M&A Transactions

Bridge Investment Group Holdings Inc. completed an acquisition involving Newbury Partners LLC for $320.1 million in cash (closed 2023-03-31).

“On March 31, 2023, pursuant to the terms and conditions of the Asset Purchase Agreement (the “Asset Purchase Agreement”), dated as of February 13, 2023, by and among Bridge Investment Group Holdings LLC, a Delaware limited liability company (a controlled subsidiary of Bridge Investment Group Holdings Inc. (“Bridge”)) (the “Operating Company”), Newbury Partners-Bridge LLC, a Delaware limited liability company (an indirect majority owned subsidiary of the Operating Company, the “Buyer”), Newbury Partners LLC, a Delaware limited liability company (the “Seller”), Richard Lichter, an individual, and RLP Navigator LLC, a Delaware limited liability company (“RidgeLake,” and together with Richard Lichter, the “Newbury Holders”), the Buyer purchased substantially all of the Seller’s assets, assumed certain of the Seller’s liabilities and paid the Seller $320.1 million in cash, subject to certain purchase price adjustments as set forth in the Asset Purchase Agreement (the “Acquisition”).”

Finance of America Companies Inc. completed an acquisition involving American Advisors Group for $5.5 million in cash (closed 2023-03-31).

“parties to the AAG Transaction agreed, among other things, that (a) the amount of cash consideration payable by FAR to AAG under the Asset Purchase Agreement would be reduced to $5.5 million (from $10 million in the Original Asset Purchase Agreement) and in connection with such reduction, FAR would issue to AAG a promissory note with an aggregate principal amount of”

Bakkt, Inc. completed an acquisition involving Apex Fintech Solutions Inc. for estimated closing consideration of approximately $67.2 million in cash (closed 2023-04-01).

“as of November 2, 2022, by and among the Bakkt Parties and the Seller Parties. At the Closing, Bakkt Marketplace paid Seller estimated closing consideration of approximately $67.2 million in cash, which includes the base purchase price of $55.0 million, the estimated amount of cash held by the Target at closing and certain other adjustments. The cash consideration”

Woodbridge Liquidation Trust completed a disposition involving a private entity for $26,000,000 (closed 2023-03-30).

“On March 30, 2023, the registrant, through a wholly-owned subsidiary (collectively with the registrant, the "Company"), completed the sale of its real property asset located at 638 Siena Road in Los Angeles, California, to a private entity for a cash purchase price of $26,000,000.”

AVAI BIO, INC. completed an acquisition involving Treasure Drive Ltd. (closed 2023-04-03).

“On April 3, 2023, the Company, entered into an Asset Purchase Agreement (“Treasure APA”) with Treasure Drive Ltd. (“TD”) pursuant to which the Company agreed to acquire a technology portfolio including certain source codes and pending patent applications which have applications in a variety of areas including creating systems and methods of facilitating digital rating and secured sales of digital works as well as core virtual reality platforms known as digital auction systems, rating and secure sales via open bid auctions (“Instant Fame Assets”). At closing, in consideration of the Instant Fame Assets, the Company shall issue to TD 5,000 convertible preferred shares of the Company with a stated valued at $5,000 per share each (the “Preferred Shares”).”

AVAI BIO, INC. underwent a change of control involving GBT Tokenize Corp. (closed 2023-04-03).

“On April 3, 2023, Trend Innovation Holdings, Inc. (the “Company”), entered into an Asset Purchase Agreement (“APA”) along with GBT Tokenize Corp. (“Seller”), which Seller developed and owns a proprietary system and method named Avant-Ai, which is a text-generation, deep learning self-training model that is working based on an innovative, unique concept which learns on its own and constantly enhances its information database with the advantage of unsupervised learning capabilities (the “System”). At closing, in consideration of acquiring the System, the Company shall issue to the Seller 26,000,000 common shares of the Company (the “Shares”).”

