Governance Changes

AEHR TEST SYSTEMS: Amended and restated bylaws effective February 24, 2025, adding advance notice provisions for director nominations and other business, and making administrative, modernizing, clarifying, and conforming changes (effective 2025-02-24).

“On February 24, 2025, the Board of Directors (the “ Board ”) of Aehr Test Systems (the “ Company ”) approved and adopted amended and restated bylaws of the Company (the “ Amended and Restated Bylaws ”), effective immediately. Among other things, the Amended and Restated Bylaws (i) add advance notice provisions for the nomination of directors or the proposal of other business at stockholder meetings, and (ii) make other administrative, modernizing, clarifying, and conforming changes.”

Infinera Corp: Certificate of incorporation amended and restated in connection with merger.

“At the Effective Time, the certificate of incorporation and bylaws of Infinera were amended and restated in accordance with the terms of the Merger Agreement.”

Infinera Corp: Bylaws amended and restated in connection with merger.

“At the Effective Time, the certificate of incorporation and bylaws of Infinera were amended and restated in accordance with the terms of the Merger Agreement.”

Strategic Realty Trust, Inc.: Filed articles of dissolution with SDAT to implement plan of complete liquidation (effective 2025-02-27).

“On February 27, 2025, the Company filed articles of dissolution (the “Articles of Dissolution”) with the State Department of Assessments and Taxation of Maryland (the “SDAT”) pursuant to the Company’s plan of complete liquidation and dissolution”

PetVivo Holdings, Inc.: Amended and restated bylaws to reflect the name change of the subsidiary to PetVivo Animal Health, Inc.

“In addition, the By-laws of the Company were also amended and restated to reflect the name change of PetVivo, Inc. to PetVivo Animal Health, Inc.”

PetVivo Holdings, Inc.: Amended articles of incorporation to change subsidiary name from PetVivo, Inc. to PetVivo Animal Health, Inc (effective 2025-02-11).

“The Notice of Amendment to the Articles of Incorporation involving the change of company name was acknowledged by the Minnesota Secretary of State on February 11, 2025.”

Lucent, Inc.: Amended Articles of Incorporation to change corporate name to Lucent, Inc. and authorize a class of Preferred Stock.

“The Articles of Incorporation were amended changing the name of the corporation to Lucent, Inc. after Board of Directors approval. The Board also approved requesting the matching name change with FINRA. A class of Preferred Stock was also authorized for the corporation.”

SelectQuote, Inc.: Amended Sixth Amended and Restated Certificate of Incorporation to establish terms of Preferred Stock via Certificate of Designations (effective 2025-02-28).

“On February 28, 2025, the Company filed with the Secretary of State of the State of Delaware a Certificate of Designations (the “ Certificate of Designations ”) for the purposes of amending its Sixth Amended and Restated Certificate of Incorporation to establish the terms of the Preferred Stock.”

Matterport, Inc./DE: Amended and restated bylaws to be identical to Merger Sub I's bylaws at First Effective Time.

“(ii) the Company’s Amended and Restated Bylaws, as in effect immediately prior to the First Effective Time, were amended and restated in their entirety to be identical to the bylaws of Merger Sub I”

Matterport, Inc./DE: Amended and restated certificate of incorporation to be identical to Merger Sub I's certificate at First Effective Time.

“(i) the Company’s Amended and Restated Certificate of Incorporation as in effect immediately prior to the First Effective Time was amended and restated in its entirety to be identical to the certificate of incorporation of Merger Sub I”

X1 Capital Inc.: The articles of incorporation were amended and restated to address term and staggering dates for the Board of Directors, effective immediately (effective 2025-02-27).

“On February 27, 2025, the Bylaws and Articles of Incorporation of the Company were amended and restated. These amendments were around the term and staggering dates for the Board of Directors. They are effective immediately.”

X1 Capital Inc.: The bylaws were amended and restated to address term and staggering dates for the Board of Directors, effective immediately (effective 2025-02-27).

“On February 27, 2025, the Bylaws and Articles of Incorporation of the Company were amended and restated. These amendments were around the term and staggering dates for the Board of Directors. They are effective immediately.”

