M&A Transactions

Electromedical Technologies, Inc completed a disposition involving Care National Healthcare Services, Inc. for $2,000,000.00 (closed 2023-03-15).

“On March 15, 2023, the Registrant and Care National Healthcare Services, Inc. ("Care National") closed a material definitive agreement. Pursuant to the terms of the agreement, the Registrant sold its real property located at 16561 N. 92nd Street, Ste. 101, Scottsdale, AZ 85260, to Care National in exchange for a purchase price of $2,000,000.00, with net proceeds to the Registrant of $1,358,710.56.”

RB GLOBAL INC. completed an acquisition involving IAA, Inc. for 0.5252 of a common share of RBA and $12.80 in cash per IAA share (closed 2023-03-20).

“ub 2”), and IAA, Inc., a Delaware corporation (“IAA”). (“Merger Sub 1”), Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings (“Merger”

FLAGSTAR BANK, NATIONAL ASSOCIATION completed an acquisition involving Federal Deposit Insurance Corporation (FDIC), as receiver for Signature Bridge Bank, N.A. (closed 2023-03-19).

“On March 19, 2023, Flagstar Bank, N.A. ( “Flagstar”), a wholly owned subsidiary of New York Community Bancorp, Inc. (the “Company”), assumed substantially all of the deposits and certain identified liabilities and acquired certain assets and lines of business of Signature Bridge Bank, N.A. (“Signature Bank”), from the Federal Deposit Insurance Corporation (the “FDIC”), as receiver for Signature Bank (the “Acquisition”), pursuant to the terms of the Purchase and Assumption Agreement – All Deposits, dated March 19, 2023, among the FDIC, as receiver of Signature Bank, the FDIC and Flagstar (the “Agreement”). All regulatory approvals for the Acquisition, including approval from the Office of the Comptroller of the Currency, have been obtained, and the Acquisition has closed.”

CROWN CRAFTS INC completed an acquisition involving H Enterprises International, LLC for $17.0 million in cash (closed 2023-03-17).

“of the issued and outstanding membership interests of MTC from Seller (the “Purchase Agreement”). Pursuant to the Purchase Agreement, the purchase price for the acquistion was $17.0 million in cash (the “Purchase Price”), on a cash-free, debt-free basis, subject to adjustment to the extent that actual net working capitial as of the closing differs from target net”

CXApp Inc. underwent a change of control involving KINS Technology Group Inc. (closed 2023-03-14).

“KINS entered into the Agreement and Plan of Merger (the “Merger Agreement”), dated as of September 25, 2022, by and among KINS, KINS Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of KINS (“Merger Sub”), Inpixon and Legacy CXApp.”

XTI Aerospace, Inc. completed a disposition involving New CXApp Inc. (formerly KINS Technology Group Inc.) (closed 2023-03-14).

“On March 14, 2023 (the “Distribution Date”), Inpixon completed the separation (the “Separation”) of its enterprise apps business (including its workplace experience technologies, indoor mapping, events platform, augmented reality and related business solutions) and certain related assets and liabilities (the “Enterprise Apps Business”) through a spin-off of Legacy CXApp to Inpixon’s shareholders of record as of March 6, 2023 (the “Record Date”) on a pro rata basis (the “Distribution”) and merger (the “Merger”) of Legacy CXApp with a wholly owned subsidiary of New CXApp in a Reverse Morris Trust transaction”

AlerisLife Inc. underwent a change of control involving ABP for $1.31 per Share in cash (closed 2023-03-20).

“any other direct or indirect wholly owned subsidiary of ABP or any person that owns, directly or indirectly, all of the outstanding equity interests of Purchaser) at a price of $1.31 per Share, net to the seller in cash, without interest, and subject to any applicable withholding of taxes (the “Offer Price”). At one minute after 11:59 p.m., Eastern Time, on”

RCI HOSPITALITY HOLDINGS, INC. completed an acquisition involving TTNA, Inc.; DB Entertainment, Inc.; Duncan Burch, Inc.; Millennium Restaurants Group, Inc.; T and N, Incorporated for total purchase price of $66.5 million (closed 2023-03-16).

