restated bylaws (the “Amended and Restated Bylaws”) in connection with the closing of the IPO.”

Ambiq Micro, Inc.: Amended and restated certificate of incorporation filed in connection with IPO closing (effective 2025-07-31).

“the Company filed an amended and restated certificate of incorporation (the “Amended and Restated Certificate”) with the Secretary of State of the State of Delaware.”

Commerce.com, Inc.: Amended and restated bylaws to reflect name change to Commerce.com, Inc (effective 2025-07-31).

“The Company also amended and restated its bylaws on July 31, 2025 to reflect the Name Change.”

Commerce.com, Inc.: Amended certificate of incorporation to change corporate name from BigCommerce Holdings, Inc. to Commerce.com, Inc (effective 2025-07-31).

“Effective July 31, 2025, the Company changed its corporate name from BigCommerce Holdings, Inc. to Commerce.com, Inc. (the “Name Change”), pursuant to a certificate of amendment to the Company’s Seventh Amended and Restated Certificate of Incorporation (the “Charter Amendment”) filed with the Secretary of State of Delaware on July 30, 2025.”

Acurx Pharmaceuticals, Inc.: Filing of certificate of amendment to effect a 1-for-20 reverse stock split of common stock, effective August 4, 2025 at 4:01 p.m. Eastern Time (effective 2025-08-04).

“On July 31, 2025, Acurx Pharmaceuticals, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware an amendment (the “Certificate of Amendment”) to its certificate of incorporation to effect a reverse stock split of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a ratio of 1-for-20 (the “Reverse Stock Split”).”

ASPAC II Acquisition Corp.: Amended and restated memorandum and articles of association to extend business combination deadline to August 5, 2027 and allow initial business combination with China-based entities (effective 2025-07-30).

“the Company filed the Fourth Amended and Restated Memorandum and Articles of Association (the “Amended Charter”) with the Registrar of Corporate Affairs at the British Virgin Islands. Pursuant to the Amended Charter which is effective on July 30, 2025, the Company has up to 63 months from its initial public offering (i.e., until August 5, 2027) to consummate an initial business combination.”

PHOENIX MOTOR INC.: Filed amendment to Certificate of Incorporation to effect a 1-for-5 reverse stock split (effective 2025-07-31).

“On July 29, 2025, Phoenix Motor Inc., a Delaware corporation (the “Company”), filed an amendment to its Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect a 1-for-5 reverse stock split (the “Reverse Stock Split”) of the Company’s common stock, par value $0.0004 per share (the “Common Stock”).”

Enhanced Group Inc.: Filed Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2025-07-30).

“the Company filed its Amended and Restated Memorandum and Articles of Association with the Registry of Corporate Affairs of British Virgin Islands”

WELLS FARGO & COMPANY/MN: The Board amended the By-Laws to remove the requirement that the Chairman be an independent director and to update shareholder nomination procedures and other technical changes (effective 2025-07-29).

“On July 29, 2025, the Board approved and adopted the Company’s By-Laws (as amended and restated, the “By-Laws”), effective immediately. Among other things, the amendments remove the requirement that the Chairman of the Board be an independent director.”

CITIZENS FINANCIAL GROUP INC/RI: Filed a Certificate of Designations to establish the preferences, limitations and relative rights of Series I Preferred Stock (effective 2025-07-25).

“On July 25, 2025, the Registrant filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware to establish the preferences, limitations and relative rights of the Series I Preferred Stock.”

SYNAPTICS Inc: Amended and restated bylaws to align with universal proxy rules, modernize advance notice, allow remote meetings, update DGCL references, change 'chairman' to 'chair', modernize uncertificated shares, and add exclusive forum provision (effective 2025-07-29).

“On July 29, 2025, the Board of Directors (the “Board”) of Synaptics Incorporated (the “Company”) approved and adopted an amendment and restatement of the Company’s Amended and Restated Bylaws (the “Bylaws”), including to (i) align Article II with the Securities and Exchange Commission’s requirements regarding universal proxies pursuant to Rule 14a-19 promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), as well as to modernize certain requirements under the advance notice Bylaw provisions; (ii) modify Articles II and III to clarify that meetings of stockholders and the Board, respectively, may be held by means of remote communication; (iii) modify provisions in Articles II and IV related to procedures for adjournment of meetings of stockholders, lists of stockholders entitled to vote at stockholder meetings and electronic transmission of notices to stockholders, in each case to be consistent with amendments to the Delaware General Corporation Law; (iv)”

FORMFACTOR INC: Amended and Restated By-laws adopted, updating stockholder meeting procedures, advance notice provisions for universal proxy rules, uncertificated shares, disinterested director and transaction requirements, and administrative updates (effective 2025-07-29).