Vital Energy, Inc. completed an acquisition involving Driftwood Energy Operating, LLC (closed 2023-04-03).

“On April 3, 2023, the Company consummated the Driftwood Acquisition.”

NGL Energy Partners LP completed a disposition involving Campbell Transportation Company, Inc. and Magnolia Marine Transport Company for $111.65 million in cash less estimated expenses of approximately $7.5 million (closed 2023-03-30).

“On March 30, 2023, NGL Energy Partners LP (the “Partnership”) completed the sale of all of its marine assets for $111.65 million in cash less estimated expenses of approximately $7.5 million.”

COMMUNITY HEALTH SYSTEMS INC completed a disposition involving Vandalia Health, Inc. for approximately $92 million in cash (closed 2023-03-31).

“as amended (the “Purchase Agreement”). The purchase price paid to the Company in connection with the Transaction at a preliminary closing on March 31, 2023 was approximately $92 million in cash. The Purchase Agreement is attached as Exhibit 2.1 (which is incorporated by reference herein) in accordance with the rules of the Securities and Exchange Commission. The”

FIRST CITIZENS BANCSHARES INC /DE/ completed an acquisition involving Federal Deposit Insurance Corporation (FDIC), as receiver for Silicon Valley Bridge Bank, N.A. (closed 2023-03-27).

“The Acquisition was consummated on March 27, 2023.”

Star Holdings completed a disposition involving iStar Inc. (closed 2023-03-31).

“Separation and Distribution Agreement”), dated as of March 31, 2023, by and between iStar Inc., a Maryland corporation ("iStar"), and Star Holdings, a Maryland statutory trust ("Star Holdings").”

Mag Mile Capital, Inc. underwent a change of control involving Megamile Capital, Inc. d/b/a Mag Mile Capital f/k/a CSF Capital LLC (closed 2023-03-30).

“On March 30, 2023, the registrant, Myson, Inc. (“Myson” or the “Company”), entered into a Reorganization Agreement (the “Reorganization Agreement”) with Megamile Capital, Inc. d/b/a Mag Mile Capital f/k/a CSF Capital LLC (“Mag Mile Capital”) under which Mag Mile Capital was merged with and into Myson following the satisfaction of several closing conditions, including satisfactory completion of due diligence reviews by each party to the Reorganization Agreement, Mag Mile Capital providing Myson with the most recent two years of audited financial statements by a PCAOB auditor and Myson not having any debt or contingent liabilities of any kind at the time of the closing of the merger between Myson and Mag Mile Capital (the “Closing”). The Closing occurred on March 30, 2023. With the closing of the Reorganization Agreement, the sole member of the Myson Board of Directors and its officer resigned and Rushi Shah, President and CEO of Mag Mile Capital, assumed the positions of Chairman of the”

Parsec Capital Acquisitions Corp. completed an acquisition involving Enteractive Media, Inc. (closed 2023-03-09).

“On March 9, 2023, we entered into the Acquisition Agreement with stockholders of Enteractive Media, Inc owning 56.7% of Enteractive’s issued and outstanding common stock making Enteractive a majority owned subsidiary of Parsec, as more fully described in Item 2.02 above, Immediately following the closing of the Acquisition, former Enteractive Media, Inc. shareholders own approximately 59.6% of our issued and outstanding common stock”

Baudax Bio, Inc. completed a disposition involving Alkermes Pharma Ireland Limited for no further payments of any kind (closed 2023-03-29).

“Alkermes Agreement On March 29, 2023, the Company entered into an Asset Transfer Agreement with Alkermes Pharma Ireland Limited (“Alkermes”) (the “Transfer Agreement”). Under the terms of the Transfer Agreement, the Company transferred the rights to certain patents, trademarks, equipment, data and other rights related to ANJESO ® (the “Assets”) to Alkermes.”

Safehold Inc. completed a disposition involving Star Holdings for distribution of 0.153 common shares of Star Holdings for each share of iStar common stock (closed 2023-03-31).