“to acquire five gentlemen’s clubs, five related real estate properties, associated intellectual property, and certain automated teller machines for a total purchase price of $66.5 million, payable with a total of $25.0 million in cash, a total of $25.5 million in seller financing, and 200,000 restricted shares of common stock based on an $80 per share price,”

CHART INDUSTRIES INC completed an acquisition involving Granite Holdings I B.V. for approximately $4.4 billion in cash (closed 2023-03-17).

“as of November 8, 2022 (as amended, the “ Purchase Agreement ”), by and among the Company, the Acquired Companies and the Sellers, the Company paid the Sellers approximately $4.4 billion in cash, as adjusted in accordance with the terms of the Purchase Agreement (the “ Purchase Price ”). The Company funded the Purchase Price and the payment of acquisition-related”

UNIFIRST CORP completed an acquisition involving Clean Holdco, Inc. and certain of its affiliates for approximately $300 million (closed 2023-03-13).

“On March 13, 2023, UniFirst Corporation (the “Company”) completed its previously announced acquisition of the business and certain real estate assets of Clean Uniform (“Clean”) from Clean Holdco, Inc. and certain of its affiliates for an aggregate purchase price of approximately $300 million.”

NIOCORP DEVELOPMENTS LTD underwent a change of control involving GX Acquisition Corp. II (closed 2023-03-17).

“the transactions contemplated by the Business Combination Agreement were consummated and closed (the “Closing”) on March 17, 2023 (the “Closing Date”).”

SEACOAST BANKING CORP OF FLORIDA completed a disposition involving Professional Holding Corp. (closed 2023-01-31).

“On January 31, 2023, Seacoast Banking Corporation of Florida (“Seacoast” or the “Company”) filed a Current Report on Form 8-K to report under Item 2.01 that the Company and Seacoast's wholly-owned subsidiary Seacoast National Bank, had completed its previously announced merger (the “Merger”) with Professional Holding Corp. (“Professional”) (NASDAQ: PFHD), parent company of Professional Bank.”

REVVITY, INC. completed a disposition involving PerkinElmer Topco, L.P. (formerly known as Polaris Purchaser, L.P.), owned by funds managed by affiliates of New Mountain Capital L.L.C. for approximately $2.136 billion (closed 2023-03-13).

“On March 13, 2023, the Company completed its sale of the Business (not including the Deferred Businesses) to the Purchaser pursuant to the A&R Purchase Agreement. The aggregate consideration paid for the Business at the closing was approximately $2.136 billion”

Summit Healthcare Acquisition Corp. underwent a change of control involving YS Biopharma (closed 2023-03-16).

“On March 16, 2023 (the “Closing Date”), pursuant to the Business Combination Agreement, immediately prior to the effective time of the First Merger (the “First Merger Effective Time”)”

STARGUIDE GROUP, INC. completed an acquisition involving Mr Hoang Lo for sixteen thousand dollars ($16,000) (closed 2022-12-08).

“The Company acquired the 80% share in Live Investments Holdings in exchange for sixteen thousand dollars ($16,000) on closing.”

BioScience Health Innovations, Inc. completed an acquisition involving Best Labs, Inc. and its shareholders (closed 2023-03-10).

“The transaction consummated on March 10, 2023 (the “Closing”). Upon the Closing, the Company issued the Best shareholders signatory 34,371,100 shares of the Company’s common stock, representing approximately 85.39% of the shares of the Company’s common stock to be outstanding, in exchange for all of the shares of Best common stock held by such Best shareholders (the “Exchange”).”

Cann American Corp. completed an acquisition involving Prodigy Stem Cell, LLC (closed 2023-03-01).

“On March 1, 2023, the Company completed the acquisition of Prodigy Stem Cell, LLC as a wholly owned subsidiary.”