Rithm Acquisition Corp.: Adopted Amended and Restated Memorandum and Articles of Association in connection with the IPO (effective 2025-02-26).

“On February 26, 2025 and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”

NextTrip, Inc.: Filed a new Certificate of Designation for Series P Nonvoting Convertible Preferred Stock, designating 343,750 shares (effective 2025-02-25).

“designating 343,750 shares of the Company’s preferred stock as Series P Nonvoting Convertible Preferred Stock, par value $0.001 per share.”

NextTrip, Inc.: Increased the number of shares designated as Series L Convertible Preferred Stock from 579,469 to 1,076,158 (effective 2025-02-25).

“to increase the number of shares of the Company’s preferred stock designated as Series L Convertible Preferred Stock, par value $0.001 per share, to 1,076,158 shares.”

NextTrip, Inc.: Increased the number of shares designated as Series I Convertible Preferred Stock from 331,124 to 692,945 (effective 2025-02-25).

“to increase the number of shares of the Company’s preferred stock designated as Series I Convertible Preferred Stock, par value $0.001 per share, to 692,945 shares.”

EMCORE CORP: Bylaws amended and restated in their entirety upon merger effective time.

“at the Effective Time, the bylaws of the Company were amended and restated in their entirety. A copy of such amended and restated bylaws is attached as Exhibit 3.2”

EMCORE CORP: Certificate of incorporation amended and restated in its entirety upon merger effective time.

“at the Effective Time, the certificate of incorporation of the Company was amended and restated in its entirety. A copy of such amended and restated certificate of incorporation is attached as Exhibit 3.1”

DOLLAR TREE, INC.: Amended By-Laws to increase number of directors from nine to twelve (effective 2025-02-27).

“On February 27, 2025, in connection with the director appointments, the Board of Directors of the Company amended the Company’s By-Laws, effective immediately. The amendment revises Article III, Section 2 of the By-Laws to increase the number of directors from nine (9) to twelve (12).”

SOUTH 8 ENERGY, LLC: Company changed its name from Red Trail Energy, LLC to South 8 Energy, LLC via Articles of Amendment filed in North Dakota (effective 2025-02-24).

“the Company amended its Articles of Organization by filing Articles of Amendment with the North Dakota Secretary of State on February 10, 2025, to change the name of the Company from "Red Trail Energy, LLC" to "South 8 Energy, LLC". The North Dakota Secretary of State approved this filing on February 24, 2025.”

Vivakor, Inc.: Filed Certificate of Designation for Series A Preferred Stock (effective 2025-02-11).

“On February 11, 2025, we filed a Certificate of Designation for our Series A Preferred Stock (the “Certificate of Designation”), with the Secretary of State of the State of Nevada setting forth the rights and preferences of our Series A Preferred Stock.”

TPI COMPOSITES, INC: The Board extended the deadline for notice of director nominations for the 2025 Annual Meeting to March 31, 2025, pursuant to the bylaws (effective 2025-02-27).

“On February 27, 2025, the Board of Directors of the Company extended the deadline for notice of director nominations for consideration at the 2025 Annual Meeting to March 31, 2025 pursuant to the Company’s Third Amended and Restated Bylaws (the “Bylaws”).”

Jaguar Health, Inc.: Adopted a Certificate of Designation for Series K Junior Participating Preferred Stock in connection with a Rights Agreement (effective 2025-02-27).

“In connection with the adoption of the Rights Agreement, the Company has adopted a Certificate of Designation of Series K Junior Participating Preferred Stock (the “Certificate of Designation”). The Certificate of Designation was filed with the Secretary of State of the State of Delaware on February 27, 2025.”

REV Group, Inc.: Amended and restated bylaws to reflect technical changes consistent with charter amendments and to clarify procedural and disclosure requirements for stockholder nominations, proposals, and meeting conduct (effective 2025-02-27).

“the Board of Directors of the Company amended and restated the Company’s bylaws (the “Third Amended and Restated Bylaws”), which became effective on February 27, 2025”

REV Group, Inc.: Eliminated supermajority voting provisions, limited officer liability, and added federal forum selection provision (effective 2025-02-27).

