secwatch / observer
8-K filed December 12, 2024, 6:59 PM ET CIK 0001126234
M&A confidence high sentiment neutral materiality 0.90

LUMOS PHARMA, INC.: M&A transaction — Lumos Pharma acquired by DPV Parent for $4.25/share plus CVR; stock delisted

LUMOS PHARMA, INC.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

LUMOS PHARMA, INC.: Certificate of incorporation amended and restated in its entirety.

Change
charter amendment
Exact text from the filing
the Surviving Corporation’s certificate of incorporation was amended and restated in its entirety, as set forth on Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference
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Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

LUMOS PHARMA, INC.: Bylaws of Merger Sub became bylaws of Surviving Corporation.

Change
bylaw amendment
Exact text from the filing
the bylaws of Merger Sub as in effect immediately prior to the Effective Time became the bylaws of the Surviving Corporation, as set forth on Exhibit 3.2 to this Current Report on Form 8-K and is incorporated herein by reference
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M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

LUMOS PHARMA, INC. underwent a change of control involving DPV Parent, Inc. for $4.25 per Share in cash plus one non-transferable contingent value right per Share (closed 2024-12-12).

Action
change of control
Counterparty
DPV Parent, Inc.
Consideration
$4.25 per Share in cash plus one non-transferable contingent value right per Share
Closing
2024-12-12
Exact text from the filing
2024, Merger Sub completed a tender offer to purchase all of the issued and outstanding shares of the Company’s common stock, par value $0.01 per share (the “ Shares ”), for (i) $4.25 per Share in cash, without interest and less applicable tax withholding (the “ Cash Amount ”), plus (ii) one non-transferable, unsecured contingent value right per Share, which
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Source: SEC EDGAR
accession 0001193125-24-276512
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