“On July 29, 2025, the Board of Directors of FormFactor adopted Amended and Restated By-laws (the “Amended Bylaws”) of FormFactor. The amendments contained in the Amended Bylaws (i) update certain procedures for stockholder meetings, (ii) update provisions for advance notice of stockholder business and nominations to comply with all the requirements of Rule 14a-19 under the Securities Exchange Act of 1934, as amended, (iii) provide for uncertificated shares, (iv) modify the requirements pertaining to disinterested directors and transactions, and (v) make administrative and ministerial language updates.”

Federal Home Loan Bank of San Francisco: Adopted Amended and Restated Bylaws with amendments to sections on member meetings, board meetings, officers, indemnification, signing of papers, and other technical changes (effective 2025-07-25).

“On July 25, 2025, the Board of Directors of the Federal Home Loan Bank of San Francisco ("Bank") adopted Amended and Restated Bylaws for the Bank. The Amended and Restated Bylaws reflect amendments to sections regarding: (i) member meetings, (ii) board meetings, (iii) officers, (iv) indemnification, (v) signing of papers, and (vi) other technical changes. The effective date of the Amended and Restated Bylaws is July 25, 2025.”

Dermata Therapeutics, Inc.: Certificate of Amendment filed to effect a one-for-10 reverse stock split of common stock (effective 2025-08-01).

“On July 30, 2025, Dermata Therapeutics, Inc. (the “Company”) filed a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, with the Secretary of State of the State of Delaware (the “Certificate of Amendment”), which will effect, at 12:01 a.m. Eastern Time, on August 1, 2025, a one-for-10 (1:10) reverse stock split (the “Reverse Stock Split”) of the Company’s issued and outstanding shares of common stock, par value $0.0001 per share (the “Common Stock”).”

Brag House Holdings, Inc.: Filed Certificate of Designation of Series B Convertible Preferred Stock, then amended it to eliminate voting rights for Series B Preferred Stock holders except as required by law or certificate of incorporation (effective 2025-07-30).

“Prior to the issuance of any Series B Preferred Stock shares, the Company filed an amendment to the Certificate of Designation on July 30 th to amend the voting rights to state that holders of Series B Preferred Stock shares are not entitled to any voting rights other than any vote required by law or the Company’s Certificate of Incorporation.”

HONEYWELL INTERNATIONAL INC: Amended By-laws to add new Section 17 in Article V regarding designation of a Senior Management Official for the National Industrial Security Program Operating Manual (effective 2025-07-25).

“On July 25, 2025, the Board of Directors (the “Board”) of the Company amended and restated the By-laws of the Company (as amended and restated, the “By-laws”), effective as of such date, to include a new Section 17 in Article V related to the designation of a Senior Management Official for purposes of the United States National Industrial Security Program Operating Manual.”

Strategy Inc: Filed Certificates of Increase for three series of Preferred Stock (STRK, STRF, STRD) to memorialize board-authorized share increases (effective 2025-07-25).

“to comply with certain technical requirements under the Delaware General Corporation Law (the “DGCL”), on July 25, 2025, the Company filed with the Secretary of State of the State of Delaware (the “Delaware Secretary of State”) Certificates of Increase for each series of the Company’s Preferred Stock.”

Voip-pal.com Inc: Increased authorized common stock from 9,000,000,000 to 10,000,000,000 shares (effective 2025-06-12).

“On June 12, 2025, the the board of directors of VoIP-Pal.Com Inc. (the “Company”) approved an increase in the Company’s authorized capital from 9,000,000,000 shares of common stock, par value $0.001 per share, to 10,000,000,000 shares of common stock, par value $0.001 per share (the “Authorized Capital Increase”), which action was subsequently approved by the holders of a majority of the Company’s issued and outstanding stock effective June 12, 2025.”

Beeline Holdings, Inc.: Filed Certificate of Designations for Series A Convertible Redeemable Preferred Stock, designating and authorizing up to 8,425,102 shares (effective 2025-07-23).

“On July 23, 2025, the Company filed the Certificate of Designations, Preferences and Rights of the Series A Convertible Redeemable Preferred Stock of the Company (the “Certificate of Designations”) with the Nevada Secretary of State designating and authorizing the issuance of up to 8,425,102 shares of Series A.”

Uniti Group Inc.: Adopted new Delaware bylaws in connection with the conversion (effective 2025-07-29).