“shares of Star Holdings (NASDAQ: STHO) to holders of record of iStar common stock as of the close of business on March 27, 2023 in a spin-off transaction. iStar distributed 0.153 common shares of Star Holdings for each share of iStar common stock. For more information regarding the merger, please refer to the definitive Joint Proxy Statement/Prospectus,”

Safehold Inc. underwent a change of control involving iStar Inc. for one share of New SAFE Common Stock per share of SAFE Common Stock (closed 2023-03-31).

“On March 31, 2023, SAFE completed its previously announced merger (the “Merger”) with and into STAR, with STAR continuing as the surviving corporation and operating under the name “Safehold Inc.” (“New SAFE”), pursuant to the Agreement and Plan of Merger, dated as August 10, 2022 (the “Merger Agreement”), by and between SAFE and STAR.”

AgroFresh Solutions, Inc. underwent a change of control involving Project Cloud Holdings, LLC for approximately $159.2 million (closed 2023-03-31).

“the Company became a wholly owned subsidiary of Parent. The total amount of consideration payable to the Company’s equityholders in connection with the Merger was approximately $159.2 million. The funds used by Parent to consummate the Merger and complete the related transactions came from an equity investment by Paine Schwartz Food Chain Fund VI, L.P. (the “Sponsor”)”

Maxpro Capital Acquisition Corp. underwent a change of control involving Apollomics Inc. (closed 2023-03-29).

“On March 29, 2023 (the “Closing Date”), as contemplated by the Business Combination Agreement, Merger Sub merged with and into Maxpro, with Maxpro surviving as a wholly-owned subsidiary of Apollomics (the “Business Combination”).”

Hess Midstream LP completed an acquisition involving Hess Investments North Dakota LLC and GIP II Blue Holding, L.P. for aggregate purchase price of approximately $100 million (closed 2023-03-30).

“On March 27, 2023, Hess Midstream LP, a Delaware limited partnership (the “Company”), Hess Midstream Operations LP, a Delaware limited partnership and a subsidiary of the Company that holds all of the Company’s operating assets (“HESM OpCo” and, together with the Company, the “Partnership Entities”), Hess Investments North Dakota LLC, a Delaware limited liability company (“HINDL”), and GIP II Blue Holding, L.P., a Delaware limited partnership (“GIP” and, together with HINDL, the “Sponsors” and each, a “Sponsor”), entered into a Unit Repurchase Agreement (the “Repurchase Agreement”) pursuant to which HESM OpCo agreed to purchase from the Sponsors (divided equally between the Sponsors) 3,619,254 Class B units representing limited partner interests in HESM OpCo (the “Class B Units” and such Class B Units subject to the Repurchase Agreement, the “Repurchased Units”) for an aggregate purchase price of approximately $100 million (the “Repurchase Transaction”). The Repurchase Transaction was”

DUCK CREEK TECHNOLOGIES, INC. underwent a change of control involving Disco Parent, LLC for $19.00 per share in cash (closed 2023-03-30).

“Creek Common Stock ”) outstanding immediately prior to the Effective Time was automatically cancelled and extinguished and automatically converted into the right to receive $19.00 in cash, without interest (the “ Merger Consideration ”). Pursuant to the Merger Agreement, at the Effective Time: • each award of restricted Duck Creek Common Stock issued under”

Creative Media & Community Trust Corp completed an acquisition involving 1100 Clay Venture Holdings, LLC for $142.7 million (closed 2023-03-28).

“On March 28, 2023, an indirect wholly-owned subsidiary of Creative Media & Community Trust Corporation (“CMCT”) completed the previously announced acquisition of a 98.05% interest in Eleven Fifty Clay, a 16-story apartment building with 288 units in downtown Oakland, California, from 1100 Clay Venture Holdings, LLC (the “Clay Seller”) for $142.7 million (including an assumption of a mortgage of approximately $78.3 million).”