“the stockholders considered and approved amendments to the Company’s amended and restated certificate of incorporation to eliminate supermajority voting provisions, limit liability of officers as permitted by Delaware law and add a federal forum selection provision”

Hyzon Motors Inc.: Changed quorum requirement for stockholder meetings to one-third of voting power of outstanding shares entitled to vote, instead of number of shares outstanding or present (effective 2025-02-27).

“On February 27, 2025, the Board of Directors of the Company (the “Board”) approved an amendment of the Company’s Third Amended and Restated By-Laws (as amended from time to time, the “Bylaws”), effective as of February 27, 2025, to change the quorum for the transaction of business at stockholder meetings to one-third of the voting power of the outstanding shares of capital stock of the Corporation entitled to vote on a matter at the meeting, present in person or represented by proxy.”

HashiCorp, Inc.: Bylaws amended and restated effective upon completion of the merger.

“Effective upon completion of the Merger, the bylaws of HashiCorp, as in effect immediately prior to the Merger, were amended and restated to be in the form of the bylaws filed herewith as Exhibit 3.2”

HashiCorp, Inc.: Certificate of incorporation amended and restated effective upon completion of the merger.

“Effective upon completion of the Merger, the certificate of incorporation of HashiCorp, as in effect immediately prior to the Merger, was amended and restated to be in the form of the certificate of incorporation filed herewith as Exhibit 3.1”

Edible Garden AG Inc: Certificate of Amendment filed to effect a 1-for-25 reverse stock split of common stock (effective 2025-03-03).

“On February 26, 2025, Edible Garden AG Incorporated (the “Company”) filed a Certificate of Amendment to amend its Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware.”

PMGC Holdings Inc.: Filed Certificate of Amendment to the Amended and Restated COD, increasing authorized Series B Preferred Stock from 50 million to 300 million shares (effective 2025-02-24).

“On February 24, 2025, the Company filed the Certificate of Amendment to the Amended and Restated COD with the Nevada Secretary of State (the "Certificate of Amendment to the COD").”

PMGC Holdings Inc.: Filed Amended and Restated Certificate of Designations for Series B Preferred Stock, removing conversion rights and clarifying dividend, liquidation, voting and protective provisions (effective 2025-02-21).

“On February 21, 2025, PMGC Holdings Inc. (the "Company") filed the Amended and Restated Certificate of Designations, Rights, and Preferences of the Series B Preferred Stock (the "Amended and Restated COD") with the Secretary of State of the State of Nevada (the "Nevada Secretary of State").”

Singular Genomics Systems, Inc.: Bylaws amended and restated to be identical to Merger Sub's bylaws.

“In addition, at the Effective Time, the Company's bylaws, as in effect immediately prior to the Effective Time, were amended and restated to be identical to the bylaws of Merger Sub, other than the name of Merger Sub, which was replaced by the name of the Company (the "Amended and Restated Bylaws").”

Singular Genomics Systems, Inc.: Certificate of incorporation amended and restated in connection with merger.

“At the Effective Time, the Amended and Restated Certificate of Incorporation of the Company, as in effect immediately prior to the Effective Time, was amended and restated to be in the form of the certificate of incorporation set forth on Exhibit A to the Merger Agreement (the "Amended and Restated Certificate of Incorporation",) in accordance with the terms of the Merger Agreement.”

FTAI Infrastructure Inc.: Amended the certificate of designations for Series A Preferred Stock to permit Long Ridge Acquisition, issuance of Series B Preferred Stock, cash catch-up payments to Series A holders, and quarterly common stock dividends up to $0.03 under certain conditions (effective 2025-02-26).

“On February 26, 2025, the Board approved a Certificate of Amendment (the “ Amendmen t”) to the certificate of designations governing its Series A Preferred Stock (the “ Series A Certificate of Designations ”), which amends certain provisions of the Series A Certificate of Designations to permit the Long Ridge Acquisition and the issuance of the Series B Preferred Stock.”