FIRST BANCSHARES INC /MS/ completed an acquisition involving Heritage Southeast Bancorporation, Inc. (closed 2023-01-01).

“the Company had completed its previously-announced merger (the “Merger”) with Heritage Southeast Bancorporation, Inc., a Georgia corporation (“HSBI”), pursuant to that certain Agreement and Plan of Merger by and between FBMS and HSBI, dated as of July 27, 2022 (the “Merger Agreement”). At the closing, HSBI merged with and into FBMS, with FBMS as the surviving corporation, followed by the merger of HSBI’s wholly-owned subsidiary bank, Heritage Southeast Bank, with and into the FBMS’s wholly-owned subsidiary bank, The First Bank, with The First Bank as the surviving bank.”

CXApp Inc. completed an acquisition involving CXApp Holding Corp (closed 2023-03-14).

“On March 14, 2023 (the “Closing Date”), CXApp consummated the previously announced Business Combination pursuant to the Agreement and Plan of Merger (the “Merger Agreement”), dated as of September 25, 2022, by and among KINS, KINS Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of KINS (“Merger Sub”), Inpixon and Legacy CXApp. Pursuant to the Merger Agreement, a business combination between CXApp and Legacy CXApp was effected through the merger of Merger Sub with and into Legacy CXApp, with Legacy CXApp surviving as the surviving company and as a wholly-owned subsidiary of KINS (the “Merger” and, collectively with the other transactions described in the Merger Agreement, the “Business Combination”).”

Metacrine, Inc. completed a disposition involving Organovo, Inc. for $2.0 million in cash (closed 2023-03-10).

“property rights relating to its FXR program. As consideration for the Assets, under the terms of the Asset Agreement, Purchaser paid the Company an upfront payment of $2.0 million in cash and agreed to make an additional payment of $2.0 million in cash within five business days of the Company’s delivery of certain assets sold pursuant to the Asset”

Tricida, Inc. completed a disposition involving Renibus Therapeutics, Inc. for $250,000 at closing and certain contingent, milestone payments to the Company totaling up to $152.5 million (closed 2023-03-09).

“agreed to acquire the intellectual property, inventory, and certain related assets relating to Veverimer (formerly known as TRC101) (the “Compound”) for a cash payment of $250,000 at closing and certain contingent, milestone payments to the Company totaling up to $152.5 million, subject to the achievement of certain United States Food and Drug”

BIMI Holdings Inc. completed an acquisition involving Mr. Fnu Oudom for $180,000 in cash, plus 5,270,000 shares of the Company’s common stock (closed 2023-03-15).

“100% of equity interests in Phenix were transferred to the Company and the closing consideration was paid. The aggregate purchase price for the equity interests in Phenix was $180,000 in cash, which has been paid, plus 5,270,000 shares of the Company’s common stock, of which 270,000 shares shall be issued upon the approval of the issuance by the Company’s”

SVB FINANCIAL GROUP completed a disposition involving Goldman Sachs & Co. LLC for $21.45 billion (closed 2023-03-08).

“on March 8, 2023, Silicon Valley Bank completed the sale of a portfolio of available for sale securities with a book value of approximately $23.97 billion for net proceeds of approximately $21.45 billion (resulting in an after tax loss of approximately $1.8 billion).”

CITY HOLDING CO completed an acquisition involving Citizens Commerce Bancshares, Inc. for approximately $62.1 million, or $15.37 per share of Citizens common stock (closed 2023-03-10).

“The acquisition became effective as of the close of business on March 10, 2023. The acquisition of Citizens was structured as a stock transaction valued at approximately $62.1 million, or $15.37 per share of Citizens common stock, with each share of Citizens common stock being exchanged for 0.1666 shares of City common stock. City and Citizens first announced”

TransparentBusiness, Inc. completed an acquisition involving ITSQuest, Inc. (closed 2020-11-19).