U-Haul Holding Co /NV/ underwent a change of control involving Schedule 13D Group for $1,404,711.46 (closed 2023-03-23).

“Stock ”) of U-Haul Holding Company (the “ Company ”). The Voting Common Stock was acquired in open market purchases (the “ Transactions ”) for an aggregate purchase price of $1,404,711.46. The source of funds used in connection with the purchase of such shares of Voting Common Stock was the working capital of SAC and its affiliates. As a result of the”

Signify Health, Inc. underwent a change of control involving CVS Pharmacy, Inc. for $30.50 per share in cash (closed 2023-03-29).

“resulting from the exchange of OpCo Units (as defined below), that was outstanding immediately prior to the Effective Time, was canceled and converted into the right to receive $30.50 per share in cash, without interest (such per-share consideration, the “Per Share Consideration” and the aggregate consideration, the “Merger Consideration”). Additionally,”

LanzaTech Global, Inc. underwent a change of control involving LanzaTech NZ, Inc. (closed 2023-02-08).

“On February 8, 2023 (the “Closing Date”), AMCI, consummated the previously announced business combination (the “Business Combination”) pursuant to the terms of the Agreement and Plan of Merger (the “Closing”), dated as of March 8, 2022 (as amended on December 7, 2022, the “Merger Agreement”), by and among AMCI, AMCI Merger Sub, Inc. (“Merger Sub”) and Legacy LanzaTech.”

Near Intelligence, Inc. underwent a change of control involving Near Holdings Inc. (closed 2023-03-23).

“As a result of the consummation of the Business Combination, a change of control of KludeIn has occurred, as the stockholders of KludeIn as of immediately prior to the Closing held 9.2% of the outstanding shares of Near Common Stock immediately following the consummation of the Business Combination.”

Universal Gaming Corp completed an acquisition involving Blue Circle Enterprises B.V. (closed 2023-03-22).

“As described in Item 1.01 above, effective March 22, 2023, the Company entered into an IP Contribution Agreement which resulted in the acquisition of material assets as of such date.”

CIM REAL ESTATE FINANCE TRUST, INC. completed a disposition involving Realty Income Corporation (subsidiaries) for $779.0 million (closed 2023-03-22).

“The sale of 151 properties under contract for sale pursuant to the Purchase and Sale Agreement closed on March 22, 2023 for total consideration of $779.0 million.”

Dominari Holdings Inc. completed an acquisition involving Fieldpoint Private Bank & Trust (closed 2023-03-27).

“On March 27, 2023, Dominari Holdings completed its acquisition of Fieldpoint Private Securities, LLC from Fieldpoint Private Bank & Trust.”

REGAL REXNORD CORP completed an acquisition involving Altra Industrial Motion Corp. for $62.00 per share (closed 2023-03-27).

“of Altra Common Stock granted under Altra’s 2014 Omnibus Incentive Plan and subject to forfeiture conditions) was converted into the right to receive cash in the amount of $62.00 per share, without interest (the “Merger Consideration”). A total of approximately $4.1 billion in cash was paid to Altra stockholders as consideration for the Merger. The Company”

FIRST CITIZENS BANCSHARES INC /DE/ completed an acquisition involving Federal Deposit Insurance Corporation for at a discount of approximately $16.45 billion (closed 2023-03-27).

“liabilities, including approximately $56.5 billion in customer deposits. The deposits were acquired without a premium and the assets were acquired at a discount of approximately $16.45 billion, subject to customary adjustments. The Purchase Agreement expressly excludes (i) any obligation for FCB to purchase (a) qualified financial contracts or any other derivative”

Huaizhong Health Group, Inc. completed an acquisition involving Sannong Youxuan Holdings Limited (closed 2023-03-27).

“Upon the closing of the transaction, the Company acquired 100% shares issued and outstanding ordinary shares of the Target and the Company issued 1,000,000 shares of common stock to the Seller.”

Altra Industrial Motion Corp. underwent a change of control involving Regal Rexnord Corporation for $62.00 per share in cash (closed 2023-03-27).