Health In Tech, Inc.: Amended and restated bylaws to increase the number of authorized directors from seven to 11 and change director term structure (effective 2025-02-25).

“On February 25, 2025, the Board of Directors (the “Board”) of Health In Tech, Inc., a Nevada corporation (the “Company”) adopted the Third Amended and Restated Bylaws of the Company (as amended and restated, the “A&R Bylaws”). The A&R Bylaws are effective as of February 25, 2025. The A&R Bylaws modify the Company’s existing Bylaws to increase the number of authorized directorships comprising the Board from seven directors to 11 directors.”

SUNation Energy, Inc.: The filing incorporates by reference information from Item 7.01 regarding Series D Preferred Stock issuance, but no substantive change to articles or bylaws is described.

“The information set forth below, in relevant part, in Item 7.01 (relating to the issuance of Series D Preferred Stock) is hereby incorporated by reference into this Item 5.03.”

NextTrip, Inc.: The Company withdrew certificates of designation for its Series A, B, C, D, and G Preferred Stock by filing Certificates of Withdrawal with the Nevada Secretary of State (effective 2025-02-25).

“On February 25, 2025, the Company withdrew the certificates of designation for its Series A Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series G Convertible Preferred Stock (the “Withdrawn Certificates”) by filing Certificates of Withdrawal with the Nevada Secretary of State.”

CAPSTONE COMPANIES, INC.: Amended insider trading policy adopted on February 24, 2025, replacing the insider trading provisions of the existing Code of Ethics with updated contact information, clarified scope and blackout periods, and new notice procedures (effective 2025-02-24).

“On February 24, 2025, the Company’s Board of Directors adopted an Insider Trading Policy to replace the insider trading provisions of the existing Code of Ethics. The new Insider Trading Policy updates the contact information for notices and compliance inquiries; provides greater clarity for the scope of the policy, especially in terms of Black Out periods; and has new notice procedures for proposed trading in Company’s securities by Company’s officers, directors and employees.”

CROWN CASTLE INC.: Changed the period from 120 days to 90 days for determining whether a stockholder special meeting request contains an item substantially similar to a prior meeting item (effective 2025-02-26).

“Effective immediately, the By-laws amendment alters such By-laws provision by changing the reference to 120 days to 90 days.”

ASHFORD HOSPITALITY TRUST INC: Reduced quorum required solely for the 2025 annual meeting from a majority to at least one-third of all votes entitled to be cast (effective 2025-02-25).

“On February 25, 2025, Ashford Hospitality Trust, Inc. (the “Company”), by resolution of its board of directors (the “Board”), adopted Amendment No. 8 to the Second Amended and Restated Bylaws of the Company (the “Bylaw Amendment”). The Bylaw Amendment reduced the quorum required solely for the 2025 annual meeting of the Company’s stockholders from a majority to at least one-third of all votes entitled to be cast at such meeting, as permitted under the Maryland General Corporation Law.”

Ocean Biomedical, Inc.: Filed amendment to Certificate of Incorporation to create a series of preferred stock via Certificate of Designation (effective 2025-02-20).

“On February 20, 2025, Ocean Biomedical, Inc. filed an amendment to its Certificate of Incorporation to create a series of preferred stock pursuant to a Certificate of Designation.”

ARCBEST CORP /DE/: Adopted proxy access right permitting stockholders owning 3% or more for at least three years to nominate director nominees (effective 2025-02-20).

“On February 20, 2025, the Board of Directors (the “Board”) of ArcBest Corporation, a Delaware corporation (the “Company”), approved and adopted the Ninth Amended and Restated Bylaws (as amended and restated, the “Bylaws”) effectively immediately, to implement a “proxy access” right, which permits a stockholder (or a group of up to 20 stockholders) owning 3% or more of the Company’s outstanding common stock continuously for at least three years to nominate and include in the Company’s proxy materials director nominees”

AIM ImmunoTech Inc.: Reduced quorum for stockholder meetings from 40% to 33 1/3% (effective 2025-02-24).