“On November 19, 2020, Unicoin Inc. (formerly known as TransparentBusiness, Inc.) (the “Company”) acquired ITSQuest, Inc. (“ITSQuest).”

Kaya Holdings, Inc. completed a disposition involving CVC International, Inc. for $769,500 (closed 2023-02-28).

“On February 28, 2023 we sold the Property for a price of $769,500, less commissions and customary closing costs.”

Vivint Smart Home, Inc. underwent a change of control involving NRG Energy, Inc. for $12.00 in cash per share of Class A common stock (closed 2023-03-10).

“☐ Introductory Note As previously disclosed, on December 6, 2022, Vivint Smart Home, Inc., a Delaware corporation (the “ Company ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”), by and among the Company, NRG Energy, Inc., a Delaware corporation (“ Parent ”), and Jetson Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“ Merger Sub ”), pursuant to which, on March 10, 2023 (the “ Closing Date ”), Merger Sub merged with and into the Company (the “ Merger ”).”

Myovant Sciences Ltd. underwent a change of control involving Sumitovant Biopharma Ltd. for $27.00 per share in cash (closed 2023-03-10).

“Excluded Shares (as defined below), Sumitovant Owned Shares (as defined below) and Dissenting Shares (as defined below)) was cancelled and converted into the right to receive $27.00 per share in cash, without interest and less any applicable withholding taxes (the “Per Share Merger Consideration”); (ii) any Common Share owned by Myovant or any direct or”

ALTITUDE INTERNATIONAL HOLDINGS, INC. completed a disposition involving FVP Servicing, LLC (as administrative agent for certain lenders) for the existing debt owed by the Company to the Lenders under the September Loan Agreement was reduced by an amount of $18,255,476.11 (closed 2023-03-06).

“of the membership interests of Altitude Hospitality, LLC, the existing debt owed by the Company to the Lenders under the September Loan Agreement was reduced by an amount of $18,255,476.11 (the “Partial Satisfaction Amount”). The Loan Parties also agreed to enter into a new loan agreement (the “New Loan Agreement”) in favor of the Lenders with a principal amount of”

Crescent Capital BDC, Inc. completed an acquisition involving First Eagle Alternative Capital BDC, Inc. for cash and shares of CCAP common stock (closed 2023-03-09).

“On March 9, 2023, Crescent Capital BDC, Inc, a Maryland corporation (“CCAP”) completed its previously announced acquisition of First Eagle Alternative Capital BDC, Inc., a Delaware corporation (“FCRD”), pursuant to the Agreement and Plan of Merger”

First Eagle Alternative Capital BDC, Inc. underwent a change of control involving Crescent Capital BDC, Inc. for approximately (1) $8,649,179 in cash payable by CCAP, (2) 6,174,383 shares of CCAP common stock, and (3) $35 million in cash payable by CCAP Advisor (closed 2023-03-09).

“On March 9, 2023, Crescent Capital BDC, Inc., a Maryland corporation (“CCAP”) completed its previously announced acquisition of FCRD, pursuant to the Agreement and Plan of Merger (the “Merger Agreement”), dated as of October 3, 2022, by and among CCAP, FCRD, Echelon Acquisition Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of CCAP (“Acquisition Sub”), Echelon Acquisition Sub LLC, a Delaware limited liability company and a direct wholly-owned subsidiary of CCAP (“Acquisition Sub 2”), and Crescent Cap Advisors, LLC, a Delaware limited liability company and the external investment adviser to CCAP (“CCAP Advisor”).”

RiskOn International, Inc. completed an acquisition involving Ault Alliance, Inc. (closed 2023-03-06).

“The parties closed on the Agreement with the amended terms which are summarized below on March 6, 2023 (the “Closing”).”

NRG ENERGY, INC. completed an acquisition involving Vivint Smart Home, Inc. for $12.00 in cash (closed 2023-03-10).