“under the Delaware General Corporation Law (the “ DGCL”) and (iii) Company Restricted Shares (as defined in the Merger Agreement), was converted into the right to receive $62.00 (the “Merger Consideration”) in cash, without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, at the Effective Time, (1) each vested”

AMERICAN INTERNATIONAL HOLDINGS CORP. underwent a change of control involving Marble Trital Inc. (closed 2023-02-15).

“As a result of the closing of the transactions contemplated by the Exchange Agreement and the Cohen Exchange Agreement, and effective on the Closing Date, February 15, 2023, the Shareholder, through ownership of all 1,000 of the outstanding Series A Preferred Stock shares, holds voting control over 60% of the Company’s outstanding voting shares, resulting in a change of control of the Company.”

AMERICAN INTERNATIONAL HOLDINGS CORP. completed an acquisition involving Marble Trital Inc. (closed 2023-02-15).

“Pursuant to the Exchange Agreement, which closed on February 15, 2023 (the “ Closing Date ”), the Shareholder exchanged (the “ Exchange ”) 100% of the ownership of Cycle Energy in consideration for 1,000,000 shares of the Series A Preferred Stock of the Company (the “ New Series A Shares ”).”

DAWSON GEOPHYSICAL CO completed an acquisition involving Breckenridge Geophysical, LLC (closed 2023-03-24).

“On March 24, 2023, Dawson Geophysical Company (the “Company”) entered into an Asset Purchase Agreement (the “Purchase Agreement”) with Wilks Brothers, LLC, for the limited purposes set forth therein (“Wilks”) and Breckenridge Geophysical, LLC (“Breckenridge”). Pursuant to the Purchase Agreement, and upon the terms and subject to the conditions described therein, the Company completed the purchase of substantially all of the Breckenridge assets related to seismic data acquisition services other than its multi-client data library (the “Assets”), in exchange for a combination of equity consideration and a convertible note (described below) (the “Transaction”).”

Zura Bio Ltd underwent a change of control involving Zura Bio Holdings Ltd for $165 million in newly issued Company Class A Ordinary Shares (closed 2023-03-20).

“by securityholders of Holdco at the Closing consisted of newly issued Company Class A Ordinary Shares (or options to purchase such shares) with an aggregate value equal to $165 million (the “ Merger Consideration ”). Subject to, and in accordance with, the terms and conditions of the Business Combination Agreement, in connection with the Merger and the”

TANCHENG GROUP CO., LTD. completed an acquisition involving Zhan Jue Cheng Limited and Zhang Caixia Limited (closed 2023-03-20).

“On March 20, 2023, the Contribution was completed.”

American Virtual Cloud Technologies, Inc. completed a disposition involving Skyvera, LLC for $6,780,062 (closed 2023-03-24).

“disposition of substantially all of the Debtors’ assets. The winning bid at the Auction was submitted by the Purchaser, which agreed to pay cash consideration in the amount of $6,780,062. On March 10, 2023, the Sellers and the Purchaser executed an amended and restated Asset Purchase Agreement (the “Purchase Agreement”), reflecting the cash purchase price of”

EVO Payments, Inc. underwent a change of control involving Global Payments Inc. (closed 2023-03-24).

“the completion on March 24, 2023 (the “Closing Date”) of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of August 1, 2022”

CYPHERPUNK TECHNOLOGIES INC. completed an acquisition involving Flame Biosciences, Inc. (closed 2023-01-23).

“On January 23, 2023, Leap Therapeutics, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Original Form 8-K”) disclosing the Company’s acquisition of Flame Biosciences, Inc., a Delaware corporation, pursuant to an Agreement and Plan of Merger, dated January 17, 2023 (the “Acquisition”).”

FLYWHEEL ADVANCED TECHNOLOGY, INC. completed an acquisition involving QBS System Limited (closed 2023-03-22).