“On February 24, 2025, the Company adopted Restated and Amended Bylaws. The Restated and Amended Bylaws revise Section 1.6 Quorum, reducing the quorum for stockholder meetings from 40% to 33 and 1/3%.”

BCB BANCORP INC: Amended and restated bylaws to allow virtual shareholder meetings, clarify written consent procedures, change director range, remove director stock ownership qualification, add committee mandates, and other changes (effective 2025-02-19).

“On and effective as of February 19, 2025, the Board of Directors (the “Board”) of BCB Bancorp, Inc. (the “Company”) amended and restated its bylaws to, among other things, (i) allow for the option of virtual shareholder meetings by means of the Internet or other electronic communications technology (Sections 2.3 and 2.4); (ii) clarify the procedures for an action of the shareholders by written consent (Section 2.7); (iii) clarify that the appointment of an inspector of election for and in advance of any meeting of shareholders of the Company is mandatory (Section 2.9); (iv) clarify who shall preside at the annual meeting of shareholders (Section 2.12); (v) change the range of the number of directors constituting the whole Board to not less than five and not more than 15 in number (it was not less than one and not more than 25) (Section 3.1); (vi) eliminate the provision in Section 3.1 that required a person, in order to qualify for election as a director of the Company, to have been a”

GOLUB CAPITAL BDC, Inc.: Increased authorized capital stock from 351,000,000 to 501,000,000 shares (effective 2025-02-21).

“On February 21, 2025, Golub Capital BDC, Inc. (the “Company”) filed an amendment to the Company’s certificate of incorporation to increase the number of authorized shares of capital stock of the Company from 351,000,000 shares to 501,000,000 shares, consisting of 500,000,000 shares of common stock, par value $0.001 per share, and 1,000,000 shares of preferred stock, par value $0.001 per share (the “Certificate of Incorporation Amendment”).”

CAL-MAINE FOODS INC: Third Amended and Restated Certificate of Incorporation authorizes undesignated preferred stock, classified board, eliminates cumulative voting, requires cause for director removal, restricts vacancy filling, and imposes supermajority vote for charter amendments.

“As described in Item 1.01, the Restated Charter will become effective upon filing with the Delaware Secretary of State, which the Company expects to occur on or promptly after the 20th calendar day following the distribution of the definitive Information Statement to stockholders.”

QVC Group, Inc.: Amended and restated bylaws to reflect the name change from Qurate Retail, Inc. to QVC Group, Inc (effective 2025-02-21).

“In addition, the Company amended and restated its bylaws (the “Amended Bylaws”), also effective February 21, 2025, to reflect the name change.”

QVC Group, Inc.: Amended Restated Certificate of Incorporation to change corporate name from Qurate Retail, Inc. to QVC Group, Inc (effective 2025-02-21).

“Effective February 21, 2025, QVC Group, Inc. (formerly known as Qurate Retail, Inc., the “Company”) amended its Restated Certificate of Incorporation to change its name from “Qurate Retail, Inc.” to “QVC Group, Inc.” (the “Certificate of Amendment”).”

ALTISOURCE PORTFOLIO SOLUTIONS S.A.: Increased authorized shares from 100,000,000 to 250,000,000 and renewed board authority to issue shares (effective 2025-02-18).

“The second Amendment increased the number of shares the board of directors of Altisource (the “Board”) is authorized to issue from 100,000,000 to 250,000,000 and renewed the authority of the Board to issue shares by (i) amending Article 6 of the Prior Articles”

ALTISOURCE PORTFOLIO SOLUTIONS S.A.: Cancelled nominal value of existing shares and decreased par value from US$1.00 to US$0.01 per share via share capital decrease (effective 2025-02-18).

“The first Amendment amended Article 5 of the Prior Articles to (i) cancel the nominal value of all existing shares of Altisource’s common stock (the “Common Stock”), and (ii) decrease the par value of the Common Stock from US$1.00 per share to US$0.01 per share through a decrease of the share capital of the Company by an amount of thirty million four hundred and seventy-seven thousand fifty-seven and ninety-three cents United States Dollars (US$30,477,057.93) without cancellation of shares of Common Stock”