“023 (the “Closing Date”), of the acquisition of Vivint Smart Home, Inc., a Delaware corporation (“Vivint”), by NRG Energy, Inc., a Delaware corporation (the “Company”), pursuant to the previously disclosed Agreement and Plan”

GoLogiq, Inc. completed an acquisition involving GammaRey, Inc. (closed 2023-03-07).

“Effective March 7, 2023, the Company, GammaRey and the Shareholders consummated the transactions contemplated by the Share Exchange Agreement.”

Notable Labs, Ltd. completed a disposition involving Aleph Farms for $7.1 million in cash (closed 2023-03-09).

“On March 9, 2023, Vascular Biogenics Ltd. (“ VBL ”) completed the previously announced sale of its manufacturing facility in Modi’in, Israel, and certain related assets, for $7.1 million in cash (the “ Asset Sale ”), pursuant to that certain Asset Purchase Agreement (the “ Purchase Agreement ”) entered into with Aleph Farms, an Israel-based food technology company.”

F-star Therapeutics, Inc. underwent a change of control involving invoX Pharma Limited for approximately $119.0 million (closed 2023-03-08).

“at the Effective Time and treated as either an In the Money Option or an Out of the Money Option. The aggregate consideration paid in the Offer and the Merger was approximately $119.0 million, without giving effect to related transaction fees and expenses. The description of the Merger Agreement and the transactions contemplated thereby contained in this Introductory”

Healing Co Inc. completed an acquisition involving Your Super, Inc. (closed 2022-10-13).

“On October 13, 2022, the Company closed the Acquisition as described above in Item 1.01 and the assets of the Seller, including Your Superfoods, B.V., a Netherlands corporation and its subsidiaries, Your Superfoods GmbH, a German corporation, and Your Superfoods, Inc., a Delaware corporation, became wholly owned subsidiaries of the Company.”

Quality Industrial Corp. completed an acquisition involving shareholders of Quality International Co Ltd FZC for up to $137,000,000 in cash (closed 2023-03-06).

“which includes a Shareholders Agreement for the ongoing governance of Quality International, and the transaction has closed. The purchase price for the Shares shall be up to $137,000,000 in cash, paid in six tranches, subject to the achievement of financial milestones presented in a schedule of payments which are set forth in the Purchase Agreement. We have paid”

Carisma Therapeutics Inc. underwent a change of control involving Carisma Therapeutics Inc. (formerly CARISMA Therapeutics Inc.) (closed 2023-03-07).

“On March 7, 2023, Carisma Therapeutics Inc. (formerly Sesen Bio, Inc.) (the " Company ") completed its business combination in accordance with the terms of the Agreement and Plan of Merger and Reorganization”

Hyperscale Data, Inc. completed a disposition involving Ecoark Holdings, Inc. for 8,637.5 shares of Series B Convertible Preferred Stock of Ecoark with a stated value of $10,000 per share and 1,362.5 shares of Series C Convertible Preferred S (closed 2023-03-06).

“(the “ Transaction ”). On March 6, 2023, the Transaction closed and Ecoark acquired BitNile.com and its ownership in Earnity. As consideration for the acquisition, Ecoark issued 8,637.5 shares of newly designated Series B Convertible Preferred Stock of Ecoark to the Company (the “ Series B Preferred ”) and 1,362.5 shares of newly designated Series C Convertible”

SRAX, Inc. completed a disposition involving Freedom Holding Corp. (Parent), Freedom U.S. Markets, LLC (Buyer), LDM Merger Sub, Inc. (Merger Sub) for $8,300,000 in consideration, consisting of $4,000,000 in cash and 59,763 shares of the Parent's common stock (closed 2023-03-03).

“Section 368(a) of the Internal Revenue Code of 1986, as amended. At the Closing, as consideration for the sale of LD Micro by means of the Merger, the Buyer paid the Company $8,300,000 in consideration, consisting of $4,000,000 in cash (the “Cash Payment”), and 59,763 shares of the Parent’s common stock, par value $0.001 per share (the “Parent Common Stock”),”

Healing Co Inc. completed an acquisition involving Chopra Global, LLC for up to Five Million Dollars ($5,000,000) in cash plus newly issued shares of the Company's common stock (closed 2023-03-03).