“Uniti’s board of directors adopted new bylaws, which are filed herewith as Exhibit 3.3 (the “ Delaware Bylaws ”).”

Uniti Group Inc.: Changed state of incorporation from Maryland to Delaware, adopted new certificate of incorporation (effective 2025-07-29).

“effective July 29, 2025, Uniti changed its state of incorporation from Maryland to Delaware pursuant to the Plan of Conversion. As of that date, the rights of Uniti’s stockholders began to be governed by Delaware corporation laws, the Delaware Certificate of Incorporation and the Delaware Bylaws.”

GameSquare Holdings, Inc.: Established Series A-1 Convertible Preferred Stock via Certificate of Designation filed with Delaware Secretary of State (effective 2025-07-24).

“On July 23, 2025, the board of directors of the Company approved a Certificate of Designation of Series A-1 Convertible Preferred Stock of the Company (the “ Certificate of Designation ”) establishing the rights, preferences, powers, restrictions and limitations of the Company’s newly authorized 3,433.33 shares of the Series A-1 Preferred Stock. The Certificate of Designation was filed with the Secretary of State of the State of Delaware on July 24, 2025, and became effective upon filing.”

Lantern Pharma Inc.: Reduced quorum requirement for stockholder meetings from a majority to one-third (33.33%) of shares entitled to vote (effective 2025-07-24).

“On July 24, 2025, the Board approved an amendment to the Company’s By-laws (the “By-laws”), effective immediately. The amendment modified the provisions for determining a quorum for a meeting of stockholders of the Company and effectively reduced the quorum requirement from a majority of the shares entitled to vote at the meeting to one-third (33.33%) of the shares entitled to vote at the meeting.”

Empery Digital Inc.: Amended and restated Bylaws solely to reflect the Name Change to Empery Digital Inc (effective 2025-07-30).

“the Board also approved an amendment and restatement of the Company’s Second Amended and Restated Bylaws solely to reflect the Name Change (as amended and restated, the “ Third Amended and Restated Bylaws ”), effective as of July 30, 2025.”

Empery Digital Inc.: Amended Certificate of Incorporation to change company name from Volcon, Inc. to Empery Digital Inc (effective 2025-07-30).

“On July 28, 2025, Volcon, Inc, (the “ Company ”) amended its Second Amended and Restated Certificate of Incorporation, as amended (the “ Certificate of Incorporation ”), to effect a change of the Company’s name from “Volcon, Inc.” to “Empery Digital Inc.” (the “ Name Change ”), effective as of 11:59 P.M., Eastern Time on July 30, 2025.”

ImageneBio, Inc.: Company ceased to be a shell company as a result of the Merger.

“As a result of the Merger, the Company ceased to be a shell company (as defined in Rule 12b-2 of the Exchange Act) as of the closing of the Merger.”

FGI Industries Ltd.: Company filed an amendment to its Amended and Restated Memorandum and Articles of Association to effect a 1-for-5 reverse share split of ordinary shares (effective 2025-07-31).

“On July 28, 2025, FGI Industries Ltd. (the “Company”) filed an amendment (the “Amendment”) to the Company’s Amended and Restated Memorandum and Articles of Association with the Registrar of Companies in the Cayman Islands to effect a 1-for-5 reverse share split (the “Reverse Share Split”) of the Company’s ordinary shares, par value $0.0001 per share (“Ordinary Shares”).”

KHEOBA CORP.: Board lowered the minimum vote required for stockholder action by written consent to a majority of voting power (effective 2025-07-29).

“On July 29, 2025 the board of directors (the “Board”) of KHEOBA CORP. (the “Company”) approved and adopted the Amended and Restated Bylaws (the “Amended Bylaws”) which became effectively immediately. The Amended Bylaws lowered the minimum votes required for actions taken by written consent of stockholders to the majority of the voting power of the issued and outstanding shares of capital stock of the Company.”

Silexion Therapeutics Corp: Filed a certificate with the Cayman Islands Companies Registry to amend the Amended and Restated Memorandum of Association, effecting a 1-for-15 reverse share split. Authorized share capital remains $20,000 but now consists of 1,481,482 ordinary shares; par value increased from $0.0009 to $0.0135 pe (effective 2025-07-28).

“On July 28, 2025, the Company’s Board of Directors, acting pursuant to that approval by the Company’s shareholders, effected the Reverse Share Split following the close of trading on the Nasdaq Capital Market through the filing of a certificate with the Companies Registry of the Cayman Islands that served as an effective amendment to the Company’s Amended and Restated Memorandum of Association (the “ Memorandum Amendment ”).”