“On March 22, 2023, the Company consummated the Share Exchange. Pursuant to the terms and provisions of the Share Exchange Agreement, the Company acquired all of the issued and outstanding ordinary shares of QBS System in exchange for the Exchange Shares.”

NEW FRONTIER ENERGY INC completed an acquisition involving CareOne, LLC for 200,000,000 shares of its common stock (closed 2023-03-24).

“Pursuant to the SPA, the Company was to issue a total of 200,000,000 shares of its common stock to acquire 100% of the outstanding interests in CareOne.”

Apple iSports Group, Inc. underwent a change of control involving Apple iSports, Inc. (AiS) and its shareholders (closed 2023-03-23).

“Effective March 23, 2023 (the “Closing Date”), we closed a share exchange pursuant to a Stock Exchange Agreement (the “Stock Exchange Agreement”), with AiS and the shareholders of AiS.”

INTERLINK ELECTRONICS INC completed an acquisition involving shareholders of Calman for GB£4,127,000 (approximately $4,998,000) (closed 2023-03-17).

“including non-competition covenants on the part of the sellers, who will continue to be employed by Calman. Under the terms of the Purchase Agreement, the purchase price is GB£4,127,000 (approximately $4,998,000), of which GB£3,627,000 (approximately $4,392,000) was paid at closing and the balance is being held back for up to nine months against claims for”

ELK CREEK RESOURCES CORP. underwent a change of control involving NioCorp Developments Ltd. (closed 2023-03-17).

“the transactions contemplated by the Business Combination Agreement were consummated and closed on March 17, 2023 (the “Closing Date”).”

IsoPlexis Corp underwent a change of control involving Berkeley Lights, Inc. for 0.6120 fully paid and nonassessable shares of common stock, par value $0.00005, of Berkeley Lights Common Stock (closed 2023-03-21).

“or Berkeley Lights (other than Merger Sub and unless held in a fiduciary, representative or other capacity on behalf of other persons)) was converted into the right to receive 0.6120 fully paid and nonassessable shares (the “Exchange Ratio”) of common stock, par value $0.00005, of Berkeley Lights (“Berkeley Lights Common Stock”) (the “Merger Consideration”),”

CalciMedica, Inc. underwent a change of control involving CalciMedica, Inc. (closed 2023-03-20).

“On March 20, 2023, Graybug, Merger Sub and CalciMedica consummated the transactions contemplated by the Merger Agreement following the Special Meeting.”

Flowerkist Skin Care & Cosmetics, Inc. completed an acquisition involving Flowerkist, Inc. for $4,465,000 (closed 2023-03-20).

“Cosmetics, Inc., effective immediately. Flowerkist Skin Care and Cosmetics, Inc. will start marketing and selling these products as soon as practicable. The purchase price of $4,465,000 will be paid with issuance of restricted stocks of OTC: FKST, to current shareholders of the Seller. The purchase price was determined by applying a discount to the full value of”

FIREFLY NEUROSCIENCE, INC. completed a disposition involving Gray Matters Data Corp. (closed 2023-03-17).

“On March 17, 2023, WaveDancer, Inc. (the “Company”) entered into and closed a Stock Purchase Agreement with Gray Matters Data Corp. (“GMDC”), a company newly formed by StealthPoint LLC, a San Francisco based venture fund, under which the Company sold all of the shares of its subsidiary, Gray Matters, Inc.”

PhenomeX Inc. completed an acquisition involving IsoPlexis Corporation for 0.6120 shares of PhenomeX Common Stock per share of IsoPlexis Common Stock, plus cash in lieu of fractional shares (closed 2023-03-21).

“to Berkeley Lights) (other than Merger Sub and unless held in a fiduciary, representative or other capacity on behalf of other persons)) was converted into the right to receive 0.6120 fully paid and nonassessable shares (the “ Exchange Ratio ”) of PhenomeX Common Stock (the “ Merger Consideration ”), together with cash in lieu of fractional shares of PhenomeX”