“through, Chopra HLCO. The consideration paid and payable by Buyer for the Purchased Assets is an aggregate purchase price (the “Purchase Price”) of up to Five Million Dollars ($5,000,000) in cash plus newly issued shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”). One Million Dollars ($1,000,000) of the cash portion of the”

SURGALIGN HOLDINGS, INC. completed a disposition involving Xtant Medical Holdings, Inc. for $17.0 million in cash (closed 2023-02-28).

“the aggregate consideration paid in the Coflex Transaction for 100% of Surgalign SPV's equity securities was $17.0 million in cash”

Tianci International, Inc. completed an acquisition involving RQS Capital Limited for 1,500,000 shares of its common stock and pay a cash price of $350,000 (closed 2023-03-03).

“nd RQS Capital Limited ( “RQS Capital” ), which was the sole shareholder of RQS United (the " Exchange”

I-Minerals Inc completed a disposition involving BV Lending LLC for US$3 million (closed 2023-03-03).

“resulting in the cancellation of the indebtedness. • At the closing of the Disposition, the Company sold the shares of i-minerals USA to BV Lending for an amount equal to US$3 million (the “Share Value”). • The Share Value was satisfied by BV Lending on a non-cash basis by the set off of US$3 million of debt owed by the Company to BV Lending (the “Set Off”). •”

CONCERT PHARMACEUTICALS, INC. underwent a change of control involving Sun Pharmaceutical Industries Ltd. for $8.00 per share of Company Common Stock in cash, plus one contingent value right per share (closed 2023-03-06).

“urities and Exchange Commission (the “SEC”) on January 19, 2023, by Concert Pharmaceuticals, Inc., a Delaware corporation (the “Company” or “Concert”), Concert entered into an Agreement and Plan of Merger, dated January 19, 2023 (the “Merger Agreement”), with Sun Pharmaceutical Industries Ltd., an entity organized under the laws of India (“Parent” or “Sun Pharma”), and Foliage Merger Sub, Inc., a Delaware corporation and a wholly owned indirect subsidiary of Parent (“Purchaser”).”

Freedom Holding Corp. completed a disposition involving Maxim Povalishin for US$140 million (closed 2023-02-27).

“Maxim Povalishin, the purchaser, was the Deputy General Director and a member of the Board of Directors of Freedom RU. The purchase price for the Russian Subsidiaries was US$140 million, comprised of the assignment to the purchaser of a liability of the Company to Freedom RU in the amount of approximately US$88.5 million and cash in an amount of US$51.5 million.”

indie Semiconductor, Inc. completed an acquisition involving GEO Semiconductor Inc. for $270 million (closed 2023-03-03).

“set forth above under the heading “Introductory Note” of this Current Report on Form 8-K is incorporated herein by reference. The aggregate consideration for the Merger is $270 million (the “Purchase Price”), of which $90 million was paid in cash at closing (the “Cash Consideration”) and approximately 9.4 million shares of indie shares of Class A common stock,”

ASIAFIN HOLDINGS CORP. completed an acquisition involving StarFIN Holdings Limited for $9,055,242 (closed 2023-02-23).

“stock of SFHL. As consideration, we agreed to issue to the shareholders of SFHL 8,232,038 shares of our common stock, at a value of $1.10 per share, for an aggregate value of $9,055,242. We consummated the acquisition of SFHL on February 23, 2023. It is our understanding that the shareholders of SFHL are not U.S. Persons within the meaning of Regulations S.”

RENEWABLE INNOVATIONS, INC. underwent a change of control (closed 2022-12-01).

“In connection with the closing of the Merger described in Item 1.01 above, the following changes to the Board occurred on December 1, 2022 (the “Closing Date”), which will result in a change of a majority of the members of